OAPA Flashcards
Ireland and Burstow [1998]
Key points
Under sections 20 and 47 of the Offences Against the Person Act 1861 (OAPA 1861), recognisable psychiatric illness falls within the definition of ‘bodily harm’ and harm can be ‘inflicted’ without direct application of force to the victim
Assault and can committed by words and gestures alone, even silence, if threatening, can suffice
Facts
The appeal was of two conjoined cases where Ds made silent phone calls to women
The women suffered psychiatric damage as a result
Ds were convicted under sections 20 and 47 of the OAPA 1861
Held (House of Lords)
Appeal dismissed – Ds were rightly convicted
Under sections 20 and 47 of the OAPA 1861, recognisable psychiatric illness falls within the definition of ‘bodily harm’ and harm can be ‘inflicted’ without direct application of force to the victim
Assault and can committed by words and gestures alone
Here the silent phone calls causing fear of immediate and unlawful violence and were a form of assault
Lord Steyn
“In the context of a criminal case therefore the words ‘cause’ and ‘inflict’ may be taken to be interchangeable”
Logdon v DPP [1976] Crim LR 121
Key point
The mens rea of assault requires the defendant to intentionally or recklessly threatening the use of unlawful force, but does not require the defendant to intend to actually carry out the threat
Facts
D threatened V with a fake gun
When D saw that V was frightened, he told her that the gun was a fake
D was convicted of assault but appealed on basis that he had no intent to physically harm V
Held (Divisional Court)
Appeal dismissed; D committed an assault
Assault is defined as when by some physical act, D intentionally or recklessly caused V to believe that immediate unlawful force would be applied
It is not necessary for D to have intended to carry out the threat of unlawful force
D v D.P.P. [2005] EWHC 967
D bit a police officer
The test of recklessness in an assault of this kind involves foresight of the risk
that the complainant will be subjected to unlawful force and the taking of that risk,
that state of mind being coincident with the act of biting
Venna [1976] QB 421, [1975] Crim. L.R. 701
Key point
Mens rea of assault: D intended or was reckless that the victim would apprehend imminent unlawful force
Facts
D violently resisted arrest for causing a disturbance, fracturing the hand of a police officer in the process
D was convicted with assault occasioning actual bodily harm
D appealed on the basis that the judge erred in directing that recklessness in applying physical force was sufficient
Held (Court of Appeal)
Appeal dismissed – recklessness sufficed to convict D
Jones LJ
‘We see no reason in logic or in law why a person who recklessly applies physical force to the person of another should be outside the criminal law of assault. In many cases the dividing line between intention and recklessness is barely distinguishable. This is such a case.’
Martin (1881) 8 QBD 54
Key point
This case shows that there does not need be direct application of force on the victim to constitute battery
Facts
D placed an iron bar in front of an escape route and put out the lights in a crowded theatre
This caused a panic and the audience charged out, some of them becoming injured in the process
D was convicted of inflicting grievous bodily harm under section 20 of the Offences Against the Person Act 1861, but appealed against his conviction
Held (Court for Crown Cases Reserved)
Appeal dismissed; D was rightly convicted of inflicting grievous bodily harm
Lord Coleridge CJ
“The prisoner must be taken to have intended the natural consequences of that which he did. He acted ‘unlawfully and maliciously’, not that he had any personal malice against the particular individuals injured, but in the sense of doing an unlawful act calculated to injure . .”
Collins v Wilcox [1984] 1 W.L.R. 1172, [1984] Crim LR 481
Key point
This case states the actus reus of battery: the touching of another person without consent, such consent may be implied where necessitated by daily life
Facts
2 police officers suspected D was soliciting for prostitution
D walked away and the officer grabbed her arm
D swore and scratched the officer’s arm
D was convicted of assault on the officer
Issue arose as to whether the officer had acted committed battery and thus acted in excess of her powers
Held (Divisional Court)
Appeal allowed – D’s conviction was overturned
The officer had committed battery and thus unlawfully detained D
Robert Goff LJ
Any touching of another person, however slight, may amount to a battery
However, given the broad principle, there must be exceptions, a broader exception is where there is implied consent for touching that is necessitated by the ‘exigencies of everyday life’
An example is touching someone to gain their attention, but only when ‘using no greater degree of physical contact than is reasonably necessary in the circumstances for that purpose’
In this case, because the officer’s action of restraining D ‘went beyond the generally acceptable conduct of touching a person to engage his or her attention’ and thus constituted a battery
Commentary
As to why mere touching can constitute battery, Robert Goff LJ cited Blackstone’s Commentaries: “the law cannot draw the line between different degrees of violence, and therefore totally prohibits the first and lowest stage of it; every man’s person being sacred, and no other having a right to meddle with it, in any the slightest manner.”
