Public Flashcards
Once a principle of law has been laid down, future cases with the same material facts will be decided in the same way if what 2 conditions are fulfilled?
- The earlier case was decided in a court which binds it; and
- The relevant part of the earlier case is binding (vs persuasive)
What is the ratio of a judgment?
-The part of the judgment which is binding on other courts
-The legal principle/rule on which the court’s decision is based, applied to the material facts of the case
What is the obiter dictum, and what is its use?
-Judge comments on an area of law on which it is not necessary to reach a decision in the case
-Not binding, but may be highly persuasive and influential in subsequent cases (‘practically binding’)
What does following a decision mean?
Court considers the facts of a case to be so similar to those facts in an earlier case that the law in the earlier case should be followed
What does ‘approving’ mean?
The court ‘follows’ a decision + the court doing the following is a higher court
What does ‘distinguishing’ mean?
A court avoids following an otherwise binding precedent by e.g. finding a difference in the material facts between the 2 cases
What is a reversed judgment? Does this negate a precedent?
-A case goes to appeal and the higher appeal court disagrees with the lower court
-Does not negate a precedent: simply means that the higher court has not applied the law in the same way
What does it mean if precedent is overruled or overturned?
A superior court in a later case decides that the original precedent set in a past case is wrong and sets a new ‘correct’ precedent instead –> original precedent is no longer good law
e.g., UKSC may overrule a precedent from CoA
What is UKSC’s approach to departing from its own precedent?
Guarded but flexible:
1) Recognises that it may sometimes be necessary
2) Danger of disturbing retrospectively basis of legal decisions + need certainty re criminal law
When will CoA depart from its own precedent?
- CoA came into previously conflicting decisions - today’s CoA can select the one to follow
- UKSC/HoL overruled CoA’s previous decision
- CoA’s previous decision was made per incuriam (i.e., the previous court was unaware of a relevant authority which would have been binding on the court + that ignorance led to faulty reasoning by court)
What courts are E&W’s courts binding on?
UKSC, CoA, HC: all inferior courts and itself (s.t. exceptions)
Upper Tribunal: 1st Tier Tribunal, inferior courts, and itself
1st Tier Tribunal: not binding, but may be persuasive
Family Court, County Court, CC, MC: not binding
What is the equitable maxim?
Equity follows the law (i.e., the function of equity is to supplement, and not supplant, the common law)
When is specific performance unavailable (x2)?
-Breach of contract for personal services (e.g. employment)
-Performance of contractual obligations would require constant supervision
What is a declaration?
A legally binding statement by a court about:
-Legal rights of the parties;
-The existence of facts; or
-A principle of law
When can the court make a binding declaration?
Regardless of whether any other remedy is claimed (note: a claim for a declaration alone is unusual)
What are 5 key equitable remedies?
- Specific performance
- Injunction
- Declaration
- Rescission
- Rectification
What must be present for rescission to be employed? What are 3 circumstances in which it may be used?
Parties can be put back to their pre-contractual position
1. Misrep
2. Mistake
3. Duress/UI
When does rectification apply? When is it unavailable?
-Only applies to written contracts
-Unavailable if errors in written contract are too fundamental/ extensive
What is rectification?
Corrects a doc to reflect the parties’ contractual intention
What is unique about bills dealing with public finance?
Start in HoC and cannot be defeated in HoL (whereas other bills may start in HoC/HoL)
Primary legislation: what happens during the 1st, 2nd and 3rd readings?
1st: formality - Bill’s title read out; date set for 2nd reading
2nd reading: main principles of Bill are debated
3rd reading: final debate and vote on Bill; if passed, goes to other House
Primary legislation: what happens at the Committee stage?
Legislative committee scrutinise - and potentially amend - details of Bill
When does an Act take effect?
-From the day it receives Royal Assent, unless there is a contrary provision in the statute
-Generally, commencement section in Act details when it is to come into force (typically, SoS is delegated power to issue a SI to bring Act into force)
What are the key differences between public (or general) and private (or personal) Acts?
-Public relate to matters of general public concern; private to particular places/people
-Public relies on lobbying to consider outside bodies’ views; private usually stems from a proposal by a large organisation which wishes to acquire certain powers
What is the difference between a gov bill and PMB?
-Gov represents gov policy, based on ministerial proposals; PMB promoted by a particular MP
What is secondary (‘subordinate’) legislation?
Law created by some person/ body other than parl (usually a gov dept) under powers given to them by a parent Act
What is an enabling clause in an Act?
Enables secondary legislation to be made (e.g., Henry VIII clause)
What are 3 examples of secondary legislation?
