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Introduction to Law Flashcards

1
Q

What are the benefits of transparency?

A

Enables regulators and stakeholders to hold businesses to account
When businesses know they will be required to disclose certain information they will take steps to ensure they are being lawful and proper
Helps stakeholders make decisions relating to the company

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2
Q

How does the law provide flexibility?

A

Providing businesses with a significant amount of autonomy, ie to make their own laws by writing a contract although statutory law will still still apply
Allowing businesses to draft certain rules by which their business is to be run, via their articles of association which are drafted by incorporated companies

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3
Q

Why is it important that the law remains certain and predictable?

A

Businesses must be able to rely on law that is clear and certain
Laws must evolve and adapt but cannot be changed so frequently that it’s hard to keep up
Clear and predictable law allows for disputes to be resolved quickly and cheaply

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4
Q

What is the law’s view on intermediaries running companies to benefit their own interest?

A

The law requires specified persons to act in the interest of the business
Directors should promote the success of the company for the benefit of its members as a whole

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5
Q

What are the three systems for dispute resolution?

A
  1. Traditional route is to commence legal proceedings in a court which can be costly and lengthy
  2. Case taken to tribunal
  3. Alternative Dispute Resolution mechanisms are more cost effective and help with protecting ongoing business relationships
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6
Q

How does business law try to prevent business failure?

A
  1. By preventing unlawful acts and promoting good governance
  2. The law provides a number of rescue mechanisms for failing businesses (administration, company voluntary arrangements) to try and help struggling companies survive
  3. When business failure cannot be avoided, the law provides a system whereby the businesses can be efficiently concluded
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7
Q

What are the eight purposes of business law?

A
  1. Accountability
  2. Transparency
  3. Flexibility and autonomy
  4. Efficiency
  5. Certainty and predictability
  6. Acting in the business’ interests
  7. Dispute resolution
  8. Preventing disaster and failure
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8
Q

What are the five principle ways that law can be classified?

A
  1. Criminal law and civil law
  2. Common law and civil law
  3. Common law and statue law
  4. Common law and equity
  5. Public law and private law
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9
Q

What is the difference between civil law and common law?

A

Civil law
The legal consequences: compensation, suing
Parties involved: the person who sustained the loss (claimant) sues the person who cause the loss (dependent)
First instance court: County Court or High Court
Burden of proof: on the claim ain’t
Standard of proof: case proved on the balance of probabilities
Outcome: claimant will be ordered a remedy

Criminal law
Legal consequences: prison or fine
Parties involved: the state (denoted by the letter R for Regina (queen) or Rex (king)) prosecutes the defendant
First instance court: Magistrates’ Court or Crown Court
Burden of proof: placed of the prosecution
Standard of proof: beyond reasonable doubt
Outcome: guilty or not guilty

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10
Q

What are the three meanings of common law?

A
  1. Legal system based on England’s
  2. Body of laws and decisions created by judges
  3. System of law that emerged following the Norman Conquest
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11
Q

What are the two meanings of civil law?

A
  1. Laws that do not impose criminal liability

2. Legal systems largely based on Roman law (ie Republic of Ireland and most continental European countries)

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12
Q

What are the features of civil law based on Roman law?

A
  1. Bulk of the law is within written documents called codes
  2. Judiciary’s role is to interpret the law in line with the relevant code, not create law
  3. Place great weight on the decisions of senior judges and do not have a system of bringing precedent
  4. Tend to have career judiciary where judges are trained straight from university
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13
Q

What does statute law refer to?

A

Laws created by parliament, aka legislation

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14
Q

What is equity with regards to common law?

A

Supplementary system of law based upon fairness and justice in the individual case

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15
Q

What are two remedies developed by equity?

A

Injunctions

Specific performance

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16
Q

What is the difference between public and private law?

A

Public laws that regulate relationship between state and persons, ie human rights law
Private laws regulate relationships between people, includes company law, contract law and employment law

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17
Q

What is a court with first instance jurisdiction?

A

A court that hears cases in the first instance

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18
Q

What is a court with an appellate jurisdiction?

A

Court where an appeal is heard

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19
Q

Name the five courts within the criminal case process.

A 
Magistrates’ court
Crown court
Divisional court of the queen’s bench of the high court 
Court of appeal (criminal division)
Supreme Court
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20
Q

Name the four courts included in the civil cases process.

A

County court
High court
Court of appeal (civil division)
Supreme Court

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21
Q

What is interesting about magistrates’ court judges?

A

They are not usually legally qualified
They have a legally qualified clerk to advise on the law
They are aka justices of the peace

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22
Q

What percentage of all criminal cases are heard in a magistrates’ court?

A

95%

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23
Q

How are criminal cases allocated to either the magistrates’ court or the crown court?

A

Based on the type of offence
Summary offences are more minor so will be tried in a magistrates’ court
Offences triable on indictment only are more serious so will be tried in the crown court
Offences triable either way have the potential to be minor or serious so will be tried summarily in a magistrates’ court or on indictment in the crown court

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24
Q

What is the civil jurisdiction of the magistrates’ court?