DPP v Santana-Burmudez [2003] EWHC 2908 (Admin), [2004] Crim LR 471
Key point
Actus reus for assault can include omission where D exposed the victim to a reasonably foreseeable risk of injury through his acts or speech, and that force does not have to be applied by D directly
However, note that this case not strong authority and has been doubted by commentators
Facts
Police officer undertook a full body search of a suspect, D
When asked if he had any sharp items on him, D denied it
Police officer subsequently injured himself on a hypodermic needle in D’s pocket, D then shrugged and smirked
D was acquitted of assault by the Crown Court on the basis that D had not committed a positive act and an omission did not amount to assault
Held (High Court)
Appeal allowed – D convicted of assault occasioning actual bodily harm
Where someone by act or word or a combination of the two created a danger and thereby exposed another to a reasonably foreseeable risk of injury which materialised the actus reus for assault is satisfied
D by giving dishonest assurance had exposed the police officer to the risk reasonably foreseeable risk of injury that materialised, and thus there was actus reus for assault
Savage and Parmenter [1992]
Key point
The mens rea under section 20 of the Offences Against the Person Act 1861 (OAPA) is intention or recklessness as to whether some physical harm will be inflicted
The mens rea under section 47 OAPA is the same as the mens rea for assault, there is no additional element of foresight of physical harm
Facts
The facts concerned two conjoined appeals:
Parmenter
Parmenter caused injuries to his baby due to rough handling while playing
He argued that he did not realise that his actions will cause injury
Parmenter was convicted under section 20 OAPA
The appeal requires 2 questions questions to be addressed in relation to mens rea under section 20 OAPA:
Must the defendant have subjectively intended or foreseen harm?
Must the harm intended or foreseen be the harm in fact caused or just some harm?
Savage
Savage intentionally threw beer her boyfriend’s ex
Savage appealed against her conviction under section 47 OAPA on the ground that intention or foresight of some physical harm is required under the section, which she did not have
Issue
Under sections 20 and 47 OAPA, must the defendant have intended or foreseen some harm to be caused, the harm in fact caused or need not have foreseen any harm at all?
Held (House of Lords)
Savage’s appeal was dismissed
Parmenter’s appeal was allowed; his conviction was substituted for section 47 of the Offences Against the Person Act 1861
Lord Ackner
Mens rea under section 20 OAPA
The meaning of ‘maliciously’ is that the defendant intended or foresaw some physical harm,
The defendant must have actually/subjectively foreseen the harm, i.e., Cunningham recklessness
The harm that is intended or foreseen can be of a ‘minor character’ and need not be wounding or grievous bodily harm
Mens rea under section 47 OAPA
The only mens rea required is the mens rea for assault
There need not be any intention or foresight of physical harm
T v DPP [2003] EWHC 266 (Admin), [2003] Crim LR 622
Key point
Losing consciousness amounts to actual bodily harm under s47 OAPA
Facts
V was kicked by D while he was lying down, resulting in V becoming unconscious but not external harm was sustained
Held (High Court)
Appeal dismissed – conviction upheld
Causing the V to lose consciousness constitutes actual bodily harm within the terms of s47 OAPA as it is an injurious impairment of sensory functions
DPP v Smith [2006] EWHC 94 (Admin), [2006] Crim LR 528
Key point
Cutting hair amounts to actual bodily harm under s47 OAPA
Facts
D was woken up by girlfriend when he was asleep
D climbed over her and forcefully cut off her hair
D was convicted under S47 for assault occasioning actual bodily harm
Held (High Court)
Appeal dismissed
Cutting off a person’s hair during the course of an assault without consent amounts to actual bodily harm
Dica [2004]
Key point
Grievous bodily harm is inflicted a HIV or other sexual disease is transmitted
Consent by the victim to the risk of sexually transmitted diseases is a defence to s20 OAPA but not to s18 OAPA
Facts
D was aware that he was HIV positive
D had sex with 2 women who were subsequently diagnosed with HIV
D was convicted with inflicting grievous bodily harm contrary to s20 OAPA
The judge had directed the jury to convict even if women were aware of his condition
D appealed, arguing that the women knew of his condition
Held (Court of Appeal)
Appeal allowed – conviction quashed, retrial ordered
Judge LJ
Consent to sexual intercourse meant that D was not guilty of rape, but it does not entail consent to the risk of sexual diseases if it was concealed: [39]
Consent is no defence to a charge of deliberate or intentional infection of HIV under s18 OAPA based on the principle from R v Brown, but this was not alleged here: [58]
Consent is a valid defence to an offence under s20 OAPA for recklessly transmitting HIV through sexual intercourse: [59]