-Regulations made by SIs
-Orders in Council
-By laws
Does a piece of delegated legislation have equal statutory force to primary legislation
Yes, if made within the powers granted by parl in the parent Act
What can parl do with an SI?
Approve or reject it, but cannot amend it (its role depends on what is stated in Parent Act)
What power do the courts have re Acts and delegated legislation?
-Courts have no power to invalidate an Act
-Courts can examine whether delegated legislation is made within the powers of the parent Act and ‘quash’ it if not
What is the literal rule of statutory interpretation?
Words used in statute are to be given their ordinary, plain and natural meaning (do not need to consider Parl’s intention)
What is the golden rule of statutory interpretation?
Take/construe whole of statute together, and give words their ordinary meaning unless doing so produces an inconsistency, absurdity or inconvenience so greater such that this meaning could not have been intended
What is the mischief rule of statutory interpretation? What is it now subsumed into?
Consider remedy for mischief (in existing common law pre-Act) Parl intended to provide
Now subsumed into purposive rule
What is the purposive rule of statutory interpretation?
Consider the purpose of law/statute to interpret its provision (look beyond word of legislation at the purpose behind it)
What is the contemporary approach towards statutory interpretation?
Combination of literal and purposive interpretations:
-Purposive interpretation generally prevails where it provides a clear answer; otherwise, even if court is uncomfortable with result, strict meaning will have to prevail
-Judge 1st considers the ordinary meaning of the words in the general context of the statute, and then moves on to consider the other possibilities where ordinary meaning leads to absurd result
What is the linguistic presumption ‘expressio unius est exclusio alterius’ (the express mention of one thing excludes its extension to others)
There is a list of items with no general items that follow: closed list - Parl intended only to include stated items
What is the linguistic presumption ‘ejusdem generis’ (‘of the same kind’)
Where general words (e.g., ‘other items’) follow a list of specific words, the general words are interpreted so as to restrict them to the same kind of objects as (i.e., has the characteristics of) the specific words
What is the linguistic presumption ‘noscitur a sociis’ (a word is known by the company it keeps)
Words of statute are understood in the context of the state itself (e.g. ‘interest, annuities and other annual payments –> ‘interest’ means ‘annual interest’)
Secondary EU law: what is the difference between regulations, decisions and directives
-Regulations: directly applicable in MSs’ legal systems (direct effect)
-Decisions: legally binding only on the parties to whom they are addressed (may be enforced in national courts against the party to whom they are addressed, if certain conditions are met)
-Directives: must be implemented by MS’s national legislation
What are the 3 methods by which CoJ can enforce directives in national courts?
i. Direct effect: available if interpretation date has passed
ii. Indirect effect (an obligation on domestic courts to interpret domestic law compatibly with EU law, where possible)
iii. State liability (a form of compensation available for a state’s failure as long as it has sufficiently serious consequences)
What happens if MS fails to implement a directive properly/ on time?
EC may start legal proceedings (‘infringement proceedings’) against MS, and eventually determined by CJEU
What are the 4 types of secondary EU law?
- Regulations
- Decisions
- Directives
- CJEU case law
What is the form of trial if D appeals from MC to CC?
De novo trial (heard afresh) before CC Judge and 2 Mags
If D appeals from CC to CoA, when will CoA quash the conviction and what will the process look like?
-Quash conviction if unsafe
-Hear oral arguments from counsel for both sides, but evidence will not be heard again
When can P apply to CoA for appeal of criminal decision from CC?
With DPP’s consent, for an order quashing the acquittal of anyone found not guilty of a ‘serious offence’
When may AG appeal to CoA from CC for a criminal case?
In some limited circumstances, against an ‘unduly lenient’ sentence imposed by CC
When will UKSC hear an appeal from CoA?
Point of law of general public importance
What does the CCRC do?
-Power to send cases back to CoA for review if there is a ‘real possibility’ that CoA will overturn conviction/sentence
-If decision to be reviewed was made in MC/YC: can send back to CC by review, in form of re-hearing (all evidence re-heard)
-Apart from ‘exceptional circumstances’, must identify new evidence/ legal argument that makes case look significantly different
What are the 3 levels of judges in the County Court (in order)? How should they be addressed?
-DDJs - ‘judge’
-DJs - ‘judge’
-CJs - ‘your honour’
What are tribunals?
Specialist judicial bodies dealing with administrative and regulatory cases
What is the purpose of the 1st Tier Tribunal?
Hears appeals from citizens against decisions made by gov depts/agencies
What is the purpose of the Upper Tribunal?
