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Corporate Law CAP II (ICAN) > Securities Act (Sections) > Flashcards

Securities Act (Sections) Flashcards

1
Q

Securities Act, 2063 - Section 3

A

Establishment of Nepal Securities Board

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2
Q

Securities Act, 2063 - Section 5

A

Functions, Duties and Powers of the Board

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3
Q

Securities Act, 2063 - Section 7

A

Appointment of Chairperson

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4
Q

Securities Act, 2063 - Section 8

A

Functions, Duties and Powers of the Chairperson

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5
Q

Securities Act, 2063 - Section 10

A

Qualifications for Appointment of Chairperson and Members

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6
Q

Securities Act, 2063 - Section 12

A

Removal of Chairperson and Member

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7
Q

Securities Act, 2063 - Section 22

A

Fund of the Board

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8
Q

Securities Act, 2063 - Section 23

A

Revolving Fund

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9
Q

Securities Act, 2063 - Section 27

A

Registration of Securities Required Prior to Issuance

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10
Q

Securities Act, 2063 - Section 28

A

Information to be Given to Board After Allotment or Sale of Securities

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11
Q

Securities Act, 2063 - Section 29

A

Public Issue of Securities

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12
Q

Securities Act, 2063 - Section 30

A

Prospectus to be Approved and Published

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13
Q

Securities Act, 2063 - Section 31

A

Matters to be Included in Prospectus

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14
Q

Securities Act, 2063 - Section 33

A

Liability for Matters Referred to in Prospectus

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15
Q

Securities Act, 2063 - Section 38

A

Issue of Stock Exchange License

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16
Q

Securities Act, 2063 - Section 45

A

Functions, Duties and Powers of Stock Exchange

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17
Q

Securities Act, 2063 - Section 46

A

Stock Exchange to Furnish Information to Board

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18
Q

Securities Act, 2063 - Section 53

A

Compensation Fund

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19
Q

Securities Act, 2063 - Section 57

A

Application for License to Carry on Securities Business

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20
Q

Securities Act, 2063 - Section 58

A

Issuance of License

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21
Q

Securities Act, 2063 - Section 63

A

Types of Securities Business

22
Q

Securities Act, 2063 - Section 66

A

Rights of Securities Business Person

23
Q

Securities Act, 2063 - Section 68

A

Records of Securities Business Persons

24
Q

Securities Act, 2063 - Section 91

A

Prohibition on Insider Trading

25
Q

Securities Act, 2063 - Section 93

A

Information or Notice Deemed to Have Been Made Public

26
Q

Securities Act, 2063 - Section 94

A

Fake or False Trading

27
Q

(Sec) Establishment of Nepal Securities Board

A

Securities Act, 2063 - Section 3

28
Q

(Sec) Functions, Duties and Powers of the Board

A

Securities Act, 2063 - Section 5

29
Q

(Sec) Appointment of Chairperson

A

Securities Act, 2063 - Section 7

30
Q

(Sec) Functions, Duties and Powers of the Chairperson

A

Securities Act, 2063 - Section 8

31
Q

(Sec) Qualifications for Appointment of Chairperson and Members

A

Securities Act, 2063 - Section 10

32
Q

(Sec) Removal of Chairperson and Member

A

Securities Act, 2063 - Section 12

33
Q

(Sec) Fund of the Board

A

Securities Act, 2063 - Section 22

34
Q

(Sec) Revolving Fund

A

Securities Act, 2063 - Section 23

35
Q

(Sec) Registration of Securities Required Prior to Issuance

A

Securities Act, 2063 - Section 27

36
Q

(Sec) Information to be Given to Board After Allotment or Sale of Securities

A

Securities Act, 2063 - Section 28

37
Q

(Sec) Public Issue of Securities

A

Securities Act, 2063 - Section 29

38
Q

(Sec) Prospectus to be Approved and Published

A

Securities Act, 2063 - Section 30

39
Q

(Sec) Matters to be Included in Prospectus

A

Securities Act, 2063 - Section 31

40
Q

(Sec) Liability for Matters Referred to in Prospectus

A

Securities Act, 2063 - Section 33

41
Q

(Sec) Issue of Stock Exchange License

A

Securities Act, 2063 - Section 38

42
Q

(Sec) Functions, Duties and Powers of Stock Exchange

A

Securities Act, 2063 - Section 45

43
Q

(Sec) Stock Exchange to Furnish Information to Board

A

Securities Act, 2063 - Section 46

44
Q

(Sec) Compensation Fund

A

Securities Act, 2063 - Section 53

45
Q

(Sec) Application for License to Carry on Securities Business

A

Securities Act, 2063 - Section 57

46
Q

(Sec) Issuance of License

A

Securities Act, 2063 - Section 58

47
Q

(Sec) Types of Securities Business

A

Securities Act, 2063 - Section 63

48
Q

(Sec) Rights of Securities Business Person

A

Securities Act, 2063 - Section 66

49
Q

(Sec) Records of Securities Business Persons

A

Securities Act, 2063 - Section 68

50
Q

(Sec) Prohibition on Insider Trading

A

Securities Act, 2063 - Section 91

51
Q

(Sec) Information or Notice Deemed to Have Been Made Public

A

Securities Act, 2063 - Section 93

Corporate Law CAP II (ICAN) (15 decks)

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