Institutions Flashcards
EU institutions
Art. 13 para. 1 TEU: independent powers used to perform tasks of the EU
Art. 13 para. 4 TEU: bodies supporting and advising the Parliament, Council & Commission in the context of legislation (no own decisive power)
EU institutions locations
- the European Parliament (Brussels/Strasbourg/Luxembourg)
- the European Council (Brussels)
- the Council of the European Union
(Brussels/Luxembourg) - the European Commission (Brussels/Luxembourg/Representations across the EU)
- the Court of Justice of the European Union (Luxembourg)
- the European Central Bank (Frankfurt)
- the European Court of Auditors (Luxembourg)
Advisory/Auxiliary Bodies
- European Economic and Social Committee
- European Committee of the Regions
- European Investment Bank
- European Ombudsman
- European Data Protection Supervisor
- European Data Protection Board
- European Public Prosecutor’s Office
- task of advising the institutions (the European Economic and Social Committee, the European Committee of the Regions)
- task of ensuring that the institutions comply with EU rules and procedures (the European Ombudsman, the European Data Protection Supervisor)
- The European External Action Service is an external policy body that supports the EU on foreign affairs matters
Example: European Committee of the Regions (CoR)
- Compulsory consultation of the EC, Council and EP when drawing up legislation on matters concerning local and regional government such as health, education, employment, social policy, economic and social cohesion, transport, energy and climate change
- Advisory opinions on its own initiative on the same matters
- Members = representatives of local self-administrative bodies from the MSs
Decentralized agencies
- „Decentralized“ because located in the various MSs, but one agency for the entire EU
- Established by secondary legislation, reporting to the Commission
- Punctual mandate by and within a secondary law instrument
Example: EBA – European Banking Authority
- Regulation of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority)
–> Art. 1 (2) of the Regulation = the Authority shall act within - the scope of the powers conferred on it by this Regulation
- and within the scope of a number of legislative acts referred to therein
- and any other legally binding acts of the Union which confer tasks on the Authority (X e.g. the Commission)
- Mostly individual decisions + non-binding (general) measures (‘soft law’)
- Issue in Case C-911/19 (Fédération bancaire française):
EBA acting “within individual authorization”? (not ultra vires)
–> actions must be clearly linked to powers granted by EU law
(‘Guidelines on the supervision and governance of retail banking products’ - boundary between ‘corporate governance’ and ‘product governance’?)
faces and persons
officers of an institution
- Permanent President of the Council
- High Representative for Foreign Affairs and Security Policy
- President of the Commission
- President of the Parliament
Guiding Principles for the Institutions
Art. 13 para. 1 (+2) TEU:
guiding principles for performance of tasks
- “to promote values, advance its objectives, serve its interest, those of its citizens and those of the MSs, and ensure its consistency, effectiveness and continuity of its policies and actions”
–> requirement of coherence
(among legislation and other institutional action)
–> requirement of efficiency
(within the institutions structures & process; in particular concerning open, resource-efficient and independent administration to all citizens
–> Art. 41 CFR to
right to good administration
(e.g. impartiality of the institutions, obligation to give reasons for decisions etc.)
Art. 13 para. 2 TEU:
- principle of legality (“within the elements of the powers conferred)
- principle of institutional balance (“within the elements of the powers conferred)
- horizontal loyalty requirement (“The institutions shall practice mutual sincere cooperation”)
The European Parliament
- max 750 deputies + president
- 5 year terms
- direct election
Art. 14 TEU: - legislation
- supervision
- budget
President of the EP
- elected for 2.5 years, can be reelected
- represents the Parliament
- responsible for application of EP’s rules of procedure
–> chairs all work of the Parliament and its institutions - part of the “administration” of the EP (bureau, conference of the presidents and Secretariat)
Political groups in the EP
- organized according to political groups, not nationality
- ensure their internal organization by appointing a chairman, a board and by establishing secretariat
- seats in plenary hall according to political affiliation from left to right
- min 23 delegates from at least 7 different MS
- no group discipline, only internal discussions on position of the group
Committees in the EP
- proposals for laws of the commission are delegated to corresponding committee
(more than one: others submit opinions) - appoint rapporteur
–> responsible for writing final report & official speaker in plenary session - transmission to the plenary after adoption