A

Small
Includes recovery of unpaid council tax and utility bills
Hears appeals from parties relating to local council decisions

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25
Does the County Court hear civil or criminal cases?
Only civil cases, most business disputes will be tried here
26
Which types of judges hear cases at County Court?
District or Circuit judges
27
What is the order of appeals with circuit judges, district judges and the High Court?
District judge decisions can be appealed to circuit judges | Circuit judge decisions can be appealed to the High Court
28
What does CPR stand for?
Civil Procedure Rules
29
What are the three tracks set out in the track system?
``` Small claims track (£10,000 or less, heard at the County Court) Fast track (between £10,001 - £25,000, trial will last no longer than one day, oral evidence limited to one expert per party, heard at the County Court) Multi track (complex claims for larger amounts, heard in the High Court) ```
30
What are the four main types of criminal cases heard at Crown Court?
Offences triable by indictment only Either-way offences that have been sent to Crown Court for trial Sentencing defendants who have been convicted of an either way offence by a Magistrates’ Court Appeals from those summarily convicted in a Magistrates’ Court
31
How many judges and people on the jury are generally used for Crown Court cases?
Single judge | Jury of 12 people
32
What are the three reasons for a jury not to be used at Crown Court?
In appeals Where a defendant pleads guilty Where the case has been sent to Crown Court for sentence This can also be applied for where there is a risk of jury tampering
33
Where are most business disputes tried?
County Court
34
Which judges hear cases at County Court?
District or Circuit judges (with the latter hearing more complex cases)
35
What is the process of appeals for County Court hearings?
The decision of a district judge can be appealed to a circuit judge The decision of a circuit judge can be appealed to the High Court An appeal can go directly to the Court of Appeal if it raises important points of principle of practice
36
Which are the two major first instance civil courts?
County Court and High Court
37
What does CPR stand for in the legal world?
Civil Procedure Rules
38
Where are most criminal cases heard?
Crown Court
39
Where do appeals for Crown Court go?
High Court
40
What are the three divisions of the High Court?
Chancery Division Queen’s Bench Division Family Division
41
Where are High Court decisions appealed to?
Civil Division of the Court of Appeal | Or directly to the Supreme Court if the case involves a point of law importance to the general public
42
What is included in the jurisdiction of the Chancery Division of the High Court?
Sale of land Bankruptcy Dissolution of partnerships Contentious probates
43
Which specialist courts exist within the Chancery Division of the High Courts?
Patents Court, relating to patents and designs Intellectual Property Enterprise Court, relating to higher value patents, trade marks and copyright disputes Companies List, relating to companies (usually insolvent)
44
What is included in the jurisdiction of the Queen’s Bench Division of the High Court?
First instance civil claims, especially in contract and tort Hearing appeals from the decisions of circle judges in the County Court Hearing criminal appeals by was of case stated from a Magistrates’ Court Hearing criminal appeals on points of law from the Crown Court Hearing judicial review cases (alleging that courts or public bodies have acted outside their power)
45
What specialist courts are included in the Queen’s Bench Division of the High Court?
Commercial Court, relating to commercial law cases and international trade cases Technology and Construction Court, relating to building, engineering and surveying disputes Financial List, relating to complex and high vale (over £50m) cases involving financial markets
46
What are the two divisions of the Court of Appeal?
Civil Division and Criminal Division
47
What cases does the Civil Division of the Court of Appeal hear?
Appeals from decisions of the High Court Appeals from decisions of the County Court that raise important points of principle or practice Appeals from decisions of the Upper Tribunal and Employment Appeal Tribunal The Court of Appeal can reopen a case if it is necessary to do so
48
Where are decisions of the Civil Division appealed?
Supreme Court, once permission has been obtained from the Court of Appeal or the Supreme Court
49
What cases does the Criminal Division of the Court of Appeals hear?
Defendants convicted of an indictable offence in the Crown Court Prosecutors asking for an order to quash a defendant’s acquittal if new and compelling evidence comes to light When the Criminal Cases Review Commission believes there is a possibility that conviction or sentence would not be upheld were the references to be made When the Attorney General considers a sentence is unduly lenient
50
Where are appeals of the Criminal Division of the Court of Appeals heard?
Supreme Court, once permission has been granted by either the Court of Appeal or the Supreme Court
51
What is the highest court in the UK called?
The Supreme Court
52
What was the Supreme Court called before it was replaced in 2009?
The Appellate Committee of the House of Lords
53
What does the Judicial Committee of the Privy Council act as?
The final appeal court for a number of Commonwealth countries, UK overseas territories and Crown dependencies
54
What are the three categories of criminal offences?
Summary offences, Magistrate’s Court, eg failure to keep company registers or board minutes Offences triable on indictment only, Crown Court, eg false accounting Offences triable either way, summarily Magistrate’s or indictment in the Crown, eg insider dealing, acting as a director when disqualified
55
What are the three members of a tribunal panel made up of?
