P2 Flashcards
What happens if not all conditions needed to obtain a filing date are fulfilled? What happens if all necessary conditions are fulfilled?
SECTION 15(3) - not all conditions fulfilled
The applicant is informed of the deficiencies.
SECTION 15(4) - all conditions fulfilled
(a) the applicant is given a filing date;
(b) the applicant is informed of what, and by when, anything missing needs to be filed in order that the application is not deemed withdrawn.
When is the application fee due?
SECTION 15(10)(C)
No priority claimed: 12 months from the filing date (Rule 22(7)(a));
Priority claimed: the later of 12 months from the priority date and 2 months from the filing date (Rule 22(7)(b)).
How is a divisional application correctly filed?
SECTION 15(9)
(a) the divisional must be made by at least one of the original applicants (or their successor in title) not later than 3 months before the compliance date, the parent must be “alive” (i.e., not refused, withdrawn, taken to be withdrawn or granted, the date of grant being taken to the date on which the grant letter (‘B’ Letter) is issued); and claim a different invention;
(b) the divisional can’t contain added matter (Section 76).
When are the claims and abstract due?
SECTION 15(10)(A)
No priority claimed: 12 months from the filing date (Rule 22(7)(a));
Priority claimed: the later of 12 months from the priority date and 2 months from the filing date (Rule 22(7)(b)).
According to Section 1(2), what are not inventions?
SECTION 1(2)
(a) a discovery, scientific theory or mathematical method;
(b) a literary, dramatic, musical or artistic work or any other aesthetic creation whatsoever;
(c) a scheme, rule or method for performing a mental act, playing a game or doing business, or a program for a computer;
(d) the presentation of information.
What is the procedure if an invention has been disclosed at an International Exhibition?
RULE 5
Within 4 months of filing the application a certificate stating that the invention was exhibited and a statement identifying the invention must be sent to the Patent Office. This must have been issued at the exhibition by the authority responsible for the exhibition. The certificate must state the opening date of the exhibition or, if later, the date on which the invention was first displayed.
What are the two requirements that need to be satisfied for matter to anticipate an invention?
SECTION 2(1)
a) Prior Disclosure: The matter relied upon as prior art must disclose subject-matter which, if performed, would necessarily result in infringement of the patent.
b) Enablement: The ordinary skilled person must be able to perform the invention which satisfies the requirement for disclosure - SmithKline Beecham Plc’s (Paroxeline Mathanesulfonate) Patent [2006] RPC 10.
How do you satisfy the comptroller that the failure to pay a renewal fee was unintentional?
SECTION 28(3)
Although there is no universal rule as to what level of evidence has to be provided, some evidence above and beyond a bald assertion of the law is required - Matsushita Electric Industrial Co. V Comptroller General of Patents [2008] EWHC 2071 (Pat), [2008] RPC 35.
What is a method of treatment of the human or animal body by therapy?
SECTION 4A(1)
Any medical treatment of a disease, ailment, injury or disability, i.e. anything that is wrong with a patient and for which he would consult a doctor, as well as prophylactic treatments such as vaccination and inoculation. Application of substances to the body for purely cosmetic purposes is not therapy.
What biotechnological inventions are excluded from patentability?
SECTION 76A
- the human body and gene sequences discovered in it (although an isolated gene may be patented in conjunction with an industrial application of it);
- cloning humans;
- modifying the human germ line;
- industrial or commercial exploitation of human embryos including stem cells where harvested from embryos;
- genetic modification of animals that is likely to cause suffering without giving rise to significant medical benefits, and patenting the resulting animals themselves, and
- inventions relating to individual plant or animal varieties (covered by UPOV).
What is the repercussive effect?
In patent claims, a dependent claim might have a repercussive effect on the claim on which it depends, such that the matter introduced in the dependent
claim clarifies a point of interpretation on the independent claim.
Warheit v Olympia Tools [2003] FSR 6
What form should second medical-use Claims have? What is the current ruling on Swiss-type Claims?
“Substance X for use in the treatment of disease Y”.
Following the Enlarged Board of Appeal decision in G 02/08, “Swiss-type” Claims are no longer allowable. In a difference from EPO practice, this rule applies to all pending applications.
What is the Pozzoli approach to assessing obviousness?
(1) (a) Identify the notional “person skilled in the art”;
(1) (b) Identify the relevant common general knowledge of that person;
(2) Identify the inventive concept of the claim in question or, if that cannot readily be done, construe it;
(3) Identify what, if any, differences exist between the matter cited as forming part of the “state of the art” and the inventive concept of the claim, or the claim as construed;
(4) Viewed without any knowledge of the alleged invention as claimed, do those differences constitute steps which would have been obvious to the person skilled in the art or do they require any degree of invention?
What is the current process for determining whether a Claim is related to an excluded category?
i. Properly construe the Claim;
ii. Identify the actual contribution;
iii. Ask if this falls within an exclusion;
iv. (Check if the actual contribution is technical)
Aerotel/Macrossan [2006] EWCA Civ 1371
Aerotel [2007] R.P.C.7
Does a GB application published on or after the inventor’s priority date form part of the state of the art for the purposes of Section 2(3)?
Yes, except for its abstract, which is not part of the state of the art for the purposes of Section 2(3), see Section 14(7).
How is it decided whether an invention of integers is a collocation?
SECTION 3
If two integers interact upon each other, or if there is synergy between them, they constitute a single invention having a combined effect. But if each integer performs its own proper function independently of any of the others, and the claim is a mere aggregation or juxtaposition of features, then each is a separate invention. The combination of a series of known or obvious features will be a matter of design or mere collocation, not of invention.
