Module 1 - Respiratory & Cardiovascular Control During Sleep Flashcards
Where is the velopharyngeal segment of the upper airway?
Behind the soft palette
Where is the oropharyngeal segment of the upper airway?
Behind the tongue
Where is the hypopharyngeal segment of the upper airway?
Above the larynx
What segments of the upper airway form a hollow muscular tube?
oropharyngeal and velopharyngeal
How does the hollow part of the upper airway stay open?
No bony or cartilaginous support on anterior wall so requires upper airway muscle activity
When and how are the upper airway muscles activated?
During inspiration, rhythmically
What is the main difference between the upper airway regions; nasal passage, larynx, nasopharynx?
The former have cartilaginous support to help tone, the nasopharynx has no bony support on anterior edge so needs muscle tone
What types of forces promote upper airway latency?
Collapsing and dilating forces
What is the collapsing force in the upper airway?
Negative airway pressure generated by the inspiratory activity of the diaphragm
What is the dilating force in the upper airway?
Upper airway dilator muscle activity
How does collapse occur in the upper airway, with reference to the collapsing and dilating forces?
When the force produced by dilating muscles is exceeded by the negative airway pressure (collapsing force), for a given cross-sectional area
Describe how airflows into airway in terms of the negative pressure gradient
- Breathe in, diaphragm contracts
- This decreases pressure in the plural space, causing a negative pressure gradient
- Air then flows from airway into lungs
What factors promote pharyngeal airway obstruction?
- Anatomical narrowing of the pharyngeal airway
- Excessive lose of pharyngeal airway muscle tone
- Defective upper airway protective reflexes
- Increased loop gain promotes unstable airway (brain ventilatory responses)
- Frequent arousals destabilise airway
What is the shape of the pharyngeal region in OSA compared to controls?
OSA is round
Control very small but lateral shape
In which regions can airway obstruction happen?
Always between choanae (back nose) and epiglottis (upper laryngeal cartilage)
Usually behind uvula and soft palate (nasopharynx) or behind the tongue (oropharynx)
Collapse at the level of epiglottis is unusual, but multi-level collapse is usual.
What 6 factors promote OSA?
- Sex (men have higher pharyngeal resistance, narrow pharynx and maybe hormonal factor or longer airway)
- Age (pharyngeal resistance increases with age due to decreasing elasticity)
- Obesity (fat deposition in pharyngeal walls, neck or abdomen and/or increased mass, decreases lunch volume so more prone to collapse)
- Genetics (polygenic, mb obesity too)
- Ethanol
- Cranio-Facial Anatomy
What does higher pharyngeal resistance mean for the airway?
Narrower pharynx
Why do males have higher OSA risk?
Higher pharyngeal resistance
Possible hormonal factor or longer airway
How is does ethanol related to OSA?
Secondary cause
Increases frequency and duration of apnoeas
Reduces upper airway muscle tone
What are 2 types of crania-facial anatomy that are related to OSA?
Retrognathia (small mandible = smaller space for muscles)
Enlarged tonsils (so big they fall back and cause obstruction)
How does a smaller airway lead to more obstruction?
- Smaller airway = increased upper airway resistance (Resistance ~ length/radius^4)
More negative pharyngeal pressure during inspiration (Bernoulli principle)
->
Increased transmural collapsing pressure
->
Pharyngeal airway occlusion during slee0
What is Poiseuille’s law?
R ~ l/r^4
Resistance is proportional to length of tube divided by radius ^4
Longer and smaller the tube, the increased resistance
Is the length or radius of the airway tube the stronger in determining resistance?
Radius
What happens to velocity when a tube narrows (but is equal at either end)?
Velocity increases to conserve mass (flow)
When velocity increases in a tube that narrows, what occurs to pressure in that space?
Need more negative pressure so collapsing pressures increase
Driving force for increased velocity is negative airway pressure gradient
When narrowing occurs in the nasal passage, what force does it have a significant impact on?
Collapsing force increases
How do you measure breathing?
Spirometer
What is Tidal Volume?
The amount of air that moves in or out of lungs in each respiratory cycle
What is the Vital Capacity?
Breathe in all the way and all the way out
What is the total lung capacity made up of?
Vital capacity + residual volume
What is residual volume?
The air you can’t breathe out
What is IRV & ERV?
Inspiratory and expiratory reserve volume
Difference between tidal volume and vital capacity
What is the relationship between PaO2 and SaO2?
Curved
Can drop PaO2 to 60 and it will stay relatively stable, Sa will drop below PaO2<60
What is the relationship between PaO2 and ventilation?
PaO2 increases with increased ventilation
What is the relationship between PaCO2 and ventilation?
PaCO2 decreases with increasing ventilation
What is the normal alveolar ventilation that keeps PaCO2 at 40mmHg?
5-6L
What is the relationship between pH and ventilation?
Increasing pH increases ventilation
How many L/min is normal ventilation?
6-7L but at alveoli it’s 5L/min
Describe the key features of arousal responses in sleep
State-specific (wake vs non rem vs rem)
Plastic
Stimulus specific
What is the main difference between wake and sleep in terms of drive to breathe
During wakefulness, behavioural activities provide input drive to central oscillator which overrides automatic brainstem oscillator.
