MPRE Flashcards

1
Q

You have no duty to volunteer facts that might help the other side

A

BUT in ex parte proceedings you must inform the court of all material facts that will enable it to make an informed decision

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2
Q

You must not charge a contingent fee (1) when representing a defendant in a criminal case or (2) in a domestic relations case

A

you can in a domestic relations case if collecting a post-judgement balance due under an existing order for child support, alimony, etc.

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3
Q

you may pay the reasonable fees of an expert witness

A

such fess must never be contingent on the content of the testimony or the outcome of the case

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4
Q

You generally must not have sexual relations with a client

A

you can if a consensual sexual relationship already existed when the representation started (but still check for a material limitation conflict), can’t have one after either

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5
Q

If you withdraw or are fired, you must refund all unearned fees and expenses that were paid by the client in advance

A

you generally don’t need to refund a “true retainer” fee (money that was paid by the client solely to ensure you availability)

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6
Q

You generally must not limit your malpractice liability in advance

A

you can if the client is independently represented in making the agreement

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7
Q

you must communicate the basis or rate of the fee to the client before or within a reasonable time after the representation begins

A

you don’t need to repeat yourself if you have regularly represented the client in the same type of matter and will be charging the client on the same basis or rate

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8
Q

a judge generally must not testify as a character witness

A

the judge can do so if duly summoned to testify (i.e. subpoena)

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9
Q

you may refer a client to a lawyer or a non-lawyer professional pursuant to a reciprocal referral agreement

A

the reciprocal referral agreement must not be exclusive, and the referred client must be informed of the existence and nature of the agreement

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10
Q

Mandatory Reporting of Violation

A

Substantial question to lawyer’s honesty, trustworthiness, fitness to practice, must be substantial, can’t suspect, must know
Exceptions: if reporting would cause violation of duty of confidentiality to client, learned of violation in lawyer’s assistance program (substance abuse)

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11
Q

You must not bring/defend a frivolous proceeding or take a frivolous position

A

when representing a criminal defendant (or any client who may be incarcerated), you can require that the prosecutor prove every element

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12
Q

Informed Consent Verbally

A

Limiting the scope of the representation; their person paying client’s legal fees; providing a materially harmful evaluation of client’s affairs for use by a third party; revealing client’s confidential information or using it to their disadvantage (unless exception applies or otherwise permitted by RPC)

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13
Q

Informed Consent Confirmed in Writing

A

Most waivable conflicts of interest: direct adversity/material limitation, former client & employment, prospective clients, government work, prior involvement in the matter as judge, arbitrator, etc. (but certain imputed conflicts can be cured with just screening/written notice)

Client’s agreement to fee-splitting arrangement with attorney at different law firm

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14
Q

Informed Consent in writing and signed by client

A

Business transaction with/pecuniary interest adverse to client; aggregate settlement between clients; contingent fees agreement

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15
Q

Methods of Out-of-State Practice

A

Associated with locally licensed attorney
Admission pro hac vice (court allows for this matter only)
Mediation or Arbitration related to home state practice
Matter reasonably related to home state practice (real estate example)

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16
Q

Out of State Practice w/o license

A

In-house counsel or government work
Restricted branches of law (patent prosecution)

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17
Q

Admission requirements

A

must be rationally related to the practice of law: graduation from an accredited law school, oath to uphold the constitution, good moral character

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18
Q

Effect of Criminal Acts and Other Misconduct on Admission to Bar

A

To result in rejection, misconduct must involve moral turpitude: crimes involving intentional dishonesty, crimes of violence, lying is always moral turpitude even if not crime

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19
Q

Duty to Cooperate with Character Investigations

A

No knowingly false statements of material fact, respond to all requests for information, correct any misapprehensions, but not required to disclose confidential information

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20
Q

What is professional misconduct?

A

Violating rules of professional conduct
Committing crimes relevant to honesty, trustworthiness, or fitness
Committing acts of dishonesty, fraud, deceit, or misrepresentation
Conduct prejudicial to the administration of justice
Harassment or Discrimination in Connection with Law Practice

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21
Q

Unauthorized Practice of Law

A

Subject to discipline for engaging in unauthorized practice or assisting someone else in unauthorized practice

Practice: appearing at judicial proceeding, drafting documents, negotiating settlements, giving legal advice

Not practice: interviewing people, filling in forms, preparing tax returns

appearing pro se is not unauthorized practice, lawyer can help

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22
Q

Responsibility of partners, managers, and supervisory lawyers

A

Duty to prevent ethical violations: partners and managers must take reasonable measures to ensure compliance with rules and supervisory lawyers have same duty with respect to subordinates

