Systems thinking and the analysis of complex dynamical systems Flashcards

1
Q

How can science for SD be used for informing policy goals?

A

1. What is our goal and when do we want to achieve it?
- reflect inltl’ consensus & public perception that change is needed

2. In measurable units
- developing the right indicators , data availability over time, possibility of linking indicators to models to explore & update policies

3. Where are we now?
- need for reliable and sufficient data, need for in-depth knowledge on the state of the system

4. What do we need to do/change to achieve it?
- effective policy requires knowledge on how the system will respond based on eg:
-> historic responses, process-based models of system, expert knowledge, scenario-based models…

–> Indicators: quantify goals, assess historic developments
–> Modelling: requires and contributes to system understanding
–> Models: used to explore future effects of policy options

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2
Q

What is system thinking?

A

a set of synergistic analytic skills
used to improve
- the capability of identifying and understanding systems
- predicting their behaviors
- devising modifications to them in order to produce desired effects

These skills work together as a system.

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3
Q

Causal Loop Diagram: Definition

A

An abstract representation of a specific process or system

System dynamics / dynamic structure of the system are represented by CLDs

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4
Q

Causal loop diagram: Construction

A

A causal loop diagram consists of four basic elements:
- the variables (“nouns”)
- the links between them (“verbs”)
- effects: the signs on the links (show how the variables are interconnected) : + / -
- feedback: the sign of the loop (which shows what type of behavior the system will produce): + / -
–> Reinforcing (+ leads to +) or balancing loop (+ and -)

How to construct it:
- Variables: Use nouns not verbs (i.e. costs not increasing costs), use variables describing quality (i.e. happiness not state of mind), use “positive” senses of names (i.e. growth not contraction)
- Think of all unintended consequences and outcomes possible for every course of action
- Make the goal explicit (ex. desired quality)
- Distinguish between perceived and actual state
- If a variable has multiple consequences, lump them into one term at first (ie. Stress –> Coping strategies)
- Differentiate between short and long term consequences
- Insert additional terms if need be to increase clarity
- Finish by “talking through the loop” or telling its story to make sure it makes sense

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5
Q

Causal loop diagram: Goals

A

Goals:
- By representing a problem or issue from a causal perspective, you can become more aware of the structural forces that produce puzzling behavior.
- to make our understanding of the interrelationships within a system’s structure more explicit
- to recognize the multiple, interdependent effects of our actions.
- to make a visual representation

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6
Q

Stock-flow diagram

A

An abstract representation of a specific process or system consisting of:
1. Stock: entities that accumulate or can be depleted (they continue to exist if time stops)
2. Flow: movement/flux of material into or from stock//Changes in stock, can increase or decrease (they disappear if time stops) also = rates or fluxes
Temporal aspect: info may only be for certain periods. Change per period = net flow
3. Parameters: can be used for various operations in the system
4. Consistent units of measurement: across the system

In calculus
Stocks are the equivalent of integrals
Flows are the equivalent of derivatives

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7
Q

Difference between Causal-loop diagrams & Stock-flow diagrams

CLD, SFD, Advantages of SFD, ex.

A

CLD:
- for communicating high-level views of a system, especially for non-experts
- understandable
- good first step

SFD:
- talk about rates of change
- higher level of rigor, more detailed
- include more variables (eg. stock and flow)
- differentiate between parts of the system
- gives an enhanced understanding of the system
- more subtle view of system
- units and relative magnitudes of system are specified

Advantages of SFD:
- each variable has to be thought of in detail to find its units of measure
- relationships between variables need to be clarified (for clear units)
- pushes you to discover new variables to make units match –> more detail and understanding overall!
- gives you the basics to create a computer model (because they use S&F & high level of detail)
- discovering counterintuitive dynamics

Ex:
- Birth rate, births and population –> more accurate representation

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8
Q

Usable knowledge - To Know

Crafting usable knowledge for SD - Clark, van Kerkhoff & Gallopin

A

Core lessons found using ICAP lense (Innovation system, Complex system, Adaptive system, Political systems)

To know:
- understanding the coproduction relationships through which knowledge making and decision making shape one another in the SESs that constitute the stage on which the drama of sustainable development is played out.

  • IS: The need to work together with end-users and all actors in the system, adjusting to user, context, knowledge that is shaped to “fit”
  • CS: You can’t just do 1 thing (i.e. unintended consequences); impacts are always context dependent (i.e. no panaceas); impacts may involve abrupt or irreversible changes
  • AS: Novelty is always bubbling up; local conditions impact these novelties; SES dynamics shaping the future will be different than those from the past
  • PS: knowledge is power; they will be percieved as taking sides; incentives they face in their choices will disproportionately reflect some parties and not others; how they treat knowledge of stakeholders will empower or disempower them
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9
Q

Usable knowledge - To Do

Crafting usable knowledge for SD - Clark, van Kerkhoff & Gallopin

A

To do:
- improving the capacity of the research community to put its understanding of coproduction into practice
Improve:
- Stakeholder collaboration: for understanding, for multi-scale applications; for the long-term, antidote to elitism, boundary work (bridging cultural divides).
- Knowledge governance: recognizing and reshaping the rules and norms governing the relationships of coproduction
- Social learning: favoring learning over knowledge for multidimensional & evolving understanding; research arenas as “safe spaces” for failure and errors; implemented methodologically; critically examining scientific institutions
- Researcher training: how to get researchers to learn this

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10
Q

What is Systems Thinking?