So, rhythm of breathing generated in the brainstem but wakeful neural activity provides significant drive to breathe.
What is the normal rate, tidal volume and minute ventilation for an adult?
14/min
350mL
7L/min
What are the normal resting PaCO2 and PaO2 levels?
PaCO2 = 40mmHg
PaO2 = 95-100mmHg
What is the true baseline of breathing?
Non-REM sleep, but we measure at rest in research
What are the features of breathing in NonREM sleep?
Clockwork, due to brainstem oscillator
Steady rate and tidal volumes
PaCO2 = 40mmHg
Has apnea threshold (breathing stops if CO2 is reduced)
What is an apnea threshold?
Breathing stops if CO2 reduces
What are the features of arousal responses in Non-REM sleep?
Strong, clear and stimulus-specific
Why does breathing stop when CO2 is reduced in non-REM sleep?
Has an apneic threshold, which triggers abnormal breathing events as you’re dependent on the central oscillator in nonREM sleep, which is sensitive to CO2
What are the features of breathing in REM sleep?
Breathing is co-opted by brain activity, so changes with dream content
Variable rate and tidal volumes (similar to when talking) with short central apneas
Reduced ventilatory responses
No clear apnea threshold
Why are ventilatory responses apparently reduced in REM sleep?
Through enabling the behavioural drive to control breathing, similar to when awake which switches off the brainstem oscillator
What is the difference with PaCO2 levels in Non-REM and REM sleep?
NonREM - 40
REM - 40 or lower
What are the features of arousal thresholds in REM sleep?
Variable and stimulus specific
e.g. some reflexes are lower and some are higher
What is the difference between arousal thresholds in non-REM and REM sleep?
nonREM: clear, strong and stimulus specific
REM: variable and stimulus specific
What are the main changes to breathing between sleep/wake states?
Wake to nonREM: gain switching with arousals decreases ventilatory response, and periodic breathing
nonREM to REM: major muscle tone changes, lose inhibition of postural muscles, breathing pattern changes from regular to irregular and central apneic events
What happens to the mechanics of breathing when transitioning from wake to nonREM sleep?
- Reduced upper airway dilator muscle tone (which increases resistance from 2cm to 5-10cm)
- pre-snore breathing noise, sound of narrowing
- balanced activity of breathing muscles
What happens to the mechanics of breathing when transitioning from nonREM to REM sleep?
- active inhibition on postural muscles
- further reduction of upper airway tone
- loss of intercostal and abdominal muscle activity
- dependence on diaphragm (fully brainstem controlled)
- unbalanced activity of breathing muscles
Why does REM sleep show even mild OSA?
Loss of all muscles with the exception of the diaphragm
Why do newborns exhibit very shallow, quick breaths in REM?
Loss of intercostal and abdominal muscle activity decreases lung volume dramatically so they breathe faster to increase ventilation
What happens to the central chemoreceptors in hypocapnia in each sleep stage?
All, increase PaCO2 increases ventilation
Reduced response in non-REM and even more in REM
What happens to the central chemoreceptors in hypoxia in each sleep stage?
All, decrease SaO2, increase ventilation
Reduced response in non-REM and even more in REM. Much higher arousal threshold in REM (lower SaO2)
What is the difference in arousal thresholds for hypercapnia and hypoxia in nonREM and REM sleep?
Higher arousal thresholds from REM sleep.
More hypercapnia (higher PaCO2) and hypoxia (lower SaO2)
What happens in the diseased lung in the transition to sleep that differs from a healthy lung?
A more severe drop in saturation with the same drop in PaO2.
Which response curve is easier to look at with SaO2 than PaO2?
Ventilatory response to hypoxia
What region of the brain responds with increased sensitivity when CO2 increases slightly?
carotid body
To increase arousal response
When does the diaphragm contract?
Inspiration, increasing intrathoracic volume
List what FRC, TLC, RV, VC and Vt are
- Functional Residual Capacity (FRC) is the resting lung volume.
- Total Lung Capacity (TLC) is maximal volume, and Residual Volume (RV) is remaining volume.
- Vital Capacity (VC) is max air expelled after full inflation.
- Tidal Volume (Vt) is volume in each quiet breathing cycle.
Describe how air flows into the lungs in terms of pressure gradients
Inspiration involves diaphragm and intercostal muscle contraction, leading to a negative pressure gradient.
Is expiration passive or active?
Expiration is passive during rest but active during exercise.
How does body position impact Functional Residual Capacity (FRC) and TLC?
Supine position reduces FRC and TLC due to increased intrathoracic blood volume or abdominal pressure.
How does sleep impact Functional Residual Capacity (FRC)?
- FRC decreases during sleep, impacting lung volumes and minute ventilation.
How does sleep impact tidal volume?
- Reduction in tidal volume during NREM and REM sleep compared to wakefulness.
How is glottal closure related to apneas in infants and why is it relevant to infants?
- Glottal closure is observed during central apneas, contributing to inspiratory breath-holding.
- The physiological relevance includes maintaining high lung volume, positive sub-glottal pressure, and minimizing aspiration of secretions.