Research Ethics Flashcards

1
Q

Learning Objectives:

A
  1. Understand and be able to explain differences (and similarities) between research ethics and ethics for practice
  2. Understand and be able to explain the elements of ethical requirements for research with human participants
  3. Understand and be able to provide an account of legal compared to ethical considerations
  4. Understand and be able to write consent forms and information sheets that are appropriate and conform to the General Data Protection Regulations (GDPR)
  5. Understand and be able to apply knowledge of when it is or is not appropriate to use deception
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
2
Q

What are ethics?

A

Definition: norms for conduct that distinguish between acceptable and unacceptable behavior.

  • Protect us and our participants, by making us think through the implications of our research
  • Make our research robust, because we think through the implications of our research
  • Do not legally bind us
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
3
Q

Which ethics?

A
  1. BPS code of human research ethics – British Psychological Society research with participants
  2. Sheffield University ethics policy – University Research Ethics Committee (UREC)
  3. Department of Psychology ethics policy – Department Ethics committee (DEC)
  4. BPS code of ethics and conduct - British Psychological Society ethics for practicing psychologists
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
4
Q

2 and 3: Sheffield Uni research ethics

A

All unis have their own research ethics committees, so we need to be aware of the uni’s policies

On top of this, most departments also have their own ethics committees, we must also be aware of the psychology departments policies

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
5
Q

1 and 4: The British Psychlogical Society

A

The BPS sets standards of professionalism, promotes ethical behaviour, attitudes and judgements on the part of Psychologists.

The BPS have (a) a code of human research ethics and (b) a code of ethics and conduct.

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
6
Q

(a) BPS Code of Ethics and Conduct

A

The code of ethics and conduct is ethics for practicing psychologists…

The code of ethics and conduct: focuses on four primary principles of respect, competence, responsibility and integrity

Respect - Value the dignity and worth of all persons, be aware of the power dynamics of authority & influence over persons and peoples, with particular regard to people’s rights

Competence - Avoid stepping outside of your area of knowledge, skill, training and experience

Responsibility - Ensure that the trust of others is not abused, the power of influence is properly managed and that duty towards others is paramount.

Integrity - Be honest

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
7
Q

(b) The code of human research ethics

A

The code of human research ethics is for research

The code of human research ethics: focuses on 4 main principles of respect, scientific value, social responsibility and minimising harm

Respect for the autonomy and dignity of persons - consent, confidentiality, anonymity, fair treatment

Scientific value - Research should be well designed to maximise scientific knowledge and avoid wasting participant contributions

Social responsibility - Be aware of social aspects of conducting research e.g. communication of research results and interpretation of research outcomes

Maximising effect, minimising harm - Consider research activities from the perspective of participants to avoid risks to physical and mental health

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
8
Q

Why do we need ethics?

A

Failure to comply with ethical standards when practicing psychology may result in a ‘fitness to practice ‘ case conducted by the Health & Care Professions Council

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
9
Q

Health & Care Professions Council (HCPC)

A

The health and care professions council regulates professional psychologists via a set of standards

Approves training programmes for Psychologists

Takes action when professionals do not meet the standards

  • Caution the registrant
  • Set conditions of practice
  • Suspend the registrant
  • Strike the registrant from the register
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
10
Q

Other reasons to adhere to research ethics…

A

To avoid being sued?
- very few legal cases have resulted from poor ethical practice in research

What may be legal may not be ethical and vice versa…

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
11
Q

A question of consent…

A

The law requires you to abstain from some activities ‘for your own good’ (e.g., the misuse of drugs)

The law discourages you from other activities by taxing you (e.g., high taxes on cigarettes)

Regardless of the legal consequences (or lack of them), as psychologists we should act ethically

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
12
Q

An ethical checklist…

A
  1. What are the benefits?
    - Does the research have scientific value?
  2. What are the risks?
    - Does the research maximise effect and minimise harm?
    - Will the research be conduced & reported responsibly?
  3. How is the data being handled?
    - Is the data anonymous, confidential and secure?
    - Are we showing due respect for our participants?
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
13
Q
  1. What are the benefits?
A

What is the reason (rationale) for conducting the research

  1. Extend previous work
  2. Test a theoretical question
  3. Resolve a conflict in previous findings
  4. Replicate a previous finding

Do the potential benefits of the research justify the time and efforts of participants?