-Senior Court
-Hears appeals from 1st Tier Tribunal
What is the difference between tribunal judges and members?
-Judges: legally qualified; responsible for ensuring the individual tribunal hearings they chair make the correct decision in law
-Members: specialist non-legally qualified ‘lay’ members of the panel hearing the case (not in every panel)
In which courts/tribunals can solicitors carry out advocacy?
-MC
-County Court
-Tribunals
-Appeal Tribunals
Which judges sit in the High Court, and how should they be addressed?
High Court judges: ‘my lord’ or ‘my lady’
What are Masters? How are they addressed?
At 1st instance, deal with all aspects of legal proceedings
‘Judge’
How are High Court judges appointed? What 2 criteria must they fulfil?
Nominally appointed by monarch on recommendation of Lord Chancellor, after competition administered by JAC
(a) Satisfy judicial appointment eligibility condition on a 7-year basis; or
(b) Be a CJ who has held office for at least 2 years
How are CoA judges appointed?
By monarch on recommendation of a selection panel convened by JAC
How should magistrates be addressed?
‘Your worship’, ‘sir’ or ‘madam’
What are the main functions of the legislature, executive and judiciary
Legislature: enacts new law, and repeals/amends existing law
Executive: formulate and implement policy within the law
Judiciary: enforce criminal and civil law and adjudicate disputes between individuals, as well as between individuals and the state
How can a minister delegate its power?
A power granted to a minister (usually be legislation) can be lawfully exercised by a gov official (civil servant) working in the same dept; minister will still be politically responsible for the use of this power
UK’s constitutional ‘rules’ comprise a mixture of legal and non-legal rules. What do each of these comprise of?
Legal: come from constitutional statutes, EU law and the common law (incl. recognition of prerogative powers)
Non-legal: conventions, law and customs of Parl, soft law and academic opinions
What is a convention? Why are they stuck to?
-Social conventions that bind constitutional actors and are constitutionally important
-Cannot directly be enforced in court (although courts will recognise them): political, not legal, consequences of breaching a convention
-If there is an inconsistency between convention and law, law will prevail
What are 5 key conventions relating to the legislature?
-HoL should defer to HoC
-Salisbury-Addison convention: HoL should not reject at 2nd reading any gov legislation that has been passed by HoC and carries out a manifesto commitment
-Financial bills only introduced by a Cabinet minister in HoL
-Sewel Convention: Westminster Parl will not normally legislate re devolved matters without consent of the relevant devolved legislature
-HoC should be consulted before gov embarks on any major foreign policy initiatives involving armed forces
What are 2 key conventions relating to the judiciary?
-Judges should not be politically active
-Parl (+ exec?) must not criticise the professional conduct of judges
Common law can, and should, keep pace with the times. What does this mean for judges?
-Where common law rule no longer even remotely represents true position in present day society, the court’s duty is to take steps to alter the rule if it can legitimately do so in the light of any relevant Parl enactment (could interpret wording to overturn the existing, archaic common law principle)
-However: courts will not develop law where there are insufficient existing common law threads to build principles from + where matters are novel and contentious (esp. if political/ethical) - will generally defer to parl
How have reforms reduced the overlap between judiciary and executive?
-HS’ judicial power to sentence - removed
-Tribunals funded and administered by gov depts - removed
-Lord Chancellor: not Speaker or Pres of HoL; not head of Judiciary; powers of judicial appointment transferred to JAC
What are 2 exceptions to the rule that judges lack power to scrutinise proceedings in Parl or ‘review’ primary legislation?
- Act was inconsistent with EU law or is with retained law
- Statement of incompatibility with ECHR
What is devolved legislation?
Legislation produced by the 3 devolved Parls/Assemblies (cannot be created without the enabling powers of Act of UK Parl)
What are devolved matters?
Areas of gov where decision-making has been delegated by UK Parl to the relevant devolved administration (although all devolved laws are still s.t. UKSC review)
What are reserved matters?
Areas of gov over which decisions are still taken by Westminster Parl (e.g., immigration, defence, foreign policy)
What is RoL? How is it protected in UK constitution?
Gov must respect and act within confines of law
JR = mechanism by which RoL is protected
What is the legality principle (Simms)?
Presumed, when interpreting statutes, that Parl cannot be seen to have intended to restrict important rights and freedoms unless this is made clear i.e., fundamental rights cannot be overridden by general/ ambiguous words
How can Admin Courts uphold RoL through primary and delegated legislation, common law and prerogative power?
