SEC Abbreviations Flashcards

1
Q

SRC

A

Securities Regulation Code

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
2
Q

SEC

A

Securities and Exchange Commission

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
3
Q

PDTC

A

Philippine Depository Trust Corporation

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
4
Q

PSE

A

Philippine Stock Exchange

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
5
Q

SRO

A

Self-Regulatory Organization

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
6
Q

SCCP

A

Securities Clearing Corp of the Philippines

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
7
Q

CMIC

A

Capital Market Integrity Corp

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
8
Q

MFD

A

Mutual Fund Distributors

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
9
Q

PDEX

A

Philippine Dealing and Exchange Corp.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
10
Q

GSED

A

Government Securities Eligible Dealers

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
11
Q

CRMD

A

Company Registration and Monitoring Department

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
12
Q

GSB

A

Government Securities Brokers

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
13
Q

MSRD

A

Market and Securities Regulation Department

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
14
Q

BSP

A

Bangko Sentral ng Pilipinas

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
15
Q

IRR

A

Implementing Rules and Regulation

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
16
Q

MID

A

Market and Intermediaries Division

17
Q

ICA

A

Investment Company Advisers

18
Q

RP

A

Registered Person

19
Q

CAIF

A

Customer Account Information Form

20
Q

AMLA

A

Anti-Money Laundering Act

21
Q

SRD

A

Securities Registration Division

22
Q

IPSD

A

Investment Products and Services Division

23
Q

RS

A

Registration of Securities