Part 4- The Plea Flashcards

0
Q

Where must the accused sit in court?

A

As a matter of practice, it is from the dock where the accused will remain throughout the duration of his appearance in a postponement or trial.

The presiding officer does have the discretion of allowing the accused to sit alongside her legal representative. This is usually in cases involving voluminous documentation pertaining to fraud or economic offences.

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1
Q

When does the plea take place?

A

The plea takes place once the investigation has been finalised and a charge sheet or indictment has been drafted.

It is now that the accused is required to enter a plea to the charge or offence in the indictment for a trial to proceed.

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2
Q

How must the accused be referred to?

A

As a matter of courtesy the accused should not be referred to as ‘accused’ but rather by his surname (S v Tyebela 1989 2 SA 22 A).

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3
Q

When will the accused be required to plead to the charges against him?

A

Once informed of the charge the accused is required to plead thereto in terms of s105 of the CPA. (Recalling that any objections to the charge should already have been raised in terms of s85).

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4
Q

Who can may plead?

A

In practice the accused himself is requested to plead (in terms of s115(1)) and once having done so, the legal representative is asked to confirm the plea.

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5
Q

When may an accused give a plea explanation?

A

Once the accused has pleaded and his legal representative has confirmed the plea, the accused is then given an opportunity of furnishing a plea explanation, and where she does so, the legal representative will be called upon (in terms of s115(3)) to confirm that the explanation is in accordance with her instruction.

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6
Q

In what circumstances may a plea be dispensed with?

A

1) Where accused refuses to speak or render his cooperation then the court will enter a plea of not guilty (S v Monnanyane);
2) Where ambiguity appears from the plea of the accused;
3) In instances where the accused purposefully obstructs the conduct of the proceedings;
4) If the accused is not mentally competent to stand trial;
5) Where the court finds the accused indeed committed the offence, but by reason of mental illness or defect wasn’t criminally responsible;
6) The prosecutor and defence may enter into a plea and sentence agreement in terms of s105A of the CPA.

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7
Q

What happens when an accused is called to plea and he wishes to consult with his legal representative?

A

Insisting that the accused pleads where he wishes to consult with his legal representative, and has not been given reasonable time therefore, constitutes a gross irregularity (S v Mkhize 1978 3 SA 1065 (T)).

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8
Q

When will ambiguity appear in a plea from the accused?

A

This usually occurs in instances of unrepresented accused who would admit to certain elements of the offence but base their conduct upon certain grounds of justification.

The court then enters a plea of not guilty and commences to question the accused in terms of s115 of the CPA to ascertain the facts that are admitted.

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9
Q

What happens when an accused purposefully obstructs the conduct of the proceedings?

A

The court may order the accused be removed from the court in terms of s159(1) of the CPA and that the proceedings are conducted in his absence. Such order is usually preceded by a warning.

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10
Q

What happens when an accused is t mentally competent to stand trial?

A

Evidence to this effect may appear from the conduct of the accused or brought to the attention of the prosecutor or court by the investigating officer or a person with an interest in the matter.

The case will then be postponed in terms of s77 and s79 of the CPA for the state to make an investigation into the mental state of the accused by a medical superintendent of a psychiatric hospital.

  • Where the finding is that an accused is capable of understanding the proceedings, the proceedings will continue in their ordinary course.
  • Where, however, the accused is found incapable, the accused must be detained in a psychiatric hospital or prison pending the decision of a judge in chambers in terms of s29(1)(a) of the Mental Health Act 18 of 1973.
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11
Q

What happens where a court finds that the accused indeed committed the offence but by reason of mental illness or defect wasn’t criminally responsible.

A

Where a court finds the accused indeed committed the offence but by reason of mental illness or defect was not criminally responsible, the court must find the accused not guilty and direct that he be detained pending the decision of a judge in chambers.

If the finding concerning mental capacity is made after conviction but before sentence, the court must set aside the conviction, enter a verdict of not guilty and order the accused be detained pending the decision of a judge in chambers (ss76(b) and 78(6)).

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12
Q

When may a prosecutor and defence enter into a plea and sentence agreement?

A

The prosecutor and defence may enter into a plea and sentence agreement in terms of s105A of the CPA. The entire agreement must be in writing and done before the trial.

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13
Q

What happens where the accused decides to enter into a plea bargaining agreement after pleading guilty?

A

Where the accused decides to enter into a plea bargaining agreement after pleading guilty, the matter must begin de novo before another presiding officer unless the accused waives his right in this regard.

