L_M24_C-3(1) Flashcards

1
Q

Sec. 23-42

A

Prospectus and Allotment of Securities

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2
Q

[Sec. 23-41]

A

Public Offer

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3
Q

[Sec. 42]

A

Private Placement

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4
Q

Prospectus & Allotment of Securities

A
  1. [Sec. 23 to 27 & 40] Issue of Prospectus & related matters
  2. [Sec. 39] Allotment of Securities
  3. [Sec. 34 to 37 & 447] Penalties
  4. [Sec. 42] Private Placement
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5
Q

[Sec. 23 to 42]

A

Prospectus & Allotment of Securities

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6
Q

[Sec. 23 to 27 & 40]

A

Issue of Prospectus & related matters

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7
Q

[Sec. 34 to 37 & 447]

A

Penalties

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8
Q

Sec. 23

A

Public offer and private placement

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9
Q

Sec. 24

A

Power of Securities and Exchange Board to regulate issue and transfer of securities, etc.

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10
Q

Sec. 25

A

Document containing offer of securities for sale to be deemed prospectus

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11
Q

Sec. 26

A

Matters to be stated in prospectus

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12
Q

Sec. 27

A

Variation in terms of contract or objects in prospectus

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13
Q

Sec. 28

A

Offer of sale of shares by certain members of company

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14
Q

Sec. 29

A

Public offer of securities to be in dematerialized form

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15
Q

Sec. 30

A

Advertisement of prospectus

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16
Q

Sec. 31

A

Shelf prospectus

17
Q

Sec. 32

A

Red herring prospectus

18
Q

Sec. 33

A

Issue of application forms for securities

19
Q

Sec. 34

A

Criminal liability for misstatements in prospectus

20
Q

Sec. 35

A

Civil liability for misstatements in prospectus

21
Q

Sec. 36

A

Punishment for fraudulently inducing persons to invest money

22
Q

Sec. 37

A

Action by affected persons

23
Q

Sec. 38

A

Punishment for personation for acquisition, etc., of securities

24
Q

Sec. 39

A

Allotment of securities by company

25
Q

Sec. 40

A

Securities to be dealt with in stock exchanges

26
Q

Sec. 41

A

Global depository receipt

27
Q

Sec. 42

A

Offer or invitation for subscription of securities on private placement