Lecture 4 Flashcards

1
Q

What is the state of the art?

A
Section 2(2) PA (see also Article 54(2) EPC:
The state of the art... shall be taken to comprise all matter... which has at any time before the priority date of that invention been made available to the public (whether in the United Kingdom or elsewhere) by written or oral description, by use or in any other way.
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2
Q

What is the priority date?

A

The date at which the novelty is to be assessed is the ‘priority date’ of the invention.

The priority date is normally the date on which the application was filed… or earlier if the application was made during the previous 12 months in a Paris Convention country.

length of patent and prior art all calculated from this date.

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3
Q

Where does a Grace Period for disclosures exist?

A

Only the US - 1 year grace period within which to file a patent.
Not in the UK/EPO

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4
Q

What type of disclosures will not anticipate a patent application? (3)

A

Section 2(4)-(6) (see also Article 55 EPC) define specific types of disclosure which will not anticipate a patent application. These include:

1) information obtained unlawfully
2) information disclosed through a breach of confidence, and
3) disclosure at a recognised international exhibition

ONLY 6 months before filing date

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5
Q

In terms of novelty and prior art, what is meant by an enabling disclosure?

A

To form part of the state of the art a disclosure must be ‘enabling’

Synthon BV v SmithKlein Beecham: enabling disclosure consists of two separate requirements which need to be satisfied if an objection of lack of novelty is to succeed:
Prior Disclosure
Enablement

Asahi Kasei Kogyo: skilled person required not only formula of chemical compound but also the means by which the compound could be produced.

Bristol-Myers Squibb Co. v Baker Norton Pharmaceuticals: lecture given by patentee’s Director of R+D before the priority date on the use of the drug taxol to treat ovarian cancer amounted to enabling disclosure.

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6
Q

What is the relevance of the Windsurfing patent case?

A

Prior use of sailboard was successfully used by the defendant to invalidate the litigants patent for invalidity due to anticipation.

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7
Q

What is the relevance of the Merrel Dow v Norton case for novelty and (secret) use in terms of prior art?

A
  1. Merrel owned patent product claim to acid metabolite of a compound
  2. Sued generics for infringement as by offering for sale the compound which is then metabolised into the acid metabolite in the human body by consumers they were infringing.
  3. Merrel patent found to be invalid as the acid metabolite was a natural product of ingesting the original compound and thus was occuring before the priority date of the application
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8
Q

Wrt excluded subject-matters, under Article 53 EPC (c) patents shall not be granted in respect of (section 1(3), 4A and schedule A2 PA) of what?

A

(c) methods for treatment of the human or animal body by surgery or therapy and diagnostic methods practised on the human or animal body; this provision does shall not apply to products, in particular substances or compositions, for use in any of these methods.

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9
Q

What was the outcome of Merrell Dow Pharmaceuticals v Norton Healthcare [1996] RPC 76 (HL) with regard to novelty and (secret) use?

A

What was the outcome of Merrell Dow Pharmaceuticals v Norton Healthcare [1996] RPC 76 (HL) with regard to novelty and (secret) use?

Terfinadine patent granted 1972

Patentees applied for patent for class of compounds which included the metabolite of terfenadine.

BUT the manufacture of the metabolite in the human body was an inevitable result of carrying out the invention.

Patentees then tried to sue on grounds that, although not directly making and selling the metabolite, Norton was indirectly infringing by supplying the means to infringe to their customers (i.e. causing their customers to become ‘mini-factories’ of the metabolite).

It was claimed as a defence that there had been anticipation of the acid metabolite patent by use. The anticipation by use had taken place when the terfenadine was made available to, and used by, volunteers in clinical trials.

Acid metabolite had been produced in their livers and they had experienced its anti-histamine effects.

An invention is a piece of information. Making matter available to the public within the meaning of s 2(2) therefore requires the communication of information. The use of a product makes the invention part of the state of the art only so far as that use makes available the necessary information (at 86).

So no anticipation by use.

But what did invalidate the metabolite patent?

A: Anticipation by disclosure

the composition of the acid metabolite had already been part of the disclosure of the earlier 1972 patent for terfenadine, even though it was not appreciated at the time the patent was granted.

If the specifications of the 1972 patent were followed then the production of acid metabolite was inevitable and therefore not novel.

