Record Keeping and Notifcation Flashcards by Luke O'Mahoney | Brainscape

Q

Non - MIFID

A

3 years

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Q

MIFID

A

5 years

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Q

Pension, stakeholder contracts and life assurance

A

5 years

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Q

Recordings of telephone communications

A

5 years from creation of record

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Q

Records of directors responsibility under SYSC

A

6 years

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