Commentary
The defence of consent to the risk of infection was justified by Judge LJ on the grounds of personal autonomy and respect for private life, as well as the impracticality of enforcement
Unclear at what point consent will or will not be available as a defence following Dica (Weait)
Bollom [2003] EWCA Crim 2846
Key point
The victim’s characteristics, including his age, must be considered in deciding whether the harm caused constitutes actual bodily harm
Facts
D dropped his partner’s baby (V) during a night of drinking causing bruising on V’s leg
V had sustained other injuries but evidence was unclear how
D was convicted under section 18 of the Offences Against the Person Act 1861 for intentionally causing grievous bodily harm (GBH)
D appealed on the basis that V’s injuries did not amount to GBH as they had to be assessed without reference to V’s age and health
Held (Court of Appeal)
Appeal allowed – the conviction was substituted for assault occasioning actual bodily harm under s47
Fulford J
Assessment of the harm had to be made on the basis of effect on the particular individual
The injuries need not be life-threatening, dangerous or permanent to constitute GBH
Injuries had to be viewed collectively to assess whether they were serious
Injuries had to be caused by one continuous course of conduct constituting a continuous assault
Although V’s age had to be taken into account when assessing his injuries, the judge failed to direct the jury to determine D’s responsibility in inflicting the injuries was uncertain, as such the conviction was unsafe
Konzani [2005]
Key point
Consent to the risk of HIV infection from sex is no defence to section 20 Offences Against the Person Act 1861 (OAPA) if it is uninformed due to concealment by the defendant
Facts
D was aware that he was HIV positive and the risk to his partners
D slept with 3 women who were unaware of his status
D was convicted under section 20 OAPA
D appealed on the ground that the women had consented to the risk of HIV by engaging in unprotected sex or alternatively that he had an honest, if unreasonable belief that they were aware of his status
Held (Court of Appeal)
Appeal dismissed – the conviction was safe
Judge LJ
It is implicit in the reasoning of Dica that for consent to the risk of infection of HIV to be a defence the consent must be informed
Concealment of condition will not allow informed consent
In some circumstances, despite recklessness and concealment of condition, there is informed consent where the victim finds out from other sources, such as a friend, or when they started a relationship in a hospital where D was treated for HIV
Honest belief by D of consent can be a defence, but there was not the slightest evidence of it
Weait: Konzani goes too far, there should not be a legal duty to disclose HIV status
Brown [1994]
Key point
Consent is no defence to inflicting actual bodily harm, grievous bodily harm or wounding i.e., ss 20 and 47 Offences Against the Person Act 1861 (OAPA)
However, an exception applies to sports, surgery, taking risk of infection in sexual acts
Facts
A group of gay men were engaged in sado-masochistic sexual activities
They were convicted under s20 and s47 OAPA
The judge directed the jury that they prosecution was not required to prove that ‘victims’ did not consent
Issue
Should the defence of consent be extended to infliction of bodily harm in the course of sado-masochistic encounters
Held (House of Lords)
Appeal dismissed – Ds were rightly convicted, consent is not a defence to ss 20 and 47 OAPA
Lord Templeman
Scope of consent defence
Consent is a defence to assault or battery but is no defence where actual bodily harm, wounding or grievous bodily harm is inflicted
An exception applies to cases where actual bodily harm, wounding or grievous bodily harm is inflicted as a result of lawful activity such as surgery, boxing, tattooing, ear-piercing, and circumcision
‘In principle there is a difference between violence which is incidental and violence which is inflicted for the indulgence of cruelty.’
Current case
The list of exceptions should not be extended to sado-masochistic activities
Reasons given include:
Health risks: The acts posed dangers of serious personal injury and blood infection
Public morality: ‘Society is entitled and bound to protect itself against a cult of violence. Pleasure derived from the infliction of pain is an evil thing. Cruelty is uncivilised’
Lord Mustill (dissenting)
‘these are questions of private morality; that the standards by which they fall to be judged are not those of the criminal law’
‘The only question is whether these consensual private acts are offences against the existing law of violence. To this question I return a negative response.’
Lord Slynn of Hadley (dissenting)
‘I agree that in the end it is a matter of policy. It is a matter of policy in an area where social and moral factors are extremely important and where attitudes can change. In my opinion it is a matter of policy for the legislature to decide.’
