SOX: Title IX - White Collar Crime Penalty Enhancements

Question 1

anyone who attempts or conspires to commit any white collar offense will be subject to penalties as predetermined by the

Answer 1

United States Sentencing Commission

Question 2

Periodic reports filed with the SEC that contains Financial Statements must include the following written statements/signatures

Answer 2

1) fully complies with Securities exchange act of 1934
2) info in report fairly presents financial condition/operating results of company
3) written statements must be signed by CEO and CFO