Regulation of the legal profession Flashcards

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1
Q

Applicants for admission to the bar, and lawyers in connection with a bar admission application or a disciplinary matter, must not knowingly:

A

must not knowingly make a false statement of material fact, fail to disclose a fact necessary to correct a misapprehension, or knowingly fail to respond to a lawful demand for non- confidential information.

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2
Q

T or F a lawyer who knows of derogatory information about a bar candidate cannot disclose that information if it is confidential information protected under Rule 1.6.

A

True

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3
Q

What is required to remedy a misstatement that the bar candidate may have made to the bar examiners that the bar applicant was made aware of

A

This Rule requires correction of any prior misstatement that the bar candidate may have made, and requires affirmative clarification of any prior misunderstanding on the part of the admissions or disciplinary authority of which the bar candidate becomes aware.

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4
Q

T or F, Applicants sign the bar application under penalty of perjury.

A

True

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5
Q

States may require more disclosure from applicants for a law license than employers may require in a job application. What are some examples?

A

For example, bar applications often contain questions not permitted by constitutional or employment law in job applications, such as those asking about treatment for chemical dependency and mental illness, records of arrests not leading to convictions, and whether the applicant has been a party to any lawsuit.

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6
Q

A candidate for admission may claim the 5th Amendment privilege against self-incrimination as a ground for lawfully refusing to disclose confidential information to the extent protected by Rule 1.6. However,
the right against self-incrimination applies only where:

A

there is a threat of criminal prosecution; it does not apply to past criminal prosecutions or to the mere possibility of disciplinary action by the state bar.

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7
Q

Under Rule 8.4, it is professional misconduct for a lawyer to:

A

(1) Knowingly violate or attempt to violate the Rules, knowingly assist or induce another to do so, or do so
through the acts of another;

(2) commit a criminal act that reflects adversely on the lawyer’s honesty, trustworthiness, or fitness as a lawyer;
(3) engage in conduct involving dishonesty, fraud, deceit, or misrepresentation;
(4) engage in conduct that is prejudicial to the administration of justice;
(5) state or imply an ability to influence improperly a government agency or official or to achieve results by means that violate the Rules or other law; or
(6) knowingly assist a judge or judicial officer in conduct that is a violation of the applicable rules of judicial conduct or other law.

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8
Q

T or F Any violation of the Rules, or any attempt to do so, is a violation of Rule 8.4. Therefore, a charge under Rule 8.4 should accompany almost any other charge in a disciplinary complaint.

A

True

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9
Q

T or F A lawyer violates Rule 8.4, if that lawyer refuses to comply with a legal obligation, including one of the Rules, in the good-faith belief that no valid obligation exists, even if the lawyer is proven wrong in a challenge to the law or Rule.

A

False

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10
Q

A lawyer who knows that another lawyer has committed a violation of the Rules or Judicial Code must report the violation if?

A

a violation of the Rules or Judicial Code that raises a substantial question as to that lawyer’s honesty, trustworthiness or fitness as a lawyer, or in the case of a judge, that judge’s fitness to be a judicial officer, shall inform the appropriate professional authority.

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11
Q

T o F the rules do not require self reporting of violation of the rules

A

False

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12
Q

Is Disclosure of information learned while serving as a member of a lawyer assistance program, including programs for substance abuse or mental health problems required to be disclosed?

A

No

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13
Q

A lawyer admitted to practice and in good standing in one jurisdiction, is permitted to provide temporary legal services in a separate, new jurisdiction if:

A

(1) the representation is undertaken in association with a lawyer who is admitted to practice in the new jurisdiction and
who actively participates in the matter;

(2) the legal services that the lawyer will be providing are in or reasonably related to a pending or potential proceeding before a tribunal in the new jurisdiction or another jurisdiction, and the lawyer or someone assisting the lawyer has either been admitted pro hac vice or reasonably expect to be admitted pro hac vice;
(3) the legal services that the lawyer will be providing are in or reasonably related to a pending or potential alternative dispute resolution proceeding in the new jurisdiction or another jurisdiction, provided that the services arise out of or are reasonably related to the lawyer’s practice in the jurisdiction where he is admitted to practice law, and the services are not the kind of services where a lawyer would first need to obtain pro hac vice admission; or
(4) the legal services arise out of or are reasonably related to the lawyer’s practice in a jurisdiction in which the lawyer is admitted to practice.

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14
Q

A lawyer may delegate tasks to those who are non-lawyers without being in violation of the Rules so long as the lawyer

A

maintains a direct relationship with the client, supervises the delegated work, and retains complete professional responsibility for the work.

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15
Q

T or F Ultimately, the lawyer is responsible for the negligence or malfeasance of any non-lawyer employee that the lawyer knew or should have known about and monitored.

A

True

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16
Q

T or F A lawyer may not be subject to discipline in both the lawyer’s home jurisdiction and another jurisdiction for the same conduct.

A

False

17
Q

A lawyer or law firm may not share fees with non-lawyers, except that:

A

(1)payment of money to the lawyer’s estate over a reasonable period of time after the lawyer’s death. an agreement by a lawyer with the lawyer’s firm, partner, or associate.
;
(2) a lawyer who buys a practice from a deceased, disabled, or disappeared lawyer may pay the purchase price to the lawyer’s estate or to another representative of the lawyer;
(3) a lawyer or firm may include non-lawyer employees in a compensation or retirement plan, even if based on a profit-sharing arrangement; and
(4) a lawyer may share court-awarded legal fees with a nonprofit organization that employed, retained, or recommended employment of the lawyer in the matter.