–> details in Rules of Procedure (Art. 232 TFEU)
citizens and the EP
may petition parliament regarding its legislative or supervisory capacities and complain to the European Ombudsman about perceived maladministration
Supervision (EP)
Appointment/Dismissal of the Commission:
Art. 17 paras. 7-8 TEU
Art. 230 TFEU
Art. 226 TFEU
- approval of the composition of the commission
- “election” of the president of the commission
BUT follows suggestion of the European Council (obligated to take European elections into account)
Art. 17 para. 7 TEU
- approval of the entire College of Commissioners (if designated Commissioners fail parliamentary hearing they must be replaced)
- possibility of “vote of no confidence” against the entire Commission
Art. 17 para. 8 TEU
–> no similar rights over European Council or Council of the EU (acting as co-legislators)
–> they are elected nationally
Information rights:
Art. 230 TFEU
- oral and written question submitted to Commission,
the Council and the European Council
–> right of interpellation
Committees of Inquiry to investigate:
Art. 226 TFEU
(no legal means to enforce cooperation of
Commission or Council)
- 1/4 minority necessary
Scrutiny via the Court (CJEU):
- Challenge of procedural choices during decision making (if an institution does not follow the correct legal process when making decisions)
- Challenge of implementation decisions
“Spitzenkandidaten model”
2014 the EP declared to only confirm candidates for office who had previously run as top candidates of their political group and had a corresponding majority in the council
goal: strengthen democratic legitimacy
–> not legally binding
–> 2019 Ursula von der Leyen –> not Spitzenkandidat but preferred by MS
Budget - revenue (EP)
- sources of revenue laid down by council based on a proposal of the Commission, parliament only consulted (Art. 311 TFEU “Own Resource Decision”)
- three categories:
1) import duties and taxes on sugar production
(= “traditional own resources”)
2) a share of the value-added taxes (VAT)
3) MS direct contributions - MS consult EP as regards the size and composition of EU revenues
Budget - spending (EP)
- fully involved in appropriation (spending) of funds (authority applicable to entire EU budget, but limited to expenditure)
–> Multinational Financial Framework (MFF) requires parliamentary approval
–> its annual budget implemented through the Ordinary Legislative Procedure (co-decision with the Council) - Budget Committee of the EP supervises practices of expenditure of the EU
- annual discharge of the Commission granted (or refused) by EP (upon the recommendation of the Council) —> scrutiny
Legislation (EP)
- cooperation with the Council and the Commission
–> ordinary legislative procedure key tool
(–> Parliament equal to the Council)
Art. 294 TFEU - sometimes special legislative procedure
–> EP less power
Art. 289 TFEU - sometimes veto-right
example: flexibility clause Art. 352 TFEU - no right of initiative for legislation
(Art. 11 TEU, Art. 241 TFEU) - ratification of international agreements consents required
Art. 218 para. 6 TFEU
Decision-making (EP)
Presence quorum 1/3
Regular decision-making quorum 50% +1
Art. 294 TFEU
European Council
Art. 15 TEU
–> not legislative body
Constitutes of:
- 27 Heads of state or governments of the MS (voting members)
- President of the Council (2.5ys)
- (President of the Commission)
- (High Representative FSP)
Art. 15 para. 2 TEU
- Seat: Brussels
- Not open to public
- Informally in existence since 1974; formally established with Single European Act, Institution as of Treaty of Lisbon
Tasks of the European Council
Art. 15 TEU
- Definition and review of the general political directions and priorities of the EU
–> guidelines in form of conclusions
–> Constitutional architect
- Recruiting body (e.g. recommendations for Commission President)
- identification of a violation of EU fundamental values
- development of CFSP guidelines
- Arbiter in cases of fundamental conflicts
- Council President represents the EU externally together with the High Representative
Decision-making (European Council)
Presence quorum: 2/3
regular decision-making quorum: consensus
Practical operation (European Council)
- “Club-Behavior“: search for compromises, e.g. with long-term package deal agreements + understanding of solidarity/reciprocity in principle
- facilitated by agreements among the „chiefs“
–> without formal backing of national administration or legislatures; tendency towards informality
Current Problem: principal understanding of solidarity and reciprocity is disturbed due to questions regarding the quality of the state of law in some member states and corresponding legal action
The Council of the EU / The Council / Council of Ministers
Art. 16 TEU
- representatives of MS on ministerial level
.- sub-formations depending on discussed topic
–> permanent: General Affairs Council & Foreign Affairs Council
–> informal: “Euro Group”
(own presidency, enshrined in Lisbon Treaty)
- preparation: Committee of Permanent Representatives
–> diplomatic body
= Coreper I and II + specialized working groups