Morse Theory Flashcards
Discuss brief history of Morse theory
Started in 1930’s by Morse. In 1980’s entirely new way of thinking of field emerged –> Floer theory
What is Morse theory about?
P = Reasonable space
f: P –> R a reasonably smooth function
Goal: Relate critical points of f to the topology of P (homology, homotopy etc)
can work both ways topology –> critical points and critical points –> topology
In particular prove Morse Inequalities
|Crit_k(f)| >= dim H_k(P)
Inductive move from min to max. See how topology of sublevels change as we go through critical points
pg 9, 19
Discuss setting of Morse theory for f.d. manifolds
P = M = Closed manifold.
f at least C^2 normally just C^inf
Crit(f) = {p | df(p) = 0}
Main question: Produce meaningful lower bound for Crit(f)
pg 10
What is very weak lower bound on number of critical points of closed manifold?
2 - max min
pg 10
What happens if f:M –> R has exactly 2 critical points? M closed manifold
M homeo to S^2, not nec. diffeo
Use Morse theory
pg 10, pg 63
Discuss critical points of height function for closed surface. Lower bound? Draw examples
p in Crit(f) <=> T_pP horizontal <– prove
Almost true that >= 2 + 2g
It is possible to construct a function on surface of g >0 with exactly 3 critical points
But is true for broad class of functions –> Morse functions
pg 11-12
Discuss Lie derivatives
See Lee book
Define: Hessian and discuss/prove properties
quadratic form/bilinear pairing
14-16
Can we define Hessian when p is not critical point?
Example?
No - not well-defined
Can find coordinates so f(x) = x_1 <– Hessian = 0
or more generally f(x) = x_1 + any quadratic <– Hessian = whatever you want
pg 15
Consider P^n < R^n+1 and f projection onto some coordinate - x_n+1. Discuss how P is locally graph(f)
pg 17
Define: p non-degenerate
Morse index
Morse function
Crit_k(f)
pg 18
What happens to {f<c} sublevel sets as we move through an interval where c is regular?
Proof?
Nothing happens – diffeomorphism type does not change
Pf. Use anti-gradient flow, key tool of Morse theory. Fix Riemannian metric on P. Now have well-defined gradient that looks the same as classical gradient as long as we choose nice coordinates
Scale gradient to have speed -1 everywhere. Call this X.
phi^t = flow of X
By construction, f decreases along the flow lines of X with unit speed => f(phi^t(x)) = f(x) - t
phi^(b-a) gives diffeo
pg 20 -21
What is Morse Lemma? Importance? Examples?
Answers question of what happens at critical points
Prop. p in Crit(f) is non-degen => exists a coordinate system s.t. f(x) = f(p) + 1/2 (-x1^2 - x2^2 - … - xk^2 + xk+1^2 + … + xn^2) = f(p) + 1/2 d_p^2f
k = ind_p (f)
By local change of coordinates at p, eliminate higher order terms in Taylor expansion
going from d^2_pf to (-x1^2 - x2^2 - … - xk^2 + xk+1^2 + … + xn^2) just linear algebra - diagonalize
Index is only local invariant of non-degen critical point. Two critical points with same index are locally diffeo
Notice in examples critical points f = 0 lie on a variety with singularities – not smooth. All other level sets give smooth manifolds
pg 22-23
What is Hadamard Lemma? Why is result non-obvious? Proof?
Corollary?
Lemma. f: R^n –> R, f(0) = 0. Then there exist g_i: R^n –> R s.t. g_i(0) = df/dx_i(0) and f(x) = sum g_i(x) x_i near 0.
Can replace R^n by any star-shaped neighborhood.
Pf. FTC used cleverly
Corollary. Assume f(x) = f(0) + h_ij(x)x_ix_j
Note: In general, Hadamard lemma takes over role of converging Taylor expansion
pg 24-27
Prove Morse Lemma
- The question is local - work in R^n
- f(x) = Q(x) + R(x). Want a diffeo phi so f o phi = Q
- Use Moser Homotopy Method
- Set f_t = Q + tR <– homotopy between Q and f. Look for family of diffeos phi_t s.t. f_t o phi_t = Q
- Differentiate and look for a generating time dependent vector field v_t
- Get linear system and solve
pg 28 - 32
Discuss normal forms and singularities of functions
Consider examples
1. Matrices - Jordan normal form
- Symmetric matrices - diagonal with +1, -1, 0 (or eigenvalues if we only allow orthogonal transformations)
- Functions near 0 (germs) - ?
Now (3) in more detail:
(a) df_p != 0, then can write f(x) = x1 + c
(b) df_p = 0. Morse Lemma provides normal form as long as Hessian non-degenerate - only invariant is index
(c) Can go down hierarchy to more and more degenerate functions - classification of singularities very popular in 1970s - difficult
pg 33-35
Discuss attaching cells to topological space. Define CW complex. Discuss cell structures on surfaces and projective spaces over R and C
Just form disjoint union and quotient by relation. Build CW inductively, attaching cells in increasing dimension
pg 36-38
Discuss 2 criteria for homotopy equivalence from Hatcher
See chapter 0 of Hatcher
Prove: Attaching a cell to a CW complex arbitrarily gives a space homotopic to a CW complex
If we are attaching a k+1 cell, we need to push the attaching map, which might hit cells of dim > k, down into k-skeleton.
