SEC Terms Flashcards

1
Q

Angel Investor

A

High-net-worth individual who gives financial backing to startups

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2
Q

Common Stock

A

Stock that grants shareholders ownership and voting rights.

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3
Q

Hedge Fund

A

Partnership of private investors whose money is managed by a fund manager, who in turn helps them earn above-average investment returns.

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4
Q

Market Capitalization

A

Market value of a public company’s shares.

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5
Q

Preferred Stock

A

Shareholders get set dividend payments but do not have voting rights.

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6
Q

Dividend

A

A payment of some of a company’s earnings to shareholders

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7
Q

Restricted Stock

A

Shares issued to an employee that become fully vested after a set amount of time.

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8
Q

Series Funding

A

Funding rounds that give investors a chance to invest cash in a growing company

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9
Q

Series A Funding

A

First round of funding raised for a privately held-startup, usually from well-know venture capital firms

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10
Q

Series B Funding

A

Funding for well-established companies with a median value of 35M+

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11
Q

Series C Funding

A

Funding for companies looking to develop new products or expand their market, usually from hedge funds or private equity groups

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12
Q

Private Equity Firms

A

Buys and overhauls companies in order to earn a profit and resell them.

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13
Q

Venture Capital

A

Controls a pool of funds from multiple investors and provides financing to startups.

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14
Q

Seed Funding

A

Stage where a business launches its first product and all operations are paid by venture capital

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15
Q

Form 10-K

A

Annual report

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16
Q

14A Proxy Statement

A

Salaries and bios for members of the management team