-Primary: cannot be reviewed by courts; however, can assess whether the gov/public body has complied with the provisions in an Act
-Delegated: can assess whether it has been made in accordance with powers granted by Act + assess whether gov has acted in accordance with delegated legislation
-Common law and prerogative power: can assess breach or whether prerogative power has been lawfully exercised
Why is there potential friction between parl sovereignty and RoL?
If there is political will, Parl could pass laws that could be seen to go against fundamental features of RoL (e.g., a discriminatory statute)
What is the Padfield principle?
-For exercise of discretion to be lawful, it must not frustrate policy/ purpose of the statute which contains the discretionary power
-Failure to exercise discretion at all, if granted by statute, is also potentially unlawful
What are the 3 main elements to parl sovereignty?
a. Parl can (un)make any law (inc. concerning any part of the world and with retrospective effect)
b. No one is competent to override/ set aside/ ignore an Act
c. Absence of entrenchment: Parl cannot be bound by a predecessor or bind a successor (express/ implied repeal)
What is the Enrolled Bill rule?
If a bill has been enrolled (i.e., become an Act), it is impossible to go behind that; any departure from normal procedure during passage of bill cannot be corrected by courts
What is implied repeal?
If a new Act is partly/wholly inconsistent with a previous Act, the previous Act is repealed to the extent of the inconsistency (i.e., Parl is deemed to have implicitly intended the later Act to repeal the earlier one)
In what 4 ways has purity of Diceyan doctrine arguably been diluted?
- Common law: can Parl introduce procedural requirements making it harder for subsequent parls to change the law?
- EU: whilst UK was a member, given courts enforced principles of EU law over domestic statutes - shows it is possible for a Parl to bind future Parls; however, sovereignty principle remains
- Devolution: Sewel Convention (although this is not legally enforceable)
- HRA: for as long as HRA remains in place it will have a dominant effect as a ‘constitutional statute’
What is the royal prerogative? Who is it exercised?
-A residual form of legal authority which the executive ‘owns’ but which has not been legitimated through the parliamentary process; finite stock of executive power that can only be reduced in scope and never expanded
-In practice, central gov exercises it (although monarch can perform ceremonial exercise of the power)
What are the 3 road types of prerogative power?
- Ministerial (or ‘executive’) prerogative powers: now exercised by ministers on their own authority (e.g., foreign affairs, armed forces and emergences (‘defence of the realm’), mercy)
- The monarch’s constitutional prerogatives: exercised by King on PM’s advice
- Crown’s legal prerogatives
What does the prerogative power of ‘foreign affairs’ involve?
-Recognition of other sovereign states and their representatives
-Making and ratifying treaties
-Diplomacy
-Granting and revoking passports
-Governance of BOT
What are 3 examples of the monarch’s constitutional prerogatives?
-Appointment of PM
-Right to assent to legislation
-Right to prorogue Parl
What are 4 ways in which prerogative powers can be ‘controlled’?
- Application of public law (JR)
- Overriding effect of statute (legislation ‘trumps’ the prerogative)
- Informally, by political pressure in gov and public life
- Informally, by changes to convention over time
What are the 3 ways in which the court can control prerogative powers?
- Does the gov have a particular power? (Note: finite stock)
- Scope/limit of prerogative power: review exactly what that power entailed and encompassed (De Keyser and Fire Brigades - superiority of statute over prerogative)
(3) How gov uses its prerogative power: degree of review intensity depends on low/high policy i.e., courts consider whether the matter is one that can/should only be judged politically rather than legally through courts (administrative and affects individuals’ freedoms vs high policy)
GCHQ: which prerogative powers were deemed not susceptible to JR (obiter)
-Making treaties
-Defence of the realm
-Mercy
-Granting honours
-Dissolution of Parl
-Appointment of ministers
Since: court considers nature of the power concerned, rather than where it came from - substance not form
How susceptible are decisions regarding the defence of the realm to JR?
- Decisions to take military action and how to conduct such operations: higher policy –> executive effectively has sole competence
- Operational matters: courts are less differential
During membership of EU, how did the principle of supremacy of EU law operate? How was the principle mitigated?
-Principle: where a conflict between EU law and the national law of MSs arises, national law cannot override EU law - EU law must prevail over the offending national law
-Mitigation: protection of fundamental rights is a general principle of EU law –> EU law must be interpreted and applied in accordance with fundamental rights
What are the 2 regimes post-transition period?
- EU law preserved by WA
- Assimilated law: EU law not preserved by WA (i.e., rest of EU law derived from UK’s period of membership with EU - both EU-derived domestic legislation and direct EU legislation) - retained by EUWA