Regulatory Flashcards

1
Q

What is the definition of an architect and name two examples of practicing architecture?

A

Architect: A person who is licensed to practice architecture in the state of CA under the authority of the APA
Practicing Architecture: Offering or performing or being in responsible control of professional services which require skills of an architect in planning of sites, & design (in whole or part) buildings and structures.

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2
Q

What are four example topics the architect would discuss with the client during the pre-design phase?

A

Pre-design services are outside the basic services, and thus this would have to be put into contract as an additional service for architect to perform. As long as this is in contract to perform, four items could be:

  1. Location
  2. Program
  3. Type of Project (hospital, retail, library, etc.)
  4. Anticipated schedule
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3
Q

What are two methods of cost estimating you could use during the pre-design phase?

A

Predesign services are considered an add service and must be in (or added in) for architect to perform.
If in the contract, two cost estimating methods would be:
1. Cost per area (ie cost per sf of construction)
2. Cost per unit (ie cost per hotel unit)

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4
Q

List the sources you would research and reference to determine building setbacks, occupancy, height, and allowable footprint. How would these affect the project?

A

Building Occupancy: CBC & Local zoning ordinance
Setback & Footprint: Local zoning ordinance/code, specific plan, coastal commission req’s, energy code, & planning dept.
Affect: will all impact buildings design & layout by height, massing, proximity to contextual surroundings, access, etc.

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5
Q

Describe open and closed specifications. What is their purpose? Also define alternates, allowances, & substitutions.

A

Open Spec: Type of proprietary spec. These will typically list 3 items of materials, products, or systems (equal method)
Closed Spec: These will specify on particular material, product, or system (Sole Source Method)
Purpose: Enables the contractor to know the desired resource for project. Will help define the quality of workmanship desired.
Alternate: Material, product, or system of equal quality as the one listed, but only slightly different so as design isn’t affected.
substitution: Similar to an alternate, but this will affect design.

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6
Q

During a construction visit you, as the architect, notice an area that is non-conforming during the construction admin phase. You inform the contractor and he refused to correct the issue. What should you do, and describe the proper course of action.

A

The architect should make not of the item and issue. Inform the Owner of situation. Schedule meeting between Architect, Contractor & Owner to discuss and come to a collective resolution whether to correct the item or leave it be. If owner wants to correct (and architect concurs) and contractor insists on not correcting, Owner and Architect will issue a construction change directive signed by both. As soon as signed and recorded, contractor must then correct the item.

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7
Q

Why and how does the inspection of an essential services building differ from the inspection of a standards building?

A

ESB are regulated by the Essential Services Building Act. Thus, the main difference will be the amount or required inspections and their frequency.

‘The building owner shall provide for, & local enforcement agency shall require competent, adequate, & detailed inspection by a qualified inspector.’ (ESBA)
A standard building will have inspections by qualified inspector only when necessary during the construction process.

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8
Q

List 3 items of discussion when you meet with the electrical subcontractor during a construction site meeting.

A

The architect would not meet with subs during the construction process. Since they are specifically contracted with the GC, It is the GC’s responsibility to coordinate their own subs. The reason for this is that is exposes the architect to more liability if something is directed/said to subs incorrectly with out proper procedure and protocol.

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9
Q

List 3 specific documents that the architect would generate in the construction document phase and explain purpose of each

A
  1. Working/Construction Drawings: Will indicate building design/layout & integration of engineered systems through graphic representation of all work to be done with respect to measurements, arrangements, location and quantity of materials, equipment, structure, and building systems.
  2. Specs: Provide technical info about quality of materials, products, and or systems shown on drawings as well as quality of installation
  3. Updated Written Program: Ensures the project requirements are met and are up to date with the construction documents and specs.
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10
Q

List 5 items required to be within the contract for architectural services between you and your client

A
Services
Compensation
Addresses 
New Work (add services)
Termination
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11
Q

List 2 methods of cost estimating procedures you would use during schematic design phase

A
  1. Area method: Base on cost per unit area
  2. Unit Use Method: Estimate based on the cost of one unit multiplied by the total number of units in the project. (ie a hotel unit costs ‘y’$$, Estimate = (y)x(total units in hotel))
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12
Q

You are finished with the construction docs and are in the permit process and your client wants to bid the job now rather than wait for the approved permit. They explain that this is necessary bc they are loosing time and money while the local agency is reviewing the docs for granting the permit. How would you respond?