Introduction to Systems Thinking - D. Kim

A

Systems thinking is a way of seeing and talking about reality that helps us better understand and work with systems to influence the quality of our lives.

Has a vocabulary, is a language, is a set of tools for visually capturing and communicating about systems.

Understanding the how and why things happen in complex systems to better manage them.

Systems thinkers work from a central premise: If you don’t know how you’re pro- ducing certain outcomes, you’ll have great difficulty determining how to produce better outcomes! Causal loop diagrams give us better pictures & understanding, especially when done in groups.

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11
Q

What is a system & its characteristics

& Sust. Sci by D. Vries

Introduction to Systems Thinking - D. Kim

A

A system is any group of interacting, interrelated, or interdependent parts that form a complex and unified whole that has a specific purpose.

All parts are interrelated and independent.

Characteristics:
- Purpose acts as a predominant force in a system (purpose of the whole)
—>Mechanical systems’ purpose do not change
–> Living or natural or social systems’ purpose evolves & it is difficult to define; we don’t know what impacts our actions will have on the system; we often impose purpose on systems (eg. dogs = pets OR food)

- All parts must be present for a system to carry out its purpose optimally
- The order in which the parts are arranged affects the performance of a system
- Systems attempt to maintain stability through feedback (eg. body temperature)

Key attributes:
1. Elements
2. (Inter) connections
3. Purpose
& Important to define a boundary

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12
Q

Putting Systems into broader context:
“The Iceberg”

Introduction to Systems Thinking - D. Kim

A

Multi-levels of perspective (iceberg/pyramid, top to bottom), like an iceberg, we only see the tip!:
Events: day-to-day occurences
Patterns: Accumulated memories of events –> trends!
Systemic structures: the ways in which the parts of a system are organized.

–> redesigning things at the systemic level that offers us far more leverage to shape our future than sim-ply reacting to events does.

Also useful:
Mental Models: beliefs and assumptions or systemic structure generators
Vision: what we want for the future, the guiding force that determines what mental models we hold as important when pursuing our goals.

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13
Q

What do Systems do?

Introduction to Systems Thinking - D. Kim

A

–> Causal loop diagrams & behavior over time graphs = ST tools

Feedback loops:
- How do the consequences of my actions feed back to affect the system?
- How we describe actions affects the actions we take i.e. understanding interrelationships, feedback loops…

–>Reinforcing processes:
Arise from positive feedback, successive changes add to the previous changes and keep the change going in the same direction.
Growth & collapse, rising or falling time graph, virtuous or vicious circles
eg. popularity of music

–> Balancing processes:
They resist change in one direction by producing change in the opposite direction, which negates the previous effects. There is always an inherent goal in a balancing process, and what “drives” a balancing loop is the gap between the goal (the desired level) and the actual level. Balancing processes always try to bring conditions into some state of equilibrium. They are everywhere, keep the status quo, more discrete than RFs, negative feedback, oscillating time graph; stabilizing (correcting for change) or stagnating (growing ever slower to an asymptote), return to equilibrium state
eg. body temperature

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14
Q

Systems thinking as a complement for analytical thinking…

Introduction to Systems Thinking - D. Kim

A
  • Understanding how systems work—and how we play a role in them—lets us function more effectively and proactively within them.
  • The more we understand systemic behavior, the more we can anticipate that behavior and work with systems (rather than being controlled by them) to shape the quality of our lives.
  • uncovering hidden assumptions
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15
Q

Systems thinking - delays

Introduction to Systems Thinking - D. Kim

A

Delays:
- physical (eg. transport)
- transactional (eg. phone call)
- informational (eg. miscommunication)
- perceptual (eg. no shift in perception because of deeply engrained assumptions)

–> they can make a system’s behavior unpredictable and confound our efforts to produce the results
–> The amount of delay has a significant impact on whether it will be a virtuous or vicious cycle.
–> Such is the nature of complex systems and the world of circular feedback loops: Once a loop gets going, it’s hard to tell what is driving what. So important to have indicators & measures of delays.

