Tailoring Your Compliance Program (Chapter 4) Flashcards
1
Q
What are the 3 C’s of Communication
A
Clear
Concise
Creative
2
Q
What is the focal point of a Compliance Program
A
Code of Conduct
3
Q
When should a Compliance Plan be reviewed
A
Annually
4
Q
What should you evaluate for success
A
Annual review of written compliance program.
Continual review of individual policies and procedures.
Benchmarking again your own statistics.
5
Q
A