The claim for the acid metabolite was therefore not new so the patent was invalid.

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10
Q

What is a first medical use exception to Article 54 EPC (4)?

A

Can get a patent for a compound known for use as a dye if the patent is for its use in treating a medical disease etc. IF the compound has not been known in the art in that field of use.

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11
Q

What is the second/subsequent medical use exception under Article 54 EPC (5)?

A

Can get a patent for use of a known compound known for treating acne if it has not previously been known to treat toothache etc.

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12
Q

What was the outcome regarding use of known substances for new purposes of Dosage Regimes/ABBOTT RESPIRATORY [2010]? (2)

A

1) Where it is already known to use a medicament to treat an illness, Art.54(5) EPC does not exclude that this medicament may be patented for use in a different treatment by therapy of the same illness.
2) Such patenting is also not excluded where a dosage regime is the only feature claimed which is not comprised in the state of the art.

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13
Q

What was the issue of the Mobil Friction Reducing Additive case?

A

Patent application for a friction reducing additive for motor engine lubrication oils.

Prior art was a US patent for use of the same compound as a rust inhibitor additive.

The problem was that the friction-reducing property was inherent in, but not explicitly described by, the prior patent claim. No new process or product, but merely a discovery of something new about an old process or product.

“However, in Decision G 2/88 it was emphasised in paragraph 10.1 that the question to be decided is what has been made available to the public, not what may have been inherent in what was made available to the public. Furthermore, as emphasised in paragraph 10, when considering how far the teaching in a written description also makes available to the public the inevitable result of carrying out such teaching, in each case “a line must be drawn between what is in fact made available and what remains hidden or otherwise has not been made available”. Thus, whether a previously undisclosed technical effect which in fact inevitably occurs when a previously disclosed technical teaching in a written description is carried out has been made available to the public by reason of the teaching in the written description is a question of fact which has to be decided in the context of each individual case.”

Claim upheld and patented.

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14
Q

What is the rationale behind ‘inventive step’?

A

Patents should only be granted to meritorious inventions.

Distinguishing inventions from mere ‘workshop improvements’.

The public should not be prevented from doing anything which was merely an obvious extension or workshop variation of what was already known at the priority date.

PLG Research v Ardon [1995] CA

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15
Q

How does Section 3A of the Patents Act (Article 56 EPC) define inventive step?

A

An invention shall involve an inventive step if it is not obvious to a person skilled in the art having regard to any matter which forms part of the state of the art.

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16
Q

What is the Common General Knowledge (CGK)?

A

The CGK (Raychem Corps Patents) is the technical background of the notional man in the art against which the prior art must be considered.

not limited to material he has memorised and has at the front of his mind.

17
Q

What does the EPO ‘problem and solution approach’ consist of? (4)

A

a) Identifying the ‘closest prior art’;
b) assessing the technical results (or effects) achieved by the claimed invention when compared with the ‘closest state of the art’ established;
c) defining the technical problem to be solved as the object of the invention to achieve these results, and
d) examining whether or not a skilled person, having regard to the closest state of the art, would have suggested the claimed technical features in order to obtain the results achieved by the claimed invention.

18
Q

What is the UK approach to ‘inventive step’? (EPO is Problem Solution) (4)

A

Pozzoli SPA v BDMO SA, four steps:

1) Identify the notional ‘person skilled in the art - then identify the relevant CGK of that person;
2) Identify the inventive concept of the claim in question or, if that cannot be readily done, construe it.
3) Identify what, if any, differences exist between the matter cited as forming part of the ‘state of the art’ and inventive concept of the claim or the claim as construed.
4) Viewed without any knowledge of the alleged invention as claimed, do those difference constitute steps that would have been obvious to the person skilled in the art, or do they require any degree of invention?

19
Q

What is the relevance of Haberman v Jackel International Ltd [1998]?

A

’ Inventive step can be simple’

Mrs. Haberman had the patent for the ANYWAYUP Cup, a trainer cup for toddlers.