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16
Q

Unintended consequences

Introduction to Systems Thinking - D. Kim

A
  • Mapping the possible unintended as well as intended consequences of our actions in causal loop diagrams can help us anticipate and address problems before they arise.
  • Yet no matter how narrowly we choose to define a system, that system ignores our arbitrary definition and responds to all the relevant inter-connections.
  • So there will always be intended & unintended consequences - so look for to what degree and what kind of consequences there are to anticipate them.
17
Q

Exponential growth of population

A

Change over time dY/dt is a constant fraction (b) of the state Y
dY/dt = b * Y

with Y = population (people) / the state variable
t = infinitesimally small timestep (t→dt→0) (eg. people/year)
b = relative growth constant (X/year) / the rate of change parameter

–> An unbounded process of reflecting a self-reinforcing feedback
–> Relative change in state variable is constant (constant relative growth rate)
–> Not realistic as most processes become limited by resources/space

This equation can be solved analytically by taking the integral over time of (dY/dt)/Y =
b. This yields (with c an integration constant):

18
Q

How many years will it take for your population to double for exponential growth?

A

Rule of thumb/Rule of 70
Number of years to double = 70 / annual growth rate

19
Q

Logistic growth

A
  • Exponential growth but when growth rate decreases at a higher population size
  • When resources limit population growth
  • Stable population reaches the carrying capacity (K) of the system
  • Logistic growth includes a positive and negative (self-limit) feedback
  • Stability when Y = K => when rate of change = 0
  • With higher population, the carrying capacity decreases
  • Because of delays in the system, population responds to earlier conditions therefore leading to overshoot before coming back down

–> Decreases the relative growth rate when the state variables reaches a carrying capacity
–> This introduces a stabilizing (negative) feedback in the system

20
Q

What makes up a system?

A
  • System components
  • Defined interactions between system components
  • System boundary
  • System input/output
  • Boundary conditions (rules of the game?)
21
Q

Definition of a complex system
& what it is not

A

An ensemble of many elements which are interacting in a disordered way, resulting in robust organisation and memory.

Does not have:
- linear responses
- replication of past behavior
- behavior understandable from system components (eg. gears)

May have:
- non-linear responses to (linear) input
- Hysteresis & historical dependence
- Self-organisation and pattern formation
- Memory, learning and adaptive responses
- Behavior not always predictable from individual components

22
Q

Inflow & Outflow
(SFDs)

SS by de Vries

A

The level of a stock is determined by an inflow and outflow.

Eg. Bathtub, Water = stock, In & outflows = flows

Delta (Water in tub) / Delta (time) = WaterInflowRate - WaterOutflowRate

If inflow = outflow –> in state of dynamic equilibrium OR Stationary state

23
Q

Measuring data in SFDs

A

Scientists usually look for quantities that can be measured and related to another, more interesting but difficult to measure variables – such a substitute quantity is called a proxy.

24
Q

Stock Inertia

A

The stock level cannot change or be changed faster than the maximum difference between inflow and outflow. Stocks are a kind of memory and are the source of delays. Inertia is experienced as an usually unexpected and undesired delay and is often not adequately perceived and interpreted.

25
Q

Feedback loops in SFDs

A

stock influences, via a series of signals and decisions, the inflow and outflow rates of the stock and hence its own level

Postive loop
It is a dynamic growth process in which the rate of change of a quantity is positively proportional to that quantity. Such exponential growth processes go toward infinity for large t(ime). In other words, infinity (∞) is the attractor, fixed point or equilibrium point for t→∞

Negative loop
Processes in which the rate at which a quantity changes is negatively proportional to that quantity. The system drives the stock variable towards the state X = K where, once reached, the stock remains constant. K is the attractor.

26
Q

The doubling time (DT) in SFDs

SS by de Vries

A

exponential growth process is the number of timesteps during which the state variable doubles

27
Q

Logistic growth process in SFDs

SS by de Vries

A

A simple but characteristic dynamic process, in which both a PFL and an NFL operate.
In system dynamic terms, the outflow rate is a function of Y and approaches the inflow rate for Y approaching K. The process can be formulated as the differential equation for exponential growth with the growth rate b* approaching zero for Y ≈ K:

28
Q

Carrying capacity in SFDs

SS by de Vries

A

The value of the attractor K is associated with the carrying capacity because it is the maximum value to which the variable Y (0 < Y < K) can grow.

29
Q

Steps to do in construction of a system dynamics model

SS by de Vries

A
  • formulate the problem
  • make a conceptual (stock-flow) model
  • collect relevant data
  • implement the model in equations/software and run and test the model
  • Some phenomena are apparently quite different but turn out, from a system perspective, to share generic dynamic properties, and can be represented in archetypical models
30
Q

Behaviors of systems

SS by de Vries

A

the behaviour of systems over time can be understood by identifying the relevant stock variables and the inflows and outflows for a chosen system boundary and by considering both the energy/material aspects and the behavioural/social aspects of the system elements and their interactions;

31
Q

Stability in complex systems

A
  • Stability: no or small system response to perturbation
  • System response may depend on circumstances
  • Negative or positive feedbacks may dominate under different circumstances
  • A shift from negative to positive feedback may create unexcepted shifts in the system (tipping point)