Sample Test Questions Flashcards
The FDA requires specific elements to be included in an informed consent form? True or false
True
For an industry sponsored trial, a site should allow only the sponsors monitor access to the regulatory files? True or false
False
What FDA document must all investigators signed prior to participating in a drug clinical trial?
FDA 1572
The purpose of an institutional review board is to assure, both in advance and by periodic review, that appropriate steps are taken to protect the rights and welfare of human subjects. True or false
True
Only the principal investigator is allowed to transcribe data from the source document to the CRF. True or false
False
According to the FDA guidelines, the financial disclosure form should be completed by all study personnel that have second navigate role in the study. True or false
True
The contents of a protocol should generally contain:
- Trial objectives and purpose
- assessment of efficacy
- Data handling and recordkeeping
- all of the above
All of the above
What date should an investigator write when he failed to sign the consent form on the date of consent?
Actual date of investigator signature
Where would you look to find official government information regarding good clinical practice?
- The investigators brochure
- The US code of federal regulations
- The protocol
- All of the above
The US code of federal regulations
According to ICH guidelines, an IRB should have at least how many members?
5 members
According to you ICH guidelines, how long must an IRB retain its records for each research project?
3 years
When several hundred to several thousand subjects are in a study, what phase is the clinical investigation typically end?
Phase 3
A statement regarding the confidentiality of the subject study records must be included in all informed consent documents? True or false
True
At a site initiation meeting the IRB should be invited to attend?
False
The investigator should submit a summary of the trial status to the IRB at least:
- Once a year
- Every two years
- Every three years
Once a year
45CFR part 46 applies
To studies conducted or sponsored by the DHHS
The IRB is responsible for conducting its initial and continuing review and reporting its findings to
The investigator and the institution
An essential element of informed consent affirmed the most ethical framework is
That participation be voluntary, without penalty or loss of benefits
And essential element of consent that is affirmed in most ethical framework is that
Subject may discontinue participation at any time without penalty
The essential basic elements of consent include
A statement that the study involves research and its purpose, and description and identification of experimental procedures, the duration of the study, statements of the risk benefits and alternate procedures, any compensation for injury, and confidentiality of records and contact information regarding subject rights
An investigator is planning to submit a grant to a federal agency. Such applications
Need not be reviewed by the IRB
An investigator for a study approved by a US IRB wishes to carry out the procedures related to a study in a foreign country. The situation requires
A translated consent form, disclosure to the US IRB, and an approval from the IRB in a foreign country
Which of the following is true regarding audit of the IRB?
- OHRP does not carry out routine audits of the IRB
- The FTA audits the IRB once every 3 to 5 years
- The audit standards of the OHRP different from those of the FDA
- All of the above
All of the above
FDA suspension of the IRB can entail
Withholding approval of new FDA studies, prevention of new subjects being added to existing clinical trials, termination of ongoing studies, and notification to other state and federal agencies of IRB noncompliance.
An electronic IRB
Must be part 11 compliant
When an IRB takes on an external consultant for advice on a research study, the consultant
May not vote
The Irb may charge sponsors for the study review
For a study review regardless of approval or disapproval
A quality assurance program for clinical trials is
Is described by ICH- GCP but not by DHHS
The IRB registration is an application to the
DHHS
Exam studies cannot be carried out with which study population
Prisoners
Exempt research is exempt from
DHHS regulations described in title 45 part 46
The IRB registration must be renewed every
3 years
When the IRB makes a risk to benefit determination it should exclude
Procedures being performed for clinical treatment which are standard of care
Which of the following constitutes serious noncompliance in the IRB’s estimation?
Enrolling subjects without an authorized consent form, enrolling subjects during a lapse in IRB approval, making handwritten changes on the consent form for enrollment.
In assessing vulnerability of research subjects the IRB should
Whether the subjects may be subject to undue influence or coercion
The primary responsibility of the IRB staff members is to
Prepare and maintain adequate documentation of IRB activities
According to NIH guidelines education on GCP and IRB issues is essential for
Key personnel conducting the research
Gene therapy related studies must be reviewed by
IRB and IBC
The FDA has deferred the initial decision regarding the non-significant risk for devices to
IRB
The FDA has the authority to audit
The IRB, sponsors and clinical investigators
IRB minutes should record
Number of members voting for, against and abstaining from the motion
If a regular voting member and his ultimate net both attend the meeting then
Only the voting member can count toward the quorum
According to DHHS regulations IRB records must include
Scientific valuations that accompany each proposal, reports for injuries to subjects, copies of all correspondence between the IRB and investigators
The minutes of the IRB meeting should include sufficient detail to show attendance and practice this involves showing
The names of the attending’s and their representative roles, the earned degrees of the members attending, and the alternate members and who they are alternates for
During a meeting a voting member has a conflict of interest for a study being reviewed. The minutes must indicate
The name of the conflict a member, the name of the alternate who substitute it for the conflict a member if applicable, and the study for which the conflict was recorded.
