IV. Privilege and Confidentiality p. 37 Flashcards

1
Q

Exam Tip: Understand the difference between the duty of confidentiality and the evidentiary attorney-client privilege.

Remember that only client-driven confidential communication is covered by the privilege. The duty of confidentiality also covers third party-driven communication, lawyer observation, and all information relating to the representation. !!

A

!!

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2
Q

The principle of client-lawyer confidentiality is given effect by related areas of the law:
(i) ?
(ii)
(iii)

A

(i) Attorney-Client Privilege

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3
Q

The principle of client-lawyer confidentiality is given effect by related areas of the law:
(i)
(ii) ?
(iii)

A

(ii) Work Product Doctrine

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4
Q

The principle of client-lawyer confidentiality is given effect by related areas of the law:
(i)
(ii)
(iii) ?

A

(iii) Ethical Duty of Confidentiality

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5
Q

______ ___ _______ and the _____ ______ _______ apply in judicial and other legal proceedings in which a lawyer may be called as a witness or otherwise required to produce evidence about a client.

A

Attorney-Client Privilege

Work Product Doctrine

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6
Q

The duty of ____ _____ ________ applies in situations other than those in which evidence is sought from the lawyer through legal compulsion. It applies not only to matters communicated in confidence by a client but also to all information relating to the representation of the client, from any source.

A

client-lawyer confidentiality

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7
Q

A lawyer may not disclose such information except as authorized or required by the Model Rules or by other law. A court cannot order the revelation of material subject to the _____ ________ privilege but may order the disclosure of information protected by the _____ ___ ________ that is not subject to that privilege.

A

attorney- client

duty of confidentiality

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8
Q

A _______ ________ is a statement (verbal, written, or nonverbal) made in confidence between a client and his lawyer for the purpose of obtaining or providing legal assistance for the client.

A

confidential communication

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9
Q

A confidential communication is a statement (_______, _______ or ________) made in confidence between a client and his lawyer for the purpose of obtaining or providing legal assistance for the client.

A

verbal
written
non-verbal

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10
Q

A confidential communication is _________ unless the privilege is waived or an exception to the privilege applies.

A

privileged

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11
Q

A _______ ________ is privileged unless the privilege is waived or an exception to the privilege applies.

A

confidential communication

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12
Q

The evidentiary _____ ____ _______ covers the client’s communication to a lawyer the client reasonably believes represents the client, and only when the circumstances indicate a desire by the client for confidentiality. This privilege applies in judicial and other proceedings in which a lawyer may be called as a witness or otherwise required to produce evidence concerning a client. MRPC 1.6 Comment 3.

A

attorney-client Privilege

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13
Q

The communication must be intended to be _________ to be _________.

A

confidential to be privileged

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14
Q

A communication made in the presence of a ___ _______ generally is not privileged.

A

Third party

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15
Q

A communication made in the presence of a third party generally is not privileged.

However, a communication overheard by a third party is privileged if the communication was made with the ________ _______ that it was being made in ________.

A

reasonable belief

confidence

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16
Q

A communication made in the presence of a third party generally is not privileged.

However, a communication overheard by a third party is privileged if the communication was made with the reasonable belief that it was being made in confidence.

In addition, the presence of, or communication by or through a representative of the client or the lawyer does not destroy the _____ _______ _______.

A

attorney-client privilege

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17
Q

A client may ______ the privilege directly or by disclosure of the information communicated.

The FRE address the effect that a litigation-related disclosure of protected information has on the wavier of the attorney-client privilege, drawing a distinction between an intentional disclosure and an unintentional disclosure. The rule applies to confidential communications as well as material protected by the work-product doctrine. FRE _______.

A

waive

502

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18
Q

A client may waive the privilege _________ or by _________ of the information communicated.

A

directly

disclosure

19
Q

When made during a federal proceeding, the inadvertent disclosure of privileged communication or information does not waive the privilege if the holder of the privilege:
1. ?
2.

A
  1. Took reasonable steps to prevent disclosure
20
Q

When made during a federal proceeding, the inadvertent disclosure of privileged communication or information does not waive the privilege if the holder of the privilege:
1.
2. ?

A
  1. Promptly took reasonable steps to rectify the error
21
Q

When made during a _______ _________, the inadvertent disclosure of privileged communication or information does not waive the privilege if the holder of the privilege:
1. Took reasonable steps to prevent disclosure
2. Promptly took reasonable steps to rectify the error

A

federal proceeding

22
Q

FRE 502(b). In determining whether the holder took reasonable steps to prevent disclosure, factors such as the _____ ___ _____ ___ __ _________, the time constraints for production, or the existence of an efficient records-management system may be relevant.

A

number of documents to be reviewed.

23
Q

FRE 502(b). In determining whether the holder took reasonable steps to prevent disclosure, factors such as the number of documents to be reviewed, the ____ ______ for _______, or the existence of an efficient records-management system may be relevant.

A

time constraints for production

24
Q

FRE 502(b). In determining whether the holder took reasonable steps to prevent disclosure, factors such as the number of documents to be reviewed, the time constraints for production, or the existence of an efficient ____ ______ _______ may be relevant.

