Module 13 - Recent Development in the Capital Market Flashcards
What are the securities eligible for short selling?
a. All securities
b. PSEi companies and exchange traded funds
c. Sector index members and exchange traded funds
d. Exchange traded funds
e. Real estate investment trusts
PSEi companies and exchange traded funds
Which of the statements about securities borrowing and lending is correct?
a. The lender provides collateral and receives lending fee from the borrower
b. Beneficial ownership is transferred from the lender to the borrower
c. Dividends received from borrowed securities will be shared by both the borrower and the lender
d. The lender retains full economic benefits of its loaned securities
e. The SBL transaction is governed by a securities lending authorization agreement
The lender retains full economic benefits of its loaned securities
How many listed Real Estate Investment Trusts do we have in PSE?
5
True or false. Dollar denominated securities have the same settlement cycle as the peso securities transactions.
True
___________ mean/s that the ETF company continuously issues and redeems ETF units in exchange for a basket of securities.
Open-ended
At what level was the PSEi when it reached its all-time high on January 29, 2018?
9,058.62
Sharia’h compliance screening involves the following:
a. Business screening
b. Financial screening
c. Governance screening
d. A and B only
e. A and C only
f. B and C only
g. A, B and C
A and B only
Part of the PSE’s strategic agenda is to leverage on technology. Which of the following is not a new platform/system being developed or enhanced by the PSE?
a. PSE EASy
b. Online trading front end system
c. New clearing and settlement system
d. Data analytics platform
e. eKYC system
Online trading front end system
The PSE EASy has so far been used in 13 IPOs and one follow-on offering. In what year was the PSE EASy launched?
a. 2016
b. 2017
c. 2018
d. 2019
e. 2020
2019
Aside from the revision of the SME listing rules, the following are part of PSE’s issuer marketing initiatives except:
a. Road to IPO campaign
b. Online pre-listing assessment tools
c. Virtual coffee sessions
d. Hand-holding program by Main Board companies
e. Facilitates connection with IPO advisors
Hand-holding program by Main Board companies
