Impartiality and the Rule Against Bias (L10) Flashcards

1
Q

What is procedural fairness?

A

The courts apply general principles of procedural fairness.
These can be used to challenge decisions even where no specific statutory rules have been broken.
These grounds of review relate to decision-making procedure rather than to outcomes.
‘Procedural impropriety’ in Lord Diplock’s classification.
The principles apply both to courts and to administrative bodies.

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2
Q

What are the two main principles of procedural fairness?

A

Impartiality/rule against bias.
Fair hearing/procedure.

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3
Q

What is the difference between impartiality and independence?

A

These concepts are logically distinct.

Impartiality = the required state of mind for adjudication (and other decisions, to a degree).

Independence = a structural relationship between persons and institutions.

But these concepts are frequently discussed as if they were interchangeable, including in cases.

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4
Q

How is financial interest a potential cause of bias?

A

A judge who has a pecuniary interest in a case, however small, should decline to sit.

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5
Q

How does Dimes v Proprietor of the Grand Junction Canal (1852) 3 HL Cas 759 demonstrate financial interest as a potential cause of bias?

A

Lord Chancellor held shares in the canal company. He might have benefitted in deciding in favour of the canal company as it may have increased his share value. Small financial benefit, was not declared to the parties.
Decision set aside.

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6
Q

How does Sellar v Highland Railway Co 1919 SC (HL) 19 demonstrate financial interest as a potential cause of bias?

A

An arbiter has a shareholding in the company.

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7
Q

How are other personal interests a potential cause of bias?

A

Family relationships, business associations, etc with a party appearing before a court or tribunal may also indicate that the adjudicator should not sit.
Locabail (UK) Ltd v Bayfield Properties Ltd 2000 QB 451.

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8
Q

How is unequal treatment of parties a potential cause of bias?

A

Adjudicators should accord parties appearing before them equal treatment and should avoid creating the impression that one party has had an opportunity to influence the tribunal which the other has not.

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9
Q

How does Barrs v British Wool Marketing Board 1957 SC 72 demonstrate unequal treatment of parties as a potential cause of bias?

A

Representative of the valuer, but not of the other party was present when the judges retired. This is clearly unfair.

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10
Q

How does McDonnell, Petitioner 1987 SLT 486 demonstrate unequal treatment of parties as a potential cause of bias?

A

Clerks were local authority employees, the local authority was the landlord involved in the aggrieving of the housing benefit.

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11
Q

How is mingling of functions a potential cause of bias?

A

A person should not act as prosecutor and judge in the same case. Similarly, participating in appeals from one’s own decisions.
Hannam v Bradford Corporation [1970] 1 WLR 937.

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12
Q

How is partiality towards persons or groups a potential cause of bias?

A

Where an adjudicator appears to show some hostility towards or favour for particular persons or classes of persons.

Bradford v McLeod 1986 SLT 244.
Miners strike. Included clashes between miners and police.
Sheriff was heard saying that he would not grant legal aid to striking miners. Clearly showed hostility and prejudice. Lawyer invited the sheriff to recuse himself, he did not.

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13
Q

How is a preconceived opinion a potential cause of bias?

A

Where it is suggested that an adjudicator has made up his mind in advance on the issue to be considered. Where this is based on the adjudicator’s general views on social policy, the challenge is unlikely to succeed.
McGeehan v Knox 1913 SC 688.

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14
Q

How does London and Clydeside Estates Ltd v Secretary of State for Scotland 1987 SLT 459 demonstrate that prior involvement in a matter may create the appearance of bias?

A

Sec of State had to make a decision on a planning matter. Some years before he had been involved in that development when he was an MP.

Argued he couldn’t make that decision impartially in his role. Rejected.

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15
Q

How does Davidson v Scottish Ministers (No 2) 2005 1 SC (HL), [2004] UKHL 34 demonstrate that prior involvement in a matter may create the appearance of bias?

A

Prisoner suing Scottish Ministers for damages. Asks for order for specific performance to be made against them.
Does the statute say an order for specific performance can be made against the Crown? He says it’s allowed, the government says it isn’t.
The judge holds it is allowed. Before this, he had been the Lord Advocate. He had said when this statute was being introduced that his fellow Scottish Ministers did not need to worry about this provision as it would not affect them.
Should he have been allowed to decide this case?
Set aside as there may have been an appearance of bias.

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16
Q

Which reason for automatic disqualification is demonstrated in Dimes v Proprietors of Grand Junction Canal (1852) 3 HL Cas 759?

A

Disqualification is automatic where the decision-maker has a direct pecuniary or proprietary interest.