``` A legally qualified chairperson (usually tribunal judge) Two laypeople (tribunal members, not legally qualified but have subject expertise) ```
56
Give 5 reasons tribunals are a popular choice over courts.
1. Quicker 2. Cheaper 3. More flexible 4. Easier to go to tribunal than court 5. Attract less publicity
57
What are the three pillars of the tribunal structure?
1. First-tier tribunal, consists of seven chambers each covering a specific area 2. Upper tribunal, four chambers that hear appeals from corresponding first-tier chambers 3. Specialist tribunals, separate from first-tier and upper tribunals, eg Employment Tribunal and Employment Appeal Tribunal
58
Where are appeals from the Upper Tribunal heard?
Court of Appeal and, in limited circumstances, directly to the Supreme Court
59
Give four reasons that Alternative Dispute Resolutions (ADR) are preferable.
1. Quicker 2. Cheaper 3. More focus on reaching an agreement and saving the relationship 4. Limits to reputation all damage compared with Court or Tribunals
60
What are the three principle types of ADR?
1. Arbitration 2. Mediation 3. Conciliation
61
What is arbitration?
Typically involves parties agreeing to refer their dispute to an impartial third party, the arbitrator
62
What are the three ways that arbitration is similar to legal proceedings?
1. Both parties will have later representatives 2. The decision of the arbitrator is binding and can be enforced by a court order 3. The decision of an arbitrator can be appealed to a court
63
What is the biggest difference between arbitration and legal proceedings?
Arbitration are confidential and not heard in public
64
What is the role of a mediator?
Facilitate discussion between parties in an attempt to reach a voluntary and mutually accepted resolution
65
What are the two key benefits and one major disadvantage of mediation?
1. Allows parties to reach a mutually acceptable agreement, rather than an imposed solution 2. Parties are more likely to be able to continue working together 1. There is no guarantee that an agreement or decision will be made
66
What is med-arb?
A hybrid form of mediation between mediation and arbitration which involves first going to a mediator and then referring to an arbitrator if a decision cannot be made
67
What is the difference between a mediator and a conciliator?
Conciliator takes a more active role and proposes solutions, whereas a mediator facilitates dialogue. Conciliation is usually used in a preventative manner.
68
Justices of the Supreme Court hear cases from which courts?
Supreme Court and Judicial Committee of the Privy Council
69
Lord/Lady Justices of Appeals hear cases from which court?
Court of Appeal
70
High Court judges / deputy High Court judges hear cases from which court?
High Court
71
Circuit judges / deputy Circuit judges hear cases from which courts?
Crown Court and County Court
72
Recorders hear cases from which courts?
Crown Court and County Court
73
District judges / deputy District judges hear cases from which court?
County Court
74
Which judge is the UK’s most senior judge?
Lord Chief Justice, who also occupies the following roles: President of the Courts of England and Wales; Head of the Judiciary of England and Wales; the Head of the Criminal Justice; President of the Criminal Division of the Court of Appeal
75
What is the President of the Supreme Court responsible for?
Administrative running of the Supreme Court
76
What is the Master of the Rolls’ two roles?
President of the Civil Division of the Court of Appeal and the Head of Civil Justice
77
How many divisions of the High Court are there, and what are their heads called?
The Head of the Chancery Division is called the Chancellor of the High Court, whereas the Heads of the other two Divisions are known as Presidents
78
What are the government’s two chief legal advisors / law officers called?
The Attorney General and their deputy, the Solicitor General
79
What are the principle functions of the Attorney General and Solicitor General?
Superintending certain agencies Providing permission to bring certain prosecutions Representing the government in its important litigation Referring unduly lenient sentences to the Court of Appeal
80
What is the Director of Public Prosecutions head of?
The Crown Prosecution Service
81
What are the three distinct occupations of the UK legal profession?
Solicitors Barristers Legal executives
82
Which courts can solicitors advocate in?
Magistrates’ Court County Court (In limited cases) Crown Court Where a case is due to be heard in a higher court, a solicitor needs to instruct a barrister
83
What are barristers know as upon qualifying?
Juniors and tend to remain so throughout their careers | Barristers regarded as having outstanding abilities become Queen’s Counsel
84
What 3 types of work do barristers tend to undertake?
Represent clients in court Provide instructions to solicitors and written opinions to clients Draft documents for clients
85
A fully qualified Chartered legal executive can undertake reserved legal activities. What 5 activities does this cover?
``` Exercising rights of audience in court Conducting litigation Conveyancing Probate activities Administration of oaths ```
86
What are the four main sources of law that exist in the UK?
Legislation Case law European Union law Human rights law
87
What are the two principle types of domestic legislation?
Acts of Parliament (aka primary legislation) | Subordinate legislation
88
What are the 5 components of an Act of Parliament?
Sections: acts consist of a number of sections Subsections: lengthier sections are usually divided into these Parts: larger acts or acts that deal with multiple topics will be made up of a number of parts Chapters: larger parts are often divided into chapters Schedules: more detailed rules are found in a series of schedules at the rear of the act

ICSA Foundation (2 decks)

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