SABAF SpA v MFI Furniture Centres Ltd [2005] RPC 10
What is the aim of the Protocol to Article 69 EPC?
- to avoid over-emphasising the literal wording of the claims considered in isolation from the patent specification;
- to avoid broadening the general inventive concept over the prior art which inevitably disregards the claims as a fair definition of the disclosed invention.
What are the formal requirements for filing a patent application?
RULE 12(1)
Rule 12(1): The application should be made by using Patents Form 1; Rule 14(1): The application should be in English or Welsh; Rule 14(2) and (3): The documents and drawings should be in the correct form.
What must be done by 12 months after the filing date (no priority claimed), or the later of 12 months from the priority date or 2 months from the filing date (priority claimed)?
SECTION 15(10) RULE 22(7)
The claims, abstract and request for search must be filed, and the application and search fees paid.
Can the periods to file the claims, abstract, application fee, request for search and the search fee be extended?
RULE 108
Yes, the periods can be extended once by 2 months as of right under Rule 108(2), and further discretions (in tranches of 2 months) may be granted at the discretion of the comptroller under Rules 108(3) to (7).
When does preliminary examination take place?
SECTION 15A(1)
After the application fee has been paid, provided only that the application has been given a date of filing and has not been withdrawn.
What was the decision of Kirin-Amgen (House of Lords, hence binding) with regard to equivalents?
The words of the claims should not be understood as what the author used them to mean, but rather what a skilled person at the date of filing of the application would have understood the author to be using the words to mean.
Additionally, if a claim is intended to cover products or processes which involve the use of technology unknown at the time the claim was drafted, then the patent specification and claims based there on should be drafted so that a person skilled in the art would understand the description in a way which was sufficiently general to include the new technology.
Kirin-Angen v Hoechst Marion Roussel [2005] RPC 9
When is an invention taken to be capable of industrial application?
SECTION 4
If it can be made or used in any kind of industry, including agriculture. “Industry” should be considered in its broad sense as including any useful and practical, as distinct from intellectual or aesthetic, activity. Processes or articles alleged to operate in a manner which is clearly contrary to well-established physical laws, such as perpetual motion machines, are regarded as not having industrial application.
What is “therapy”?
The term “therapy” includes the prevention as well as the treatment or cure of disease.
Unilever Limited (Davis’) Application, [1983] RPC 219
What is “surgery”?
“Surgery” is defined as the treatment of disease or injury by operation or manipulation. It is not limited to cutting the body but includes manipulation such as the setting of broken bones or relocating dislocated joints and also dental surgery. In general, any operation on the body which requires the skill and knowledge of a surgeon would be regarded as surgery.
What is diagnosis?
SECTION 4A
(i) the examination and collection of data;
(ii) comparison of the data with normal values;
(iii) recording any deviation from the norm; and
(iv) attributing the deviation to a particular clinical picture.
G 01/04 Diagnostic Methods [2005] 5 OJEPO 334 [2006] EPOR 15
Under which circumstances can priority be claimed from an earlier application if the date of filing is more than 12 months later than that of the earlier application?
SECTION 5(2C)
(a) if the period expires on an excluded day;
(b) if the period expires on a day which is certified as one on which there was an interruption (Rule 110(1);)
(c) if there is a failure or undue delay in a communication service (Rule 111);
(d) if there is an omission or error by the comptroller, an examiner or the Patent Office (Rule 107(3)).
Under what conditions can a priority declaration be made after the time of filing, if the earliest priority date to be claimed is not more than 12 months before the date of filing of the application in suit?
RULE 6
(a) the declaration can be made up to 16 months (non-extendable) after the earliest priority date claimed;
(b) the declaration must be made on a Form 3 and accompanied by the prescribed fee;
(c) a request to publish the application under section 16(1) has either not been made or any such request was withdrawn before the preparations for publication had been completed;
(d) the application was filed on or after 01.01.05.
To whom may a patent be granted?
SECTION 7(2)
(a) primarily the inventor or his successor in title;
(b) the right may be overridden by any rule of law or any legally enforceable agreement existing at the time the invention was made, such as for inventions made in the course of employment (Section 39)
How are questions about entitlement to a patent dealt with before grant?
SECTION 8
The question may be referred to the comptroller, even before a patent has been granted.
What should every application for a patent contain?
SECTION 14(2)
(a) a request for the grant of a patent;
(b) a specification containing a description of the invention, a claim or claims and any drawing referred to in the description or any claim; and
(c) an abstract.
What should the claims do?
SECTION 14(5)
(a) define the matter for which the applicant seeks protection;
(b) be clear and concise;
(c) be supported by the description; and
(d) relate to one invention or to a group of inventions which are so linked as to form a single inventive concept.
What is the purpose of the abstract?
SECTION 14(7)
- gives technical information
- does not form part of the state of the art by virtue of Section 2(3)
- may be re-framed by the patent examiner
How must an application for a patent be made?
RULE 12
- using Patents Form 1;
- including title, description and claims in that order and any drawing referred to in the description or any claim;
- the title being short and indicating the matter to which the invention relates; and
- the description including a list of any drawings briefly describing each of them,
According to the Patents Act 1977, how should the claims be interpreted?
SECTION 125
The claims should be interpreted by the description and drawings, and the Protocol on the Interpretation of Article 69 of the EPC applies.