How well did you know this?
1
Not at all
2
3
4
5
Perfectly
14
Q
  1. What are the risks?
A

Protection of the Researcher

  • scrutiny of proposed methods during ethical review provides protection from mistakes
  • risk assessment enables researchers to consider their research from an ethical stance

Protection of Researcher and Participant via–>Informed consent - avoidance of harm by offering:

  • Information
  • Anonymity / Confidentiality
  • Legal basis of data handling
  • Right to withdraw
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
15
Q

Consent form checklist (from the BPS)

A
  1. Aims of research
  2. Method of collection & intended use
  3. Confidentiality & anonymity conditions
  4. Compliance with General Data Protection Regulation
  5. Right to decline and withdraw
  6. Contact details of researcher
How well did you know this?
1
Not at all
2
3
4
5
Perfectly
16
Q

Information & Consent forms avoid risk by …

A
  • Giving participants the opportunity to provide INFORMED consent
  • Allowing participants to make a decision about whether they want to take part
  • Providing participants with details regarding the handling of their data
  • Allowing participants to withdraw
17
Q

Informed Consent: Method of Collection

A

Method of Collection:

  • Provide participants with enough information to make an informed decision about taking part e.g. provide examples of the kinds of questions they will be answering to make sure they’re okay with answering those kinds of questions
  • Use language that is easy to understand
  • Give the final responsibility regarding risk to the participant

Intended Use:

Deception is often
- not telling a participant the full aims of the study or omitting details rather than deliberate deceit

Deception should not be
- making up a task that participants will not be asked to do

It is often possible to let participants know what they are going to do even if you are unable to tell them the aim, if possible avoid deception, instead use mis-direction

18
Q

Informed Consent: Data Handling

A

Provide participants with enough information about their data to help them understand whether they can withdraw or not

19
Q

Informed Consent: Debrief

A

Provide participants with the full aims of the study and links to websites that provide further information.

If necessary add the contact details for organisations that can provide support (e.g., NHS websites) or ask participants to contact their GP

The debrief is used to let the participant know what the real aims were

  • If you think you would be upset to find out what the real aims were consider carefully whether the benefits outweigh the potential harms
  • How would you feel if you were told that a false memory had been implanted in your memory when you thought you were doing tasks to assess how well you remembered childhood events?
20
Q

Confidentiality & anonymity: Compliance with General Data Protection Regulation (GDPR)

A
  • GDPR aims to protect data
  • GDPR applies to any personal data
  • Personal data is data that allows someone to be identified
  • This applies to data that would allow someone to be identified if linked to other data
  • If data is anonymised participants cannot be linked to their data & the data is no longer considered ‘personal’
  • Fines for violations of GDPR range from 4% of company annual turnover to 20 million euros
  • Standards for consent must include ‘opt in’ processes
  • Procedure for withdrawing consent must be clear
  • Individuals must be given their data on request, be allowed to have their data deleted or transferred to another ‘data controller*’

*the uni is our data controller

If data is to be truly anonymous then…

  • Participants MUST be informed that they cannot access their data, delete or transfer their data
  • Participants MUST be informed that they cannot withdraw after taking part
  • Participants should not be asked to let others have access to their identifiable data
  • Researchers may ask participants to indicate whether they are happy for others to use their anonymised data.
21
Q

How is the data being handled?

A

What sort of data do we have?

  • Reaction times?
  • Accuracy data?
  • Questionnaire responses?
  • Interview transcripts?

How do we make sure it is confidential / anonymous?

  • Make questionnaires anonymous at source
  • Use participant codes that cannot be hacked
  • Think carefully about where the data is stored
  • Think carefully about whether you have data that could be linked with another source of data to identify your participant

Participant codes that cannot be hacked:

  • First letter of mothers first name
  • Number of older siblings
  • Number representing birth month
  • First letter of middle or first name

What is your code?
Will you be able to reproduce it in 3 months time?

Linking participants to data:

  • Assign each participant with a number e.g. the first participant is no.1, the second is no.2 etc.
  • Link data with the participant number e.g. 1, 2 etc.
  • Keep a list of participant names and numbers in a password protected drive that is separate to the data

Storing data:

  • Keep consent forms separately from participant lists or data
  • Do not write the participant number on the consent form
  • Store all data in a password protected drive, the University Google drive is a secure store
22
Q

Rest’s (1982) model of ethical reasoning…

A

Ethical implementation
(executing the action identified above)

Ethical motivation 
(deciding what can be done)

Ethical reasoning
(deciding on the morally ideal course of action

Ethical sensitivity
(understanding that there is ethical issue)