Idea: If S^k hits interior of ball, we can homotope S^k to boundary of ball by radially projection from point of ball that is not in image of S^k. Then continue pushing inductively until we have pushed into k-skeleton
Problem: Space filling curves.
Solution: Approximate attaching map by map which is smooth on part mapped into ball (Weierstrass approximation theorem). Then Sard’s thm shows curve not space filling.
pg 39-41
Discuss cellular homology intuitively - chain complex, differential
C_k = free module over Z generated by the k-cells
differential = sum degree of attaching maps * e_k-1
pg 42-43
Discuss cellular homology with differential coming from l.e.s. of pair. Prove we get a chain complex…
See Chris/Hatcher
Attempt to do from purely geometric description as well…he failed so don’t spend too much time
pg 44-46
Show cellular homology = singular homology whenever both are defined
So cellular homology is a homotopy invariant.
See Chris/Hatcher
pg 47-49
Use CW structure to calculate homology groups of surfaces and projective spaces over R and C
See Chris/Hatcher
pg 49
What can we say about topology of a sublevel containing a critical point? Corollaries? Proof of corollaries? Don’t prove main.
Thm. If only critical value in [a,b] is c, then Pb obtained from Pa by attaching a k-cell for every critical point x on the critical level f = c, where k = index(x).
Cor. P has homotopy type of CW complex with one cell for each crit pt with dim = index
In essense exists a complex (C_k, d) with C_k generated by Crit_k(f) over F
Cor. Morse Inequalities. |Crit_k(f)| >= dim H_k(P, F) = b_k or rk H_k((P, Z).
pg 50-51
Discuss refining Morse inequalities
Proof?
Consider 2 polynomials:
h(t) = sum dimH_k(P) t^k
m(t) = sum |Crit_k(f)|t^k
the Poincare polynomial and the Morse polynomial. Call coeffic of h b_k - betti and of m C_k
Prop. (1) There exists a poly r(t) “remainder” with coef >= 0 s.t.
m(t) = (1+t)r(t) + h(t) <– in particular coeff of m(t) >= h(t)
(2) Ck- Ck-1+Ck-2-… -+ C0 >= bk-bk-1+…
Cor. Euler Char of complex = Euler Char of manifold. Plug in -1
pg 51-52
Prove passing through a critical point adds a k-cell.
Idea: Use unit speed flow along gradient as we did for case without singularities. Use cut-off functions to ensure small neighborhood of singularity remains fixed.
This unretracted neighborhood can be homotoped to a disc…
pg 53-55
Discuss handles - examples of handles - and how Morse theory gives handle body decomp. Examples of handle body decomp for surfaces?
A handle decomposition is to a manifold what a CW-decomposition is to a topological space—in many regards the purpose of a handle decomposition is to have a language analogous to CW-complexes, but adapted to the world of smooth manifolds. Thus an i-handle is the smooth analogue of an i-cell. Handle decompositions of manifolds arise naturally via Morse theory.
The cellular decomp we obtain in Morse theory is actually a handle body decomp - attach a k-handle for each critical pt of index k
Cor. A closed smooth manifold has a “handlebody decomposition”
pg 55-57
Why doesn’t Morse lemma matter?
Already know that near a non-degen critical point the smooth and top picture is completely dominated by quadratic term - local dynamics
pg 57
Define perfect Morse function. Discuss motivation, steps to make perfect, possible? Examples? h-cobordism?
Start with some Morse function f. Want the simplest possible handle-body decomp - smallest number of singularities.
f is PERFECT if d=0 in the associated complex: |crit_k(f)| = b_k
Example surfaces. In reality perfect functions are rare - normally not possible to modify an in imperfect f to a perfect f.
2 steps always work to simplify:
1. Kill extra max’s and min’s
2.Can move lower index pts below higher index pts
In geometric topology and differential topology, an (n + 1)-dimensional cobordism W between n-dimensional manifolds M and N is an h-cobordism (the h stands for homotopy equivalence) if the inclusion maps
M –> W and N –> W
are homotopy equivalences. (Recall: Two manifolds of the same dimension are cobordant if their disjoint union is the boundary of a compact manifold one dimension higher)
The h-cobordism theorem gives sufficient conditions for an h-cobordism to be trivial, i.e., to be C-isomorphic to the cylinder M × [0, 1]. Here C refers to any of the categories of smooth, piecewise linear, or topological manifolds.
The theorem was first proved by Stephen Smale for which he received the Fields Medal and is a fundamental result in the theory of high-dimensional manifolds. For a start, it almost immediately proves the generalized Poincaré conjecture.
pg 58-59
Discuss classification of closed surfaces via Morse theory
Hirsch
pg 60
Discuss the Poincare conjecture and Morse theory
Milner
pg 60
Discuss Heegard Splitting and Morse theory. Proof?
For every closed orientable 3-mfld P, exists a diffeo phi: S_g –> S_g s.t. P = union of 2 solid bodies with g handles glued via diffeo phi.
Proof. Mores theory…nice
pg 60-62
What is Morse complex? Goal? Idea? Do examples of torus and weird sphere
Form a chain complex with chains generated by critical points.
Goal: describe differential explicitly without using algebraic topology or CW complex structure
Idea: m(x,y) = number of trajectories from x to y. <– this depends on choice of metric
If index differs by 1, there are generically just a finite number of anti-gradient trajectories from x to y.
pg 65-66