SEC Abbreviations

Question 1

SRC

Answer 1

Securities Regulation Code

Question 2

SEC

Answer 2

Securities and Exchange Commission

Question 3

PDTC

Answer 3

Philippine Depository Trust Corporation

Question 4

PSE

Answer 4

Philippine Stock Exchange

Question 5

SRO

Answer 5

Self-Regulatory Organization

Question 6

SCCP

Answer 6

Securities Clearing Corp of the Philippines

Question 7

CMIC

Answer 7

Capital Market Integrity Corp

Question 8

MFD

Answer 8

Mutual Fund Distributors

Question 9

PDEX

Answer 9

Philippine Dealing and Exchange Corp.

Question 10

GSED

Answer 10

Government Securities Eligible Dealers

Question 11

CRMD

Answer 11

Company Registration and Monitoring Department

Question 12

GSB

Answer 12

Government Securities Brokers

Question 13

MSRD

Answer 13

Market and Securities Regulation Department

Question 14

BSP

Answer 14

Bangko Sentral ng Pilipinas

Question 15

IRR

Answer 15

Implementing Rules and Regulation

Question 16

MID

Answer 16

Market and Intermediaries Division

Question 17

ICA

Answer 17

Investment Company Advisers

Question 18

RP

Answer 18

Registered Person

Question 19

CAIF

Answer 19

Customer Account Information Form

Question 20

AMLA

Answer 20

Anti-Money Laundering Act

Question 21

SRD

Answer 21

Securities Registration Division

Question 22

IPSD

Answer 22

Investment Products and Services Division

Question 23

RS

Answer 23

Registration of Securities