The IRB records must be maintained for how long after the completion of the
3 years
An IRB member with a conflict of interest should
Not participate in the initial discussion or vote for the study
IRB records must include
Research proposals reviewed, approved consent documents, continuing review activities and significant new findings provided to subjects
When reviewing studies involving a vulnerable population in the IRB should
Ensure a protective measures relevant to the population
The DHHS regulations mention the following is a vulnerable category of subjects
Children, prisoners, pregnant women, and handicapped or mentally disabled persons
The IRB should
Be sufficiently qualified through the experience and expertise of its members
When reviewing studies in specialized areas the IRB should
Invite competent consultants but not have them vote
The IRB has a non-scientific member whose attendance at meetings is erratic and leads to loss of quorum the IRB may address the situation by
Appoint OHRP approved matching alternates for this number
With regard to a quorum add an IRB meeting the DHHS
Indicate only the majority of members including one scientific member must be present
A quorum for an IRB meeting must contain
A non-scientific member
IRB reviewing an IND study of mass according to FDA guidelines have at least
One physician present
An IRB has 15 members and 8 members are present, one of the members has a conflict of interest the IRB has to
vote at a future meeting where the appropriate number of members are present
And IRB meeting has six members and three members vote for the study in three vote to disapprove. The IRB
Must disapprove the study because majority is needed to approve
Exempt research
Is exempt from the regulations described in DHHS regulations and title 45 part 46
Which population does not qualify for exempt research
Prisoners
Which of the following qualifies for exemption in children
Observation of public behavior in which the investigator does not participate
Taste in food quality studies
Would qualify for an exemption only if no harmful additives were involved, would qualify for an exemption if no supplements such as proteins or creatine are added, and is the only category comments above DHHSNFDA exemptions
Review of studies under the exempt category of collection of study of existing data is most frequently applicable to
Retrospective analysis of patient charts and medical records
Survey and interview of public officials under the specific exempt category for these individuals
Is permissible using identifiers
Expedited review as applicable to
Research defined under the nine expedited categories in DHHS regulations, research that presents no more than minimal risk, minor changes to previously approved research.
Expedited review may be performed by
The IRB chair or his designee who is a member of the IRB
Investigator wishes to study the comparison of slow release hypertension drug to a rapid release hypertension drug with both drugs being used on label and not being under an IND. The study would
Qualify for expedited review
An investigator is collecting hair samples for a full genomics analysis to establish the ancestry of an isolated minority group. The study would
Need a review of convened IRB
A survey of the views of subjects on climate change will be administered and identifiers will be collected. The study would qualify for
Expedited review
A phase 2 study has completed enrollment and all research activities are completed except follow up and data analysis which are ongoing. The study
Qualifies for an expedited continuing review
A waiver of informed consent is indicated if
The research involves no more than minimal risk
Waiver of informed consent is indicated most frequently for which of the following situations
Research involving retrospective chart reviews
Waiver of documentation of informed consent may be used for
Phone surveys of illegal behaviors, anonymous Internet-based surveys of sexual practices, and in person interviews of rape victims
A waiver of informed consent can be granted and a minimal rest study if the study cannot be practically carried out without the waiver. Impact ability may arise because
Large numbers of subjects are involved, records belong to a significant number of subjects who are lost to follow up, and direct contact with the subjects would be extremely difficult to establish.
Waiver of informed consent may be granted if
The research is no more than minimal risk, the rights and welfare of the subjects will not be affected, the research cannot be practically carried out without the waiver, and pertinent information will be provided after participation.
The regulations relating to research and prisoners and title 45 part 46 is described in
Part C
With regard to payment of prisoners for research
The payment should be of such a magnitude that it does not distort the perception of risk in the limited environment of the prison
Research and prisoners must ensure that
It is comparable and risk to that and non-prisoners, it must be immune from arbitrary intervention by prison authorities, pro boards will not take the prisoner participation into account and parole decisions, arrangements must be made for follow up care if applicable if the prisoner is released, control groups must be selected from among the available prisoners
Research and prisoners
Does not qualify for exempt review, should not be expedited according to the HOHRP guidance, and has specific categories which must be reviewed by 0HRP or the secretary of DHHS