R v Barnes [2004] EWCA Crim 3246, [2005] Crim LR 381
Key point
Participants in contact sports are deemed to consent to a reasonable risk of harm
Facts
D was an amateur footballer who injured an opposing player when he went in for a tackle
D was convicted with inflicting grievous bodily harm under s. 20 OAPA
Held (Court of Appeal)
Appeal allowed – the judge’s summation to the jury was flawed as it failed to explain how to identify which acts are consented to in a sport
Lord Woolf CJ
Although consent is generally irrelevant when bodily harm is caused, there are public policy exceptions, which include injury in contact sports
If what occurs goes beyond what a player can ‘reasonably be regarded as having accepted’ by taking part in the sport, this indicates that the conduct will not be covered by the defence
On what can be reasonably regarded as accepted:
A play that is within the rules is accepted, but in highly competitive sports, conduct outside the rules can be expected to occur in the heat of the moment
It depends on all the circumstances, including the type of sport, the level at which it was played, the nature of the act, the degree of force used, the extent of the risk of injury and the defendant’s state of mind
In borderline cases the jury would need to ask themselves, among other questions, whether the contact was so obviously late and/or violent that it could not be regarded as an instinctive reaction, error or misjudgment in the heat of the game
R v Richardson [1999] Q.B. 444, [1999] Crim. L.R. 62
Key point
Fraud as to matters that are not sufficiently integral to one’s identity, such as one’s qualifications, do not vitiate consent to acts resulting in actual bodily harm
Facts
D, a dentist, had been disqualified but continued to treat patients without informing them of her suspension
D was convicted with assault occasioning actual bodily harm although her patients had consented to the treatment
Held (Court of Appeal)
Appeal allowed – conviction quashed
D’s fraud did not vitiate consent
Otton LJ
Fraud can only vitiate consent to actual bodily harm in circumstances where V was deceived either as to the nature of the act performed or the identity of the performer
The identity of the person did not extend to knowledge of D’s qualifications or attributes
Lesser forms of fraud may suffice for civil claims such, D’s conduct was reprehensible and gives rise to a civil claim
Tabassum [2000] 2 Cr. App. R. 328
Key point
Consent to assault is vitiated where there is fraud as to the nature or quality of the act
Facts
Women (Vs) allowed D to examine their breasts on the basis of his false representation that he was medically qualified and conducting a survey into breast cancer
D was convicted of assault but appealed on the basis that Vs had consented
Held (Court of Appeal)
Appeal dismissed – the defence of consent did not apply
Rose LJ
The women were ‘consenting to touching for medical purposes, and not to indecent behaviour, that is, there was consent to the nature of the act, but not its quality’: p. 337
H [2005] EWCA Crim 732
Key point
This case clarified that the meaning of ‘sexual’ for the purposes of s78 Sexual Offences Act 2003 is subject to a two-stage test
Facts
D told V ‘do you fancy a shag’ then grabbed her trousers in an attempt to pull her close, V managed to get away
D was charged with sexual assault
D contended that touching of pants did not amount to ‘touching’ under s3 Sexual Offences Act (SOA) 2003 and it was not sexual in nature under s78 SOA 2003
Held (Court of Appeal)
Appeal dismissed – the judge erred in his direction by not adopting a two-stage approach in his direction but the conviction is safe
Lord Woolf CJ
Where a person is wearing clothing, that touching of the clothing will constitute touching for the purposes of s3 SOA 2003
The jury should have to consider whether nature was sexual under two-stage test required by s78(b) SOA 2003:
Was the touching sexual by its nature? If yes move on to question 2 (Objective test)
Was the touching in fact sexual based on its purpose or the circumstances? if yes, it is sexual, if no it is not sexual (Subjective test)
R v Heard [2007] EWCA Crim 125
Key point
This case defined specific intent as ulterior intent, meaning that there must be a purpose that extends beyond the actus reus itself
Basic intent is defined as intention that only extends to the actus reus and not onto any further purpose
Facts
D was under self-induced drunkenness when he rubbed his penis against the police officer’s leg
D was convicted with sexual assault contrary to s3 of Sexual Offences Act 2003
D argued that he did not have the intention to touch due to his drunkenness
Held (Court of Appeal)
Appeal dismissed – s.3 of Sexual Offences Act 2003 required no more than basic intent, thus voluntary intoxication is no defence
Hughes LJ
Specific Intent vs Basic Intent
“[C]rimes of specific intent are those where the offence requires proof of purpose or consequence, which are not confined to, but amongst which are included, those where the purpose goes beyond the actus reus (sometimes referred to as cases of ‘ulterior intent’)”
“Lord Simon put it this way [in DPP v Majewski [1977] AC 443] at 478H:
“The best description of “specific intent” in this sense that I know is contained in the judgment of Fauteux J in Reg v George (1960) 128 Can CC 289, 301 –’In considering the question of mens rea, a distinction is to be made between (i) intention as applied to acts considered in relation to their purposes and (ii) intention as applied to acts apart from their purposes. A general intent attending the commission of an act is, in some cases, the only intent required to constitute the crime while, in others, there must be, in addition to that general intent, a specific intent attending the purpose for the commission of the act.’””