A

Architect should advise owner that unforseen revisions may be forthcoming, & if owner bids the job now the prices could be inflated to account for this contingency. Advise owner to wait, bc it will save money in the long-term of the project

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13
Q

How are inspections different in essential services projects in regard to seismic conditions?

List 3 items of concern

A
  1. Non-structural components used for emergency backup & emergency communications systems will require inspections for adequate seismic bracing.
  2. The buildings structural framing system will need close inspection to ensure the structure is built to remain in operation after an earthquake.
  3. The buildings foundation will require close inspection to ensure the structural framing is properly attached for seismic load transference to the ground.
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14
Q

The GC finds a discrepancy between the drawings and the specs during the construction phase, which document should the GC follow, and why?

A

Neither doc would govern. The contractor needs to bring the issue to the Architect’s attention who will inform the owner/client, and a meeting should be set up to resolve issue.

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15
Q

The GC submits an app for payment for work that is not completed and is not decided on which will not cause a delay in the construction schedule. As the project Architect, what would you do?

A

The architect would reject the invoice until the work is completed and decided on.

The architect would inform contractor, in writing, that the payment will not be approved for this until a final decision is made on the work.

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16
Q

What docs are included in the schematic design phase, and what is the purpose of each?

A
  1. Drawings: sketches describing approximate size, shape & relationships of building areas. Client will be presented with design options meeting project requirements, and owner will select the design they want to move forward with into the DD Phase.
  2. Outline spec: Will begin to define selection of major materials & equipment with a brief description.
  3. Updated Program: Will include description of project, time, goals & restrictions, space relationships, estimate of probable construction costs. This would be updated as design evolves.
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17
Q

You have been selected to provide architectural services on a project, name 3 things to consider prior to creating a project team, and list why they are important

A
  1. Staff availability
  2. experience
  3. project schedule

Each of these would be important bc they will affect who will be working on the project, how efficient it will get done, and how much man power, both in-house & consultants, will be required to complete the project.

18
Q

You are finished with the DD Phase and need to move onto the Construction Docs Phase of the work. What approvals should you obtain from client at the end of the DD phase before proceeding into the CD phase? Describe in what form you would do this and why this is necessary

A

The Architect will need to get final approval of the building design from the client. The client also needs to give approval on the major building systems. This could be done by signing a contract or signing the DD documents. There needs to be some form of written records of the client’s approval of the work. This is critical milestone for project and is important bc the focus of the work will become more detailed than the previous phases, and the overall design and layout of the building and its systems must remain as proposed in order to complete the construction docs within the schedule.

19
Q

What are 4 methods of internal quality control for your project?

A
  1. Periodic team meetings,
  2. Review by an experienced in-house architect who is outside of the project team,
  3. Ensure the project team is working from approved design drawings form previous milestone stages,
  4. overlaying consultant drawings over the architectural drawings
20
Q

Describe the involvement of the owner, architect, and contractor in the change order process

A
  1. Any party (architect, Contractor, owner) can initiate a Change Order. All must agree and sign for change.
  2. Architect will prepare & sign change order and send to owner and contractor for signature.
    2a. change in work
    2b. amount of adjustment to contract sum, if any
    2c. extent of adjustment to contract time, if any
  3. Architect receives copy of change order for records.
  4. contractor implements change in the field.
21
Q

Describe the filing system you would use as the project architect in the various phases of the work

A

Whichever filing system is utilized, the system must be organized into a logical format in which files are easily accessible and quick to refer to. This could be accomplished through paper/hardcopy filing system or a digital system. For ease of access, it would be prudent to use both a digital and hardcopy filing system for all of the various stages of the project.

