Reading 3.7 Standard 7: Responsibilities as a CFAI Member Flashcards
List the Guidance of the Responsibilities as a CFA Institute Member or CFA Candidate standard as it applies to Reference to CFA Institute, the CFA Designation, and the CFA Program.
Prevent promotional efforts that make promises or guarantees that are tied to the CFA designation.
Not intended to prohibit factual statements related to the positive benefit of earning the CFA designation.
Make claims about the relative merits of CFA Institute, the CFA Program, or the Code and Standards as long as those statements are implicitly or explicitly stated as the opinion of the speaker.
Applies to any form of communication.
Describe the Guidance of the Responsibilities as a CFA Institute Member or CFA Candidate standard as it applies to Conduct as Participants in CFA Institute Programs.
Prohibits conduct that undermines the public’s confidence in the CFA charter, including:
Giving or receiving assistance on any exams.
Violating the rules, regulations, and testing policies programs.
Providing confidential program or exam information.
Disregarding or circumventing exam security measures.
Improperly using an association with CFA Institute to further personal or professional goals.
Misrepresenting information on the Professional Conduct Statement or in the CFA Institute Continuing Education Program.
Describe the Responsibilities as a CFA Institute Member or CFA Candidate standard as it applies to Conduct as Participants in CFA Institute Programs.
Members and candidates must not engage in any conduct that compromises the reputation or integrity of CFA Institute or the CFA designation or the integrity, validity, or security of CFA Institute programs.
Identify the requirements that must be satisfied to maintain status as a CFA Institute member.
Remit annually to CFA Institute a completed Professional Conduct Statement, which renews the commitment to abide by the requirements of the Code and Standards and the CFA Institute Professional Conduct Program.
Pay applicable CFA Institute membership dues on an annual basis.
