Regulation Of legal Profession Flashcards
Who regulates the practice of law?
STATE: The highest court in the state using case law, rules of court and state statutes. Assisted by state bar
FED: Fed bar using case law, court/agency rules, fed statutes
Regulation by Multiple States
L is subject to regulation by each state in which admitted to practice
Bar Application No-Nos
- False statements
- Failure to disclose
Failure to disclose includes…
- Failure to disclose fact necessary to correct misapprehension
- Failure to respond to lawful demand
H/e does not include info protected by confidentiality
Conduct Relevant to Good Moral Character
- Criminal conduct
- Acts constituting moral turpitude
(Note: membership in a political organization is insufficient)
Professional Misconduct (5)
- Violating or helping another violate a disciplinary rule
- Criminal conduct showing dishonest or unfit to practice law
- Any conduct involving dishonesty or misrepresentation
- Conduct prejudicial to administration of justice / obstruction of justice.
- Discrimination/harassment related to practice of law
Duty to Report
- Actual knowledge of disciplinary violation
- Raises substantial question as to Ls fitness
Duty to Report Exceptions (2)
- L/C Relationship
- Learned while participating in approved lawyers’ assistance program
Discipline - Choice of Law
Related to a pending proceeding - rules of jur in which tribunal sits
Other: where conduct or predominate FX of conduct occurred.
Temp Multi-Jur Practice (4)
- Association with local L
- Pro hav vice
- Mediation/Arbitration AOO home state practice
- Other practice AOO home state practice (reasonably related)
Permanent Multi-Jur Practice
- Ls employed by only client (e.g. in-house, government)
- Services authorized by federal or local law (e.g. patent prosecution)
Multi-Jur Discipline
Subject to disciplinary rules of both jurs
Practice of Law
- Involves legal knowledge or skill
- Advice binding legal rights
- Activities traditionally performed by Ls
Traditional Lawyer Activities (4)
- Court appearances
- Settlement Negotiation
- Drafting legal docs
- Giving legal advice
Partner / Manager/ Supervisor Responsibilities
Reasonable efforts to assure adherence to rules