P3 Flashcards

1
Q

Describe what happens at Handover Stage.

A
  • Updated as construction drawings and information and O&M Manual
  • Commissioning buildings systems
  • Training for M&E, security, specialist equipment etc
  • Start of defect period – typically 6 to 12 months but will be outlined in the contract
  • Client takes possession of the site
  • Handover of warranties and certificates
  • Handover of keys
  • Contractors insurance ceases to cover the site and the Employer must take out insurance and point of handover
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2
Q

Describe single stage and two-stage tender.

A

A tender is a submission made by a prospective supplier in response to an invitation to tender. It makes an offer for the supply of goods or services.
Two stage tendering is often used to allow the early appointment of a contractor (or other supplier), prior to the completion of all the tender information that they would require to be able to offer the client a fixed price - ie the design is still being developed. In the first stage therefore, a limited appointment is agreed allowing the contractor to begin work and in the second stage a fixed price is negotiated for the contract.

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3
Q

When should Design and Build contracts be used?

A

 Where there is a need to make an early start on site – as design and construction can overlap.
 Where the client wishes to minimise their risk – as they have no responsibility for design
 For technically complex projects which can benefit from the contractor’s expertise in the design stage.
 Where the employer does not want to retain full control over the design development.
 Where the client wishes to have a single point of responsibility.

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4
Q

Describe a Design and Build contract.

A

Design and build is a procurement route in which the main contractor is appointed to both design and then construct the works described in the contract.
The contractor may use their own in-house designers to design the building, or they can appoint consultant designers, or the client’s designers can be employed by the contractor to complete the design (novation)

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5
Q

Describe a traditional contract.

A

The client first appoints consultants to design the project in detail and then prepare tender documentation, including drawings, work schedules and bills of quantities. Contractors are then invited to submit tenders for the construction of the project, usually on a single-stage, competitive basis. This may be referred to as a ‘traditional contract’. The contractor is not responsible for the design, other than temporary works, although some traditional contracts do provide for the contractor to design specific parts of the works.
Typically, the client retains the design consultants during the construction phase to prepare any additional design information that may be required, to review any designs that might be prepared by the contractor, and to inspect the works. Normally, one consultant will be appointed to administer the contract.

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6
Q

Certifying practical completion has the effect of:

A

 Releasing half of the retention (an amount retained from payments due to the contractor to ensure they complete the works).
 Ending the contractor’s liability for liquidated damages (damages that become payable to the client in the event that there is a breach of contract by the contractor - generally by failing to complete the works by the completion date).
 Signifying the beginning of the defects liability period.

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7
Q

What is Practical Completion and what happens?

A

The point in the process when the construction work is certified as practically complete under the Building Contract. A Practical Completion certificate may be used as a contractual document that allows the client to take possession of and to use a building.

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8
Q

What is the Housing Grants Construction and Regeneration Act?

A

The Housing Grants, Construction and Regeneration Act 1996 (also known as the Construction Act) is intended to ensure that payments are made promptly throughout the supply chain and that disputes are resolved swiftly.
Provisions of the act include:
 The right to be paid in interim, periodic or stage payments.
 The right to be informed of the amount due, or any amounts to be withheld.
 The right to suspend performance for non-payment.
 The right to adjudication.
 Disallowing pay when paid clauses.

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9
Q

What are the 12 Standards outlined in the ARB Code of Conduct?

A
  1. Be honest and act with integrity
  2. Be competent
  3. Promote your services honestly and responsibly
  4. Manage your business competently
  5. Consider the wider impact of your work
  6. Carry out your work faithfully and conscientiously
  7. Be trustworthy and look after your clients’ money properly
  8. Have appropriate insurance arrangements
  9. Maintain the reputation of architects
  10. Deal with disputes or complaints appropriately
  11. Co-operate with regulatory requirements and investigations
  12. Have respect for others
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10
Q

Where would you find more information on Dispute Resolution?

A

RIBA Job Book 2020 10th Edition

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11
Q

What form of Dispute Resolution should always be applied first?

A

Negotiation* then Mediation
But ultimately depends what is in the contract.

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12
Q

How are interim certificates paid?

A

Interim payments can be agreed in advance and paid at particular milestones, but they are more commonly, regular payments, the value of which is based on the value of work that has been completed
If the client intends to pay a different amount from that shown on the interim certificate, then they must give a Pay Less Notice

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13
Q

Key roles of a Contract Administrator?

A
  • Inviting and processing tender
  • Preparing contract documents
  • Administer Change Control procedures
  • Consider claims for Extension of Time
  • Chairing construction progress meetings
  • Prepare and issue Progress reports
  • Co-ordinate site inspectors
  • Issue interim certificates for payment
  • Issue Practical Completion Certificate
  • Collate schedule of defects
  • Issue certificate of making good defects
  • Issue final certificate
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14
Q

Who is the Contract Administrator?