▪ The plaintiff’s cup had a valve fitted to the lid, which would open when the baby sucked
and close when it stopped, thereby solving the problem of leakage.
▪ The defendants produced and launched a rival product ‘Super Seal’.
▪ In an action for infringement, the defendants claimed that the plaintiff’s patent was
invalid on the grounds of ‘obviousness’.
▪ Laddie J found that, even although the invention only involved a ‘very small and simple
step’, it was sufficiently inventive to deserve the grant of a patent. The invention had
solved a problem to which many had sought a solution, that is, leakage in infant trainer
cups.

20
Q

What counts as ‘Primary Evidence’ AGAINST obviousness?

A

Evidence of properly qualified experts in the field.

21
Q

What counts as ‘Secondary Evidence’ AGAINST obviousness as per Haberman V Jackel International Ltd? (5)

A

1) Long felt want
2) Other proposed solutions
3) How long the problem existed
4) How significant the problem was
5) Commercial success

22
Q

What counts as ‘Secondary Evidence’ AGAINST obviousness as per the EPO Guidelines? (2)

A

1) Unexpected technical effect and bonus effect

2) long-felt need and commercial success

23
Q

What counts as ‘obvious to try with a reasonable expectation of success’?

A

Depends!
1) MedImmune Ltd v Novartis [2010] - ‘One of the matters which it may be appropriate to take into account is whether it was obvious to try a particular route to an improved product or process. There may be no certainty of success but the skilled person might warrant the chances as being sufficient to start a trial’

2) Conor v Angiotech [2008] - ‘the notion of something being obvious to try was useful only in a case where there was a fair expectation of success. How much of an expectation would be needed depended on the particular facts of the case’
3) Novartis AG v Generics - ‘What is a reasonable or fair expectation of success will again depend upon all the circumstances and will vary from case to case’
4) Generics (UK) Ltd v. Daiichi [2009] - ‘Unexpected Results - Levofloxacin is not just twice as active as ofloxacin (which might be expected) it is much more active.

24
Q

What is Dyson Appliances Ltd v Hoover [2001] an example of?

A

Prejudices of an industry.

Dyson invented a bagless vacuum cleaner. Before the priority date no vacuum cleaner manufacture had commercially sold or proposed a bagless vacuum cleaner.

25
Q

What is Chiron Corp v Murex Diagnostics Ltd [1996] an example of?

A

Industrial application - stipulates that the invention can be made or used “in any kind of industry” so as to be “capable” or “susceptible of industrial application”.

The connotation is that of trade or manufacture in its wildest sense and whether or not for profit.

26
Q

What is the relevance of Human Genome Sciences v Eli Lilly & Co [2012]?

A

Held that in relation to a new protein and its encoding gene, it was sufficient that the applicant demonstrate a ‘plausible’ or ‘reasonably credible’ use.

The Biotech directive states that a mere DNA sequence without indication of a function does not contain any technical information and is therefore not a patentable invention.

In this case, because the protein was part of the TNF ligand superfamily of cytokines - it was sufficient to assign a role similar to other members of the same family. Even though no wet trials had been conducted to establish the link.

27
Q

What does Article 83 EPC relate to?

A

Sufficiency of Disclosure
The European patent application shall disclose the invention in a manner sufficiently clear and complete for it to be carried out by a person skilled in the art.

28
Q

What does Section 14(3) Patents Act relate to?

A

Section 14(3) PA provides that the specification of an application disclose the invention which is clear enough and complete enough for the invention to be performed by a person skilled in the art.

Section 72(1) (c) PA indicates that a patent can be revoked if the ‘specification of the patent does not disclose the invention clearly enough and completely enough for it to be performed by a person skilled in the art’.

29
Q

What does Section 72(1) (c) of the PA relate to?

A

Section 14(3) PA provides that the specification of an application disclose the invention which is clear enough and complete enough for the invention to be performed by a person skilled in the art.

Section 72(1) (c) PA indicates that a patent can be revoked if the ‘specification of the patent does not disclose the invention clearly enough and completely enough for it to be performed by a person skilled in the art’.

30
Q

What is ‘Biogen’ sufficiency/insufficiency?

A

Section 14(5)(c) PA “The claims shall define the matter for which protection is sought. They shall be clear and concise and supported by the description (also Article 84 EPC).

Under Biogen Sufficiency/Insufficiency the question to ask is:

Do the claims cover other ways in which they might be delivered, ways which owe nothing to the teaching of the patent or any principle which it disclosed?