Quality Control Flashcards
1
Q
Tone at the top?
A
complies with professional standards
1
Q
relevant and ethical requirements?
A
policies help ensure should be implemented that help ensure ethics
2
Q
continuance of clients
A
firm only accepts engagement that is is qualified to perform
3
Q
human resources
A
the firm has sufficient competent personnel to handle the firms engagement
4
Q
engagement performance
A
ensure that engagements are adequately supervised
5
Q
monitoring
A
meaning ongoing quality, engagement partner is responsible for overall audit quality