A

records-management system

25
When made during a _______ _______, the intentional disclosure of privileged material operates as a waiver of attorney-client privilege. The waiver extends to undisclosed information only in those unusual situations in which (i) the disclosed and undisclosed material concern the same subject matter and (ii) fairness requires the disclosure of related information because a party has disclosed information in a selective, misleading, and unfair manner. FRE 502(a).
federal proceeding
26
When made during a federal proceeding, the _______ ________ of privileged material operates as a waiver of attorney-client privilege. The waiver extends to undisclosed information only in those unusual situations in which (i) the disclosed and undisclosed material concern the same subject matter and (ii) fairness requires the disclosure of related information because a party has disclosed information in a selective, misleading, and unfair manner. FRE 502(a).
intentional disclosure
27
When made during a federal proceeding, the intentional disclosure of privileged material operates as a _______ of attorney-client privilege. The waiver extends to undisclosed information only in those unusual situations in which (i) the disclosed and undisclosed material concern the same subject matter and (ii) fairness requires the disclosure of related information because a party has disclosed information in a selective, misleading, and unfair manner. FRE 502(a).
waiver
28
When privileged material is disclosed in a _____ _______ and the ______ and federal laws are in conflict as to the effect of the disclosure, the disclosure does not operate as a waiver in a subsequent federal proceeding if the disclosure (i) would not be a wavier had it been made in a federal proceeding or (ii) is not a disclosure under the law of the state where it was made. In other words, the federal court must apply the law that is most protective of the privilege. This rule does not apply if the state court has issued an order concerning the effect of the disclosure; in such a case, the state court order would be controlling. FRE 502(c).
state proceeding state
29
When privileged material is disclosed in a state proceeding and the state and federal laws are in conflict as to the effect of the disclosure, the disclosure does not operate as a _______ in a subsequent federal proceeding if the disclosure (i) would not be a ________ had it been made in a federal proceeding or (ii) is not a _________ under the law of the state where it was made. In other words, the federal court must apply the law that is most protective of the privilege. This rule does not apply if the state court has issued an order concerning the effect of the disclosure; in such a case, the state court order would be controlling. FRE 502(c).
waiver waiver disclosure
30
When privileged material is disclosed in a state proceeding and the state and federal laws are in conflict as to the effect of the disclosure, the disclosure does not operate as a waiver in a subsequent federal proceeding if the disclosure (i) would not be a wavier had it been made in a federal proceeding or (ii) is not a disclosure under the law of the state where it was made. In other words, the federal court must apply the law that is most _______ of the ________. This rule does not apply if the state court has issued an order concerning the effect of the disclosure; in such a case, the state court order would be controlling. FRE 502(c).
protective of the privilege
31
A _______ ______ may order that the privilege or protection is not waived by disclosure connected with the pending litigation (i.e., confidentiality order). In such a case, the disclosure does not constitute a waiver in any other federal or state proceeding. FRE 502(d).
federal court
32
An agreement between the parties regarding the effect of a disclosure binds only the _______ unless the agreement is incorporated into a ______ _______. FRE 502(e).
parties court order
33
The communication must be ____ ____ ____ ____ ______ _____ ___ _____ or representation, but the lawyer does not need to give advice to agree to the representation for the privilege to exist. A communication is any expression through which a privileged person undertakes to convey information to another person and any document or other record revealing such an expression. Restatement Third of the Law Governing Laywers § 68.
for the purpose of obtaining or providing legal advice
34
A statement made to a lawyer that is not about legal advice or services sought by the client is not ________.
privileged
35
A statement made to a lawyer that is not about _____ ______ or _______ sought by the client is not privileged.
legal advice or services
36
A statement made to a lawyer that is not about legal advice or services sought by the client is not privileged. This includes statements regarding the fact of _______, the ______ of the _______, and the ____ _______ for the representation. If providing such information would divulge a confidential communication or incriminate the client , then it may be protected.
employment identity of the client fee arrangements
37
Furthermore, the attorney- client privilege does not protect _________ of the ______ ______.
disclosure underlying facts
38
Furthermore, the attorney-client privilege does not protect disclosure of the underlying facts. A client cannot be compelled to answer the question "_________________________"
What did you say to your lawyer
39
Furthermore, the attorney-client privilege does not protect disclosure of the underlying facts. A client cannot be compelled to answer the question "What did you say to your lawyer?" but cannot refuse to reveal a fact within her knowledge merely because she told that fact to her lawyer. Upjohn Co. v. United States !!
!!
40
Finally, communications are not privileged when they are made to a lawyer who is acting in a capacity other than as a ________, such as a business partner or witness to a will.
lawyer
41
When a lawyer represents a ________, some states limit the privilege to communications received by the lawyer from a member of the control group of the corporation (i.e., employees in a position to control or take a substantial part in a decision."
corporation
42
When a lawyer represents a corporation, some states limit the privilege to communications received by the lawyer from a member of the _____ ______ of the corporation (i.e., employees in a position to control or take a substantial part in a decision."
control group
43
When a lawyer represents a corporation, some states limit the privilege to communications received by the lawyer from a member of the control group of the corporation (i.e., employees in a position to control or take a substantial part in a decision." However, in cases in which federal law controls, the privilege extends to communications by an employee outside the "control group" about matters within the employee's corporate duties made for the purpose of securing legal advice for the corporation.