22
Q

Your friend is recently licensed architect and is opening a firm, what are two business practices that you would recommend, besides obtaining insurance

A
  1. Create a business plan,
  2. Create a Quality Control Method
  3. File a fictitious business name (??)
  4. Register their license & firm with CAB
23
Q

The GC submits a notice for a change order for a cost increase to you. The owner is delaying their response for approval for the change order. What would you do?

A

The architect needs to meet with the owner and contractor to discuss the issue and come to an immediate resolution

24
Q

What agencies would the architect need to coordinate with and why?

A
  1. Planning Dept: for zoning compliance, design review board, CEQA processing.
  2. Building Dept: for compliance with building code
  3. Fire Dept: review for fire, life safety, compliance with local fire department requirements, building exiting, emergency vehicle access.
  4. Police Dept: compliance with local police department requirements
  5. Coastal Commission: checks that project doesn’t impede public access to beach, ensure project doesn’t impact protected coastlines.
  6. Historical Society: compliance with local historical requirements, and that the new project doesn’t degrade historical context.
  7. OSHPD: for health care facilities compliance
  8. Housing and Community Development: review for compliance with HCD requirements and regulations.
  9. DSA: for state funded projects (public schools, gov bdgs, civic centers)
  10. Health Dept: dealing with food establishments, pubic pools, septic systems,
25
Q

Describe how would you establish an internal method of delivery for your projects

A
  1. Establish project goals time line and stick to it
  2. Ensure the project team is aware of, and is following, the contracted scope of work, establish office-wide standards for the level of quality for all deliverable, and ensure the client is involved in critical project steps and the associated documents have been reviewed and approved before moving to the next step
26
Q

Your client wants you to provide post occupancy services for the project that has just been completed. Describe 4 items that could be involved.

A

This is considered an add service, and as such could be performed in addition to the basic services per contract.

  1. Meet on year after project completion of work with appropriate supervisory, operating and maintenance personnel.
  2. analyze and evaluate initial project programming vs actual facility use
  3. analyze and evaluate the functional effectiveness of planned spaces and relationships
  4. analyze and evaluate the operational effectiveness of systems and materials
27
Q

In regard to the drawings, list potential seismic concerns, and how they can be mitigated

A
  1. Does the building have enough shear wall/diaphragm area for lateral resistance?
  2. Are the non-structural elements properly braced to avoid injury during earthquakes?
  3. Is the building’s structural frame adequately attached to the foundation for seismic load transference?
28
Q

List 4 measures you would take to improve energy efficiency of the building

A
  1. Appropriate solar orientation
  2. Higher rated insulation,
  3. photocells/motion sensors for lights,
  4. concrete or tile flooring for thermal mass,
  5. high efficiency mechanical systems
  6. sunshade devices,
  7. cool roof/ light colored materials,
  8. low-e glazing,
  9. strategically located vegetation
29
Q

How would the architect determine the scope of pre-design services necessary for a project

A

Answers to the following would provide a guide for which to determine the scope of pre-design services:

  1. Where is the project located?
  2. What is the program? Is there one?
  3. What are the space relationships/agencies/limitations?
  4. Are there existing facilities that require survey?
  5. Are there market studies for the project?
  6. Are there economic feasibility studies for the project?
  7. Hoe does the project financing work?
30
Q

Discuss why professional liability insurance would be necessary for a project

A

It still be necessary to cover errors and omissions on architectural documents. This would help protect against legal claims bc of errors and/or omissions. The insurance company will research the claim to find out whether architect is at fault or not. Based on insurance policy the architect may be required/limited to do certain types of projects

31
Q

A website is being developed for your firm; list 3 things to include about your firm and 3 items to include about your most recent projects

