Preliminary

Question 1

CD1

Answer 1

You must observe your duty to the court

Question 2

CD2

Answer 2

You must act in the best interests of each client

Question 3

CD3

Answer 3

You must act with honesty, and with integrity

Question 4

CD4

Answer 4

You must maintain your independence

Question 5

CD5

Answer 5

You must not behave in a way which is likely to diminish the trust and confidence which the public places in you or in the profession

Question 6

CD6

Answer 6

You must keep the affairs of each client confidential

Question 7

CD7

Answer 7

You must provide a competent standard of work and service to each client

Question 8

CD8

Answer 8

You must not discriminate unlawfully against any person

Question 9

CD9

Answer 9

You must be open and co-operative with your regulators

Question 10

CD10

Answer 10

You must take reasonable steps to manage your practice competently

Question 11

Structure of SAQs

Answer 11

ICROAD

Issue
Core Duty
Rule
Other guidance
Answer the question
Discuss

Question 12

What is the most absolute of Core Duties?

Answer 12

CD6- client confidentiality

Question 13

Which rule states that CD6 beats CD1?

Answer 13

rC5

Question 14

Which core duties are second on the pyramidal hierarchy of CDs?

Answer 14

CD1
CD3
CD4