Vicarious Responsibility: ordered or ratified misconduct or failed to avoid or mitigate consequences of violation

same with non-lawyers

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23
Q

Responsibilities of a Subordinate Lawyer

A

Acting on orders of another lawyer does not excuse misconduct unless it was a reasonable resolution of an arguable question of professional duty (i.e. whether something was a conflict of interest)

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24
Q

Partnerships with Non-Lawyers

A

no partnerships with non-lawyers if any partnership activity involves the practice of law, no non lawyer control or ownership interest in firm, no fee splitting with non lawyers

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25
Exceptions to fee splitting with nonlawyers
Death benefits to lawyer's estate funds to purchase practice from deceased, disabled, or disappeared lawyer Bonus plans and regular salaries court-awarded legal fees to nonprofit that retained or recommended lawyer
26
Selling and Purchasing Law Practice
Seller must: sell entire practice or practice area, written notice to clients that includes notice of sale, right to obtain other counsel or take possession of their files, and the fact that consent to transfer is presumed after 90 days, generally cannot continue private practice in local area Buyer duties: must honor existing fee arrangements
27
Law-Related Services
Lawyers can provide law-related services alongside legal services, but rules apply when services are not distinct from legal services and when lawyer owns or controls entity providing services and does not take reasonable steps to ensure recipients understand that protections of attorney-client relationship don't apply
28
Formalities for Legal Fees
Written fee agreement required for contingent fees: who is paying expenses, how fee will be calculated, which expenses will be deducted and when, must also provide written statement at case conclusion written fee agreement preferred for all other fees
29
Fee Splitting with Lawyers from Other Firms
Both lawyers must be involved or responsible Option 1: split proportionate to services preformed by each Option 2: each assumes joint responsibility and split the fee any way they like Client must consent to arrangement and shares, confirmed in writing Total fee must be reasonable
30
Vulnerable Clients
Maintain normal relationship to the extent possible If client at risk of substantial harm, can take protective action When taking protective action, lawyer impliedly authorized to disclose client's confidential information to the extent necessary to protect client's interests
31
Required Communication with Client
Case status updates, game plan, response to reasonable requests for info, anything that requires informed consent must promptly inform client of settlement and plea bargain offers unless client has expressly authorized acceptance or rejection of certain offers
32
Must Decline or Withdraw Representation
Physical or mental condition materially impairs ability to represent client Representation requires violation of RPC Fired by Client
33
Permissive Withdrawal of Representation
Any reason if no material adverse effect Reasonable belief client doing something criminal or fraudulent involving lawyer's services Client used lawyer's services in past crime or fraud Client's actions repugnant Client makes representation unreasonably difficult Client hasn't paid and has been warned Unreasonable financial burden Other good cause
34
Attorney-Client Privilege vs. Duty of Confidentiality
Attorney-Client Privilege: Communications only, applies only to disclosures in proceedings Duty of Confidentiality: all information relating to representation, applies to disclosures in any setting
35
Major Exceptions to Attorney-Client Privilege
Aid in future crime or fraud self-protection litigation between former joint clients competency or intent of deceased client
36
Exceptions to Duty of Confidentiality
Prevent Death or Substantial Bodily Harm Prevent/rectify substantial financial injury to another if services used in furtherance Defend self in dispute concerning lawyer's conduct Obtain legal ethics advice Detect and resolve conflicts of interest due to change of employment, merger, or sale of practice Comply with court order or law
37
Rule of Imputation
Conflicts are imputed to everyone at the firm, except: Conflict uniquely personal to lawyer Certain conflicts based on past work of lawyer screened from case
38
Conflict Rule
Can't represent client if: Representation will be directly adverse (client on opposite sides of same manner; representing client's opponent in another matter; cross-examining current client in another matter) to another client or, Significant risk that representation will be materially limited (lawyer's responsibilities to different client, former client, or third person; lawyer's personal interests) by another interest
39
Representing Co-Parties in a Case
Criminal: Not advised Civil: must reasonably believe can represent all parties well; must explain consequences; must get informed consent; must re-address conflict if potential conflict becomes real; must withdraw if reasonable lawyer would advise any client against consent; must get consent of dropped clients if continuing to represent any co-parties
40
Lawyer's Personal Interests Conflicts
Representation may continue with client consent uniquely personal conflict (e.g., family member is opposing counsel) is not imputed to firm
41
Lawyer's Duties to Former Clients and Third Parties
Representation may be limited: Where lawyer owes a duty of confidentiality to a former client; where lawyer is corporate director; when lawyer acts as fiduciary