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14
Q

Is the court bound by a plea agreement?

A

The court ultimately is not bound by the agreement. In practice it usually accepts the terms and conditions thereof, but should it not or if either one or both of the parties withdraw from the agreement the trial proceeds in its ordinary course.

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15
Q

What pleas may an accused raise?

A

Apart from pleading guilty or not guilty, the accused can raise a host of other pleas. Section 106 of the CPA provides that the accused may plead:

a) ​ He has already been convicted - autrefois convict;
b) ​ He has already been acquitted of the offence - autrefois acquit;
c) ​ He has received a free pardon from the President;
d) ​ The court lacks jurisdiction;
e) ​ He has been discharged from prosecution under s204 after having given evidence to the satisfaction of the state;

f )​ The prosecutor has no title to prosecute; or

g)​ The prosecution may not be instituted or resume as a result of an order in terms of s342A(3)(a)-

This is where the accused has already pleaded not guilty but due to tardiness on the part of the state the case is postponed for undue lengthy delays causing prejudice to the accused’s right to a fair trial.

16
Q

When can a plea of guilt be corrected to a plea of not guilty?

A

Where an accused pleads guilty to a certain offence, the statement given in support thereof and the questioning conducted by the court in terms of s112(1)(b) of the CPA must be an admission of each element of the offence with which he has been charged. If this is not achieved a plea of not guilty can be entered.

Alternatively, if satisfied that the plea accords with a competent verdict on the offence against the accused, the court must enter a plea of not guilty unless the state is willing to accept the plea on a lesser charge.

17
Q

When may an accused change his plea?

A

Once an accused has pleaded guilty, he may, with leave of the court, withdraw his guilty plea and plead not guilty.

The accused must, however, in seeking the permission of the court to do so, furnish a reasonable explanation for the change.
A reasonable explanation could be that the plea was induced by fraud, intimidation, misunderstanding, confusion or even a mistake.

On the other hand, the accused may at any stage after evidence has been led and before judgment change a plea of not guilty to one of guilty in which event, even if the prosecutor is against acceptance of the plea, the court must determine the issues between the parties and make an appropriate finding.

18
Q

Why has there been much debate around the plea explanation procedure?

A

Since the nature of the ‘plea explanation’ procedure is inquisitorial in nature, this has been the attention of much debate because of the fact that it is at variance with our fundamentally accusatorial criminal justice system.

19
Q

What does the plea explanation procedure entail?

A

In practice, after pleading not guilty the magistrate asks the accused whether he wishes to make a statement setting out the basis of his defence (s115(2)(a) CPA).

Where the accused makes a statement or declines to do so, the magistrate is at liberty to ask questions in order to establish which allegations are in dispute. The magistrate is required to exercise his discretion judiciously in this regard (S v Masike 1996 2 SACR 245 (T)).

20
Q

What is a court required to do before asking the accused if he would like to give a plea explanation?

A

Prior to proceeding to question the accused in this manner, the court must advise the accused that he is under no obligation to make such a statement.

A failure to do so constitutes a gross irregularity.

21
Q

What happens where an accused makes admissions after pleading?

A

Where the accused of his own volition makes admissions immediately after pleading but before the accused has been advised of his rights against self-incrimination, such admissions are admissible (S v Shikongo 2000 1 SACR 190 (NmS)).

The constitutional validity of permitting this to happen is questionable especially in instances of unrepresented accused who have not yet been informed of their rights against self-incrimination.

22
Q

How can an accused narrow the number of issues in dispute?

A

The court can enquire from the accused whether an allegation which is not placed in issue by the plea of not guilty can be recorded as an admission which will be recorded as such in terms of s115(2)(b). By doing so, the accused can narrow the number of issues in dispute.

Furthermore, if he consents thereto, the admission will be recorded and deemed to be an admission in terms of s220 meaning that such admission is sufficient proof of the alleged facts against him.

Sufficient proof is not proof beyond reasonable doubt.The state is still under the burden of proving guilt in respect of all the elements beyond reasonable doubt

23
Q

What significance do recordings of admissions made during an accused’s plea explanation have?

A

A recording of such admissions can go to great lengths in assisting the state in the proof of its case against the accused. The presiding officer may continue to question the accused only to the extent that it is unclear as to what the accused denies or admits.

An accused may be cross-examined on the contents of his s115 statement to the extent that his evidence later deviates therefrom.