A
  1. About the firm:
    1a. Name of firm
    1b. address and location
    1c. who to contact for more info
  2. About recent projects:
    2a. brief project summary
    2b. time if was completed
    2c. for whom it was done, and any noteworthy awards won
32
Q

Describe what specific communication methods you would use to protect your firm and record the project process

A
  1. Communication:
    Design Phases: Client and Architect collaborate with local agencies via in-person meetings, phone convos, email to coordinate project
    Construction Phase: All comminication will route through the architect.
  2. Documentation:
    Hard copies &/or digital files of all drawings, notes & communications
33
Q

List 5 consultants you would need to use for a project other than the typical ones (SMEP) under your contract for architectural services

A
  1. Landscape
  2. Lighting Consultant
  3. Enviro consultant
  4. Fire consultant
  5. interior designer
  6. Archeo/paleo consultant
  7. Dry and/or wet utilities consultants
  8. Traffic consultants
  9. waterproofing consultant
    etc.
34
Q

List 3 important items to develop a program for the owner beside schedule and budget.

A
  1. Site survey and/or geotechnical report
  2. Project scope
  3. Type of project
35
Q

The owner asks you to file a notice of completion, what should you do?
What does a notice of completion signify?

A

Inform the owner that this is not the architect’s responsibility, but it is in fact the owner’s responsibility to file the notice of completion with the County in which project is located.

The significance of the notice of completion is that the filing date officially initiates the last duration in which a lien can be placed on the project (30 days for subs, 60 days for contractor)

36
Q

You are working on a bookstore for a client, and they decide that they want a larger bookstore than originally proposed. The additional size of the project is not complying with either the construction or the budget. What would you do to resolve the situation?

A
  1. Review the most current program to verify size of bookstore. Verify if what is proposed is in the program or not, or if client is changing program
  2. If the larger size is in the program, the architect will revise the design/layout to incorporate the larger bookstore, and present back to client for approval.
  3. If the client is changing the program, the architect would need to have an amended written program, increased schedule, a revised budget to proceed, and a amended contract to move forward with this revision
37
Q

List 2 types of structures a non-licensed individual may provide services for as well as the restrictions.

A
  1. Single Family Dwellings of wood frame construction not more than 2 story and a basement in height
  2. Multi Family Dwellings containing no more than 4 dwelling units of wood frame construction not more than 2 story and a basement in height
  3. wood frame garage not more than 2 story and a basement in height
  4. agricultural bdgs or ranch buildings as long as it doesn’t negatively impact the welfare of the public..(?)
38
Q

Your client has had a design-build contractor prepare drawings and asks you to stamp and sign them. how would you respond?

A

Inform the client that as a licensed architect I cannot stamp and sign drawings, or documents, that were not prepared under my responsible control as required by the California APA

39
Q

A client you have been working with for a few years asks you to provide architectural services for a building type you have never done before. List 3 ways you would respond to this request.

A

First and foremost - as a licensed architect, you must accurately represent the firm’s capabilities and experience to the client.

‘Full disclosure’ per APA - The architect shall accurately represent to a prospective or existing client or employer his/her qualifications & scope of his/her responsibility in connection with projects or services for which he/she is claiming credit.

Three ways:

  1. accept the job, but bring on a specialized consultant with experience in the particular building type,
  2. assist the client in finding another firm with the appropriate experience,
  3. provide design services phase only, and partner with another architect to prepare the CDs and be the architect of record
40
Q

What is the purpose of the California Architects Practice Act, and how is it enforced?

A

The purpose of APA is protection of the public’s health, safety, and welfare.

It is enforced through examination, licensure and penalties

41
Q

List 5 contract administration documents and the purposed of each one

A
  1. Field Report
  2. Change Order
  3. ASI
  4. Payment Apps
  5. Construction Change Directive
42
Q

Name 4 types of insurance you, or the owner, may need to carry and describe the purpose of each one.

A
  1. General Liability
  2. Professional Liability
  3. Property Insurance
  4. Worker’s Comp