Brainscape's Knowledge GenomeTM

Browse over 1 million classes created by top students, professors, publishers, and experts.


See full index

Securities Regulation > Resale of restricted securities > Flashcards

Resale of restricted securities Flashcards

You may prefer our related Brainscape-certified flashcards:
SIE Exam flashcards
1
Q

which type of the resale of restricted securities is only subject to the holding period requirement?

A

a resale by a non control person

How well did you know this?
1
Not at all
2
3
4
5
Perfectly

Securities Regulation (6 decks)

Brainscape helps you reach your goals faster, through stronger study habits.
© 2024 Bold Learning Solutions. Terms and Conditions