18
Q

A lawyer admitted to practice and in good standing in one jurisdiction, is permitted to provide temporary legal services in a separate, new jurisdiction if:

A

(1) the representation is undertaken in association with a lawyer who is admitted to practice in the new jurisdiction and who actively participates in the matter;
(2) the legal services that the lawyer will be providing are in or reasonably related to a pending or potential proceeding before a tribunal in the new jurisdiction or another jurisdiction, and the lawyer or someone assisting the lawyer has either been admitted pro hac vice or reasonably expect to be admitted pro hac vice;
(3) the legal services that the lawyer will be providing are in or reasonably related to a pending or potential alternative dispute resolution proceeding in the new jurisdiction or another jurisdiction, provided that the services arise out of or are reasonably related to the lawyer’s practice in the jurisdiction where he is admitted to practice law, and the services are not the kind of services where a lawyer would first need to obtain pro hac vice admission; or
(4) the legal services arise out of or are reasonably related to the lawyer’s practice in a jurisdiction in which the lawyer is admitted to practice.

19
Q

A lawyer who is not admitted in a jurisdiction may not establish an office or other ____________- presence in that jurisdiction for the practice of law or hold out to the public or otherwise represent that the lawyer is admitted to practice in that jurisdiction.

A

systematic or continuous presence

20
Q

Each state has specific rules permitting limited practice by a law student that is supervised by a licensed lawyer. A law school graduate who has not passed the bar or who has not been admitted to practice in any jurisdiction, however, may be guilty of the unauthorized practice of law if

A

if he gives legal advice or holds himself out as a member of a bar.

21
Q

T or F A lawyer may be guilty of the unauthorized practice of law if he continues to practice law while on suspended status for non-payment of bar dues or non-compliance with continuing legal education requirements.

A

True

22
Q

Associating with Non-Lawyers (hint business relationships)

„ A lawyer may not:

A

(1) form a partnership or other business entity with a non-lawyer if any of the business’s activities
consist of the practice of law;
(2) allow a person who recommends, employs, or pays the lawyer to render legal services for another to direct or regulate his professional judgment in rendering legal services; or
(3) practice with or in the form of a professional corporation or association authorized to practice law for a profit, if a non-lawyer owns an interest therein; a non-lawyer is a corporate director or officer or occupies a position of similar responsibility in any form of association other than a corporation; or a non-lawyer has the right to direct or control the professional judgment of a lawyer.

23
Q

What are law related services (not prohibited) in the context of considering whether the practice is an unauthorized practice of law?

Give some examples

A

Law-related services are services that might reasonably be performed in conjunction with, and in sub- stance are related to, the provision of legal services and not prohibited as the unauthorized practice of law when provided by a non-lawyer.
Law-related services include, for example, providing title insurance, financial planning, accounting, trust services, and real estate counseling.

24
Q

A lawyer who is providing law-related services is subject to the Rules if the law-related services are provided:

A

(1) in circumstances that are not distinct from the lawyer’s provision of legal services to clients; or
(2) by a separate entity controlled or owned by the lawyer individually or with others, unless the lawyer takes reasonable measures to ensure that persons obtaining law-related services know that they are not obtaining legal services and are not protected by the client-lawyer relationship.

25
Q

Partners and supervising attorneys must make reasonable efforts to establish internal policies and procedures to provide reasonable assurance that all attorneys in their employ comply with the Rules.
The precise measures required to fulfill these obligations depend on the structure and the work of the firm, but should include procedures designed to? hint law firm’s normal duties

A

detect and resolve conflicts of interest,

identify dates by which actions must be taken in pending matters so that deadlines are not missed,

account for client funds and property, and

ensure that inexperienced lawyers are properly supervised.

26
Q

Supervising attorneys are personally responsible for subordinates’ ethical violations if?

A

if they order or ratify the subordinates’ work.

27
Q

T or F following a supervisor’s orders is a defense for a subordinate lawyer

A

False its not! The subordinate’s own ethical duties remain.

28
Q

When does a subordinate following a supervisor’s orders not violate the rules?

A

where a subordinate acts in accordance with a supervisory lawyer’s reasonable resolution of an arguable question of professional duty, the subordinate does not violate the Rules.

29
Q

T or F A partner or managing or supervisory lawyer is also personally responsible to ensure that non-lawyers employed or retained by, or associated with, the lawyer or law firm conduct themselves in a manner compatible with the professional obligations of the lawyer.

A

True

30
Q

A lawyer is responsible for overseeing the work of his non-lawyer assistants and is subject to discipline if:

A

(1) the lawyer orders or ratifies wrongdoing; or
(2) the lawyer is a partner in the law firm in which the person is employed or has direct supervisory authority over the person, and knows of the conduct at a time when its consequences can be avoided or mitigated but fails to take reasonable remedial action

31
Q

T or F A lawyer may not agree to participate in any partnership or employment agreement that restricts the lawyer’s right to practice after termination of the relationship, What is the exception

A

True

other than an agreement concerning benefits upon retirement. This provision effectively prohibits lawyers from making any non-competition agreements, other than an agreement under which retirement benefits will be forfeited if a lawyer enters into competition after leaving his former firm.

32
Q

T or F non-competition agreements, even if limited to a short time, to a particular locality, or to clients of the firm are prohibited.

A

True