Current case
“For all these reasons, this conviction is in no sense unsafe. Further, our view is that the Judge’s directions were substantially correct. Sexual touching must be intentional, that is to say deliberate. But voluntary intoxication cannot be relied upon as negating the necessary intention.”: [33]
Commentary
In Clarkson & Keating Criminal Law, several problems with the definition of specific intent in R v Heard were pointed out:
It states that specific intent was not confined to ulterior intent, but it is not clear what else it would contain
There is abundant precedent that murder and s.18 OAPA (wounding with intent) are crimes of specific intent yet neither require ulterior intent, neither do they require direct, “purposive” intent, oblique intent suffices
Olugboja [1982] QB 320, [1981] 3 W.L.R. 585
Key point
Submission (i.e. lack of physical resistance) to sexual intercourse does not equate consent
Facts
V’s friend was raped by D’s friend
D asked V to take off her trousers
D made no direct threat and V neither screamed nor struggled
The judge directed the jury to consider whether V had consented despite the lack of physical resistance
D was convicted for rape and appealed against the direction
Held (Court of Appeal)
Appeal dismissed – there was no consent to sexual intercourse
Dunn LJ
Loss of consent is not only limited to situations where there is force, fear or fraud
‘every consent involves a submission, but it by no means follows that a mere submission involves consent’
In case where threats do not involve violence or the fear of it, the jury should concentrate on state of mind immediately before the act, having regard to all the circumstances, in particular the events leading up to the act and her reactions which show impact on her mind
- Reliance on Olugboja even though the SOA did NOT intend consent to be left to the jury’s common-sense understanding
Flattery (1877) 2 QBD 410
Key point
At common law, mistake as to the nature a sexual act vitiates consent
Facts
D pretended to be a doctor at a market stall in York
V went to him with her mother as V suffered from fits
D had sex with V, under the guise of carrying out an operation
Held (Court of Crown Cases Reserved)
D was guilty of rape, there had not been consent
Mellor J
“It is said that submission is equivalent to consent, and that here there was submission: but submission to what? Not to carnal connection”
Williams [1923] 1 KB 340, (1924) 17 Cr. App. R. 56
Key point
At common law, mistake as to the sexual nature of intercourse vitiates consent such that the act amounts to rape
Facts
D gave singing lessons and had sex with V under pretence that it would improve her breathing
Held (Court of Criminal Appeal)
D was convicted of rape
V did not consent to the intercourse since it was obtained by false pretences, R v Flattery (1877) 2 QBD 410 was followed
Linekar [1995] 3 All ER 69, [1995] Crim. L.R. 320]
Key point
At common law, fraud which did not induce a mistake about the nature of the act or of the identity of the man does not vitiate consent
Facts
D hired a prostitute, but did not pay her after
D was convicted of rape
Held (Court of Appeal)
Appealed allowed – conviction was overturned
There was no mistake as to the nature of the act which was sexual nor the identity of D
Commentary
At common law mistake as to purpose did not vitiate consent unlike the current law under s76 Sexual Offences Act 2003 where deception as to purpose raises a conclusive presumption
In Jheeta the Court of Appeal at [28] stated that there was no deception as to purpose in Linekar either and thus s76(2)(a) would not apply
Bree [2007] EWCA Crim 804
Key point
Intoxication does not automatically vitiate consent to sexual intercourunder s. 74 Sexual Offences Act 2003, whether it did so is a question of fact on the state of mind of the complainant
Facts
V was engaged in sex with D while V was highly intoxicated from drink
D argued though V was drunk, she was lucid enough to consent
D was convicted of rape
D appealed on the basis that judge had made no reference on the ability to consent while intoxicated
Held (Court of Appeal)
Appeal allowed – the judge had made in sufficient direction
Sir Ivor Judge P
Under s. 74 Sexual Offences Act 2003, if V was intoxicated to the extent that she was unable to engage in sexual intercourse, she has not consented
V can be intoxicated and still retain the ability to consent
Consent may evaporate even before V becomes unconscious
Whether that there was consent is fact-specific and depended on the actual state of mind of the individuals involved: [34]
It is unrealistic to devise a ‘grid system’ where consent is dependent on the level of alcohol consumption: [35]