A

The contract administrator is generally appointed by the client (or employer) and may be the project architect. However, they could also be the lead consultant, the cost consultant, a specialist consultant, a client representative or employer’s agent, the project manager or an engineer, depending on the nature of the project.
Keele – Project Manager/ Edge
Bathgate – Employers Agent: Frontier Estates/ Project Manager

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15
Q

RIBA Code of Professional Conduct main Principles?

A
  • Integrity
    Members shall behave with integrity and shall strive to safeguard and improve the standing, reputation and dignity of the Institute and its Members in all their professional activities. Members shall consistently promote and protect the public interest and social purpose, taking into account future generations
  • Competence
    Members should continuously strive to improve their professional knowledge and skill. Members should persistently seek to raise the standards of architectural education, life long learning, research, training, and practice for the benefit of the public interest, those commissioning services, the profession and themselves. Members should strive to protect and enhance heritage and the natural environment
  • Relationships
    Members shall respect and seek to uphold the relevant rights and interests of others. Members shall treat people with respect and shall strive to be inclusive, ethical, and collaborative in all they do. Members shall seek and promote social justice
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16
Q

Potential risks which may need to be eliminated through design or raised by the Principal designer?

A
  • Access to site
  • Demolition or dismantling
  • Stability of existing structure
  • Excavations
  • Fire prevention
  • Flood Prevention
  • Traffic routes
  • Temperature ad weather protections
  • Lighting
  • Emergency procedures, routes and exits
  • Welfare facilities
17
Q

What happens if a Main Contractor goes into liquidation?

A

The employer:
Terminate the contractor’s employment at any time.

Works obligations are suspended from the date of insolvency.

Protect and secure the site.

Whether or not termination occurs, payment stops.

Choose to stop, or terminate and employ third party to finish job.

After completion, prepare a final account within 3 months, including direct loss caused by insolvency.

Final account covers cost to finish the job including direct loss caused by situation, payment already made to the contractor, original cost of job.

18
Q

Describe a Management Contract.

A

Construction management is a procurement route in which the works are constructed by a number of different trade contractors. These trade contractors are contracted to the employer but managed by a construction manager.

19
Q

If you were setting up your own practice what legal structure would you use and why?

A

Limited Company - The main advantage of setting up a limited company is that its finances are separate from yours.

20
Q

What is Collateral Warranty ?

A

Collateral warranties create direct contractual relationships between parties that would not otherwise exist. E.g Architect and a third party (e.g. tenant)

21
Q

Describe a relevant event.

A

Where a delay which impacts the completion date is not caused by the contractor, it may be a ‘relevant event’, for which the contractor may be entitled to an extension of time and to claim loss and expense incurred as a direct result of the delay.
A relevant event may be caused by the client, or may be a neutral event such as exceptionally adverse weather. The contract should set out what constitutes a relevant event.

Relevant events may include:

Variations.
Exceptionally adverse weather.
Civil commotion or terrorism.
Failure to provide information
Delay on the part of a nominated sub-contractor.
Statutory undertaker’s work.
Delay in giving the contractor possession of the site.
Force majeure (events that are beyond the reasonable control of a party, such as a war or an epidemic).
Loss from a specified peril such as flood.
The supply of materials and goods by the client.
National strikes.
Changes in statutory requirements.
Delays in receiving permissions that the contractor has taken reasonable steps to avoid

22
Q

Describe relevant matters.

A

A relevant matter is a matter for which the client is responsible that materially affects the progress of the works. This may enable the contractor to claim direct loss and / or expense that has been incurred. Relevant matters might include:

Failure to give the contractor possession of the site.
Failure to give the contractor access to and from the site.
Delays in receiving instructions.
Opening up works or testing works that then prove to have been carried out in accordance with the contract.
Discrepancies in the contract documents.
Disruption caused by works being carried out by the client.
Failure by the client to supply goods or materials.
Instructions relating to variations and expenditure of provisional sums.
Inaccurate forecasting of works described by approximate quantities.
Issues relating to CDM.

23
Q

What is a Community Infrastructure Levy?

A

Section 206 gives LPA the authority to charge a CIL. CIL is a charge to new developments to support the local infrastructure such as:
Transport schemes.
Flood defences.
Schools.
Hospitals.
Green spaces.
Leisure centres.

24
Q

Where could you find more information on JCT Contrats?

A

Guide to SBC 05 by Sarah Lupton
Understanding JCT Building contracts by David Chappell
Ask Lucy
SBC16 Project Pack