17
Q

Which reason for automatic disqualification is demonstrated in R v Bow Street Magistrates ex parte Pinochet Ugarte (No 2) [2000] 1 AC 119?

A

Where the judge is a ‘party’ to case.

Issue of head of state immunity.
Challenged because of a link between Lord Hoffman and Amnesty International. They had intervened in the case, so they were a party.
He was disqualified from the case. Had to be reheard with a different panel.

18
Q

Where is disqualification not automatic?

A

“The question is whether the fair-minded and informed observer, having considered the facts, would conclude that there was a real possibility that the tribunal was biased.” — Porter v Magill [2001] UKHL 67 (103).

‘Real possibility’ = lower test than likelihood. Easier to show that the complainer has to meet.
‘Fair-minded and informed observer’ = if the circumstances are explained fully. Less likely that bias may be found compared to on the basis of limited facts.

19
Q

How does Porter v Magill [2001] UKHL 67 (103) apply the test for bias?

A

An Auditor examining an allegation of unlawful expenditure by a local authority announced his provisional findings in a press statement. After further proceedings, he made a final decision that the expenditure was unlawful. In the circumstances, there was no real possibility of bias.

20
Q

How does Gillies v Secretary of State for Work and Pensions [2006] UKHL 2 apply the test for bias?

A

No real possibility of bias arising when a medical member of a disability appeal tribunal was a doctor employed by the Benefits Agency.

21
Q

How does Helow v Advocate General for Scotland [2008] UKHL 62 apply the test for bias?

A

Mere membership of an organisation would not lead the fair-minded and informed observer to conclude there was judicial bias.

22
Q

How does Davidson v Scottish Ministers [2004] UKHL 34 apply the test for bias?

A

There was a real possibility of bias where judge, when previously acting as a Govt Minister, had expressed his view on the issue.

23
Q

What does Article 6(1) of the ECHR provide?

A

“In the determination of his civil rights and obligations or of any criminal charge against him, everyone is entitled to a fair and public hearing within a reasonable time by an independent and impartial tribunal established by law”.

24
Q

How has Article 6 impacted domestic law?

A

Impact determined by HRA, ss2, 3, 6 and the devolution legislation.
Legislation may be interpreted to avoid breach of Article 6.
Incompatible subordinate or devolved legislation may be invalid.

Where the matter is not decided by an independent and impartial tribunal that may provide grounds for judicial review.

25
Q

What does Ali v Birmingham City Council [2010] UKSC 8 tell us about what a civil right is?

A

Decision concerning whether a local authority had duty to offer suitable accommodation to applicant under homelessness legislation. Dispute as to the facts of the case.
Held: this was NOT a determination of ‘civil rights and obligations’ (CRO).
Strong emphasis upon the fact that whether any entitlement to benefit arises under the provisions of homelessness legislation turns, to a considerable degree, upon the making of evaluative judgments by the decision-maker.

26
Q

How did the ECtHR rule in Ali v UK (2015) 63 EHRR 20 (ECtHR) differently from the UKSC?

A

ECtHR decides that there was determination of a civil right.

27
Q

What does Poshteh v Kensington and Chelsea Royal LBC [2017] UKSC 36 tell us about what a civil right is?

A

Supreme Court refuses to depart from Ali: there was no determination of CRO.
“… In my view, this is a case in which, without disrespect to the Chamber, we should not regard its decision as a sufficient reason to depart from the fully considered and unanimous conclusion of the court in Ali v Birmingham City Council [2010] 2 AC 39 [37]”.

28
Q

How did the ECtHR rule in Poshteh v UK (2018), Application no 78375/17 with respect to the UKSC judgment?

A

Application declared inadmissible by ECHR:

“87. In light of the above, taking as a whole the legislative welfare scheme by virtue of which the applicant, as a homeless person, derived her “civil right” to be provided with accommodation, the Court considers that the appeal to the courts open to her afforded her adequate protection as regards the judicial “determination” of that “civil right”. In other terms, it finds that the decision by the Council that it had discharged its duty to her under Part VII of the 1996 Act was subject to judicial scrutiny of sufficient scope to satisfy the requirements of Article 6 & 1 of the Convention.”

29
Q

What are the other useful cases on Article 6?

A

Planning disputes:
R (Alconbury) v Environment Secretary [2001] UKHL 23.

Some non-contributory social benefits:
Salesi v Italy (1998) 26 EHRR 187.

State contributory social benefits:
Feldbrugge v The Netherlands (1986) 8 EHRR 425.

A claim for Housing Benefit:
Tsfayo v UK (2006) 48 EHRR 457.

The right to practice one’s profession:
Kulkarni v Milton Keynes Hospital NHS Trust [2009] EWCA Civ 789.