Reporting Information and Subordination of Judgment Flashcards

1
Q

What is the proper procedure if there is a disagreement with a supervisor over recording …(earnings, etc)

A

Evaluate if threat is at an unacceptable level
If threat is significant, discuss with supervisor
if no resolve, go above supervisor
If still not resolved, determine any additional reporting that needs to occur / consult legal counsel / document fully
Consider resigning and take steps to eliminate exposure to subordination of judgment

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