42
Client Gifts
A lawyer cannot: Solicit substantial gift from client unless relative Prepare instrument giving lawyer or relative substantial gift unless done related to client
43
Literary or Media Rights
Cannot have interest in book, movie, or other portrayal during representation; Lawyer can have interest in media rights when case is completely over
44
Financial Assistance to Client in Litigation
No financial help to client in connection with pending or contemplated litigation cannot guarantee loan from someone else to client Exceptions: may advance court costs and expenses; may pay court costs and expenses for indigent client; when representing indigent client pro bono, may give client modest gifts for basic living expenses
45
Third Party Paying for Representation
Client must give informed consent Third-party cannot interfere with relationship cannot reveal client's confidential information
46
Former Client Conflicts
Can't reveal confidential information or use it to former client's disadvantage w/o consent, unless information has become generally known Cannot represent new client against former client if matter is same or substantially related (same transaction/legal dispute OR substantial risk confidential information would materially advance new client's position) to former client's matter, unless former client consents
47
Government Conflicts
Lawyer who moves from Govn't to Private can't represent private client w/o government agency's consent If : same matter (must involve specific facts and parties); lawyer worked personally and substantially on matter while in government; conflict imputed to firm but cured with screening Private to Govn't: normal rules plus cannot take part in any matter personally and substantially involved in while in private practice, unless government agency consents
48
Duty of Competence
Associate Learn in time Emergency
49
Duty of Care
Competence and diligence exercised by attorneys in similar circumstances Specialist held to higher standard
50
Examples of Breach
Missing deadlines Failure to send to specialist Bad Advice No breach if judgment was well-informed and reasonable
51
Causation
But for malpractice, client would have won But for malpractice, client would not have had to pay a large judgment
52
Duty of Care to Non-clients
prospective clients given legal advice those intended to benefit from legal services those invited to rely on opinion or legal services
53
Law Firm's Vicarious Liability
Firm is vicariously liable for damages caused by someone at firm if: Action was in ordinary course of business, or person was authorized to act in general partnership all partners are jointly and severally liable for firm obligations
54
Settling Malpractice Claims
Before settling claim or potential claim with current or unrepresented former client, lawyer must: advise them in writing to obtain independent counsel give them reasonable opportunity to do so can't make agreement to not sue lawyer unless client is independently represented
55
Meritorious Cliams
Lawyer cannot bring frivolous claim, assert frivolous defense, take frivolous position frivolous means no good faith argument under current law, and no good faith argument for changing law except when representing criminal defendants or one who could be jailed, can make prosecutor prove every element
56
Candor to Tribunal Regarding Law
cannot knowingly make false statements of law must correct unintentional, material false statements must disclose adverse controlling law if opponent fails to Same w/ facts but don't have to willingly give facts
57
Lawyer can't make public statements if it is likely to cause material prejudice:
character or credibility results of examinations whether defendant will plead guilty whether defendant confessed anything in admissible at trial
58
Communications with unrepresented persons
can communicate with unrepresented person, but must not act disinterested must not give unrepresented person legal advice if reasonably possible their interests will conflict with client's
59
Evaluating Client's Affairs for Third Party (like bank)
No significant risk, impliedly authorized Materially harmful, informed consent required
60
Prosecutor Rules
Have probably cause ensure accused advised of right to counsel, how to get counsel Ensure accused given opportunity to get counsel Not attempt to get accused to waive important pretrial rights Disclose evidence favorable to D Promptly disclose any new, credible, and material evidence of wrongful conviction Try to remedy conviction if clear and convincing evidence of innocence, and conviction in own jurisdiction Not subpoena other lawyers to give evidence about clients unless evidence is essential, not privileged, and cannot be obtained in another way
61
Lawyer Record keeping Requirements for Money
Keep complete records of all money and property preserve records for five years after representation comply if client requests accounting promptly notify client or third party upon receipt of property in which they have interest promptly deliver property
62
Judge Disqualification
Bias or personal knowledge Prior involvement in the case Judge or family member has economic interest Family member is involved in proceeding Excessive contributions to judge's election campaign Judge publicly committed to a position or result Can waive everything but bias
63
Judge disciplinary
Judge knows, must report Judge receives info but isn't certain, must take appropriate action must take appropriate action if judge reasonably believes that lawyer's or other judge's performance is impaired by drugs, alcohol, or their mental, physical, or emotional condition