SEC Filings - When by Flashcards

1
Q

8K

A

Within 4 business days of an event of consequence

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2
Q

10K

A

Within 90 days of year-end

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3
Q

10Q

A

Within 45 days of the end of the quarter

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4
Q

13D

A

Within 10 days of acquiring more than 5% beneficial ownership of an issue

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5
Q

13G

A

Within 45 days of the end of the calender year after acquiring more than 5% beneficial ownership of an issuer

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6
Q

Form 4

A

Within 2 business days of any change

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7
Q

Form 3

A

Within 10 calendar days

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8
Q

Form 13F

A

Within 45 days of the end of the calendar quarter

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