Professional Responsibilities

Question 1

What is the code of professional conduct issued by the AICPA?

Answer 1

a

Question 2

What are PCAOB requirements related to issuers?

Answer 2

a

Question 3

What are SEC requirements related to issuers?

Answer 3

a

Question 4

What are Sarbanes-Oxley Act of 2002 requirements related to issuers?

Answer 4

a

Question 5

What are Title II requirements related to issuers?

Answer 5

a

Question 6

What are Title III requirements related to issuers?

Answer 6

a

Question 7

What are Section 303 requirements related to issuers?

Answer 7

a

Question 8

What is the Government Accountability Office (GAO) and what is there functions?

Answer 8

a

Question 9

What is the Department of Labor (DOL) and what is there function?

Answer 9

a

Question 10

What is the Code of Ethics for Professional Accountants (IFAC) and who are they issued by?

Answer 10

a

Question 11

What are other professional responsibilities?

Answer 11

a

Question 12

What are firms systems of quality control?

Answer 12

a

Question 13

What is quality control?

Answer 13

a

Question 14

What are the general role, structure, and requirements of the PCAOB?

Answer 14

a

Question 15

Title I requirements of SOX?

Answer 15

a

Question 16

Title IV requirements of SOX?

Answer 16

a