Introduction Flashcards
1
Q
Who are the primary players in the primary market?
A
Corporations, Investment Banks (sell side), and Institutions (Fund Manager, and investors
2
Q
Who are the primary players in the secondary market?
A
Fund managers who want to sell and buy and investment banks who trade on an exchange.
3
Q
What is an example of a retail participant?
A
High Net Worth Individual
4
Q
What are examples of Institutional participants?
A
Mutual Funds, Pension Funds, Private Equity Firms, Venture Capital Firms, and Seed/Angel Investors
5
Q
What are the six types of transactions?
A
IPO, Follow-on Offering, Private Placement, M&A, Leverage Buyout, and Divesture
