General Provisions Flashcards

1
Q

When the FRE Apply

A

Generally, to all federal civil and criminal cases (including bankruptcy proceedings)

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2
Q

When the FRE do not apply

A
  • Preliminary determinations of fact by a judge
  • Grand jury proceedings
  • Probation and sentencing hearings
  • Obtaining a warrant
  • Bail proceedings
  • Other proceedings exempted by Congress
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3
Q

An evidentiary ruling may be reversed on appeal only if

A
  • Prejudicial error exists (When the outcome of the trial would have been different)
  • Proper objection or offer of proof is made (timely and specific)
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4
Q

An evidentiary ruling may not be reversed if

A
  • There is only a harmless error.

- An offer of proof is not properly made (not timely or specific)

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5
Q

Harmless Error Standard

A

If the jury’s verdict would not have been affected by the trial court’s ruling, then only harmless error occurred.

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6
Q

Objections and Motions to Strike

A

A timely objection or motion to strike must be made stating the specific ground of the objection if not apparent from context

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7
Q

Timely Objections

A

In order for an objection or proffer to be appropriate it must be timely (as soon as opposing counsel reasonably knows that valid grounds for objection exist).

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8
Q

Specific Objections

A

When an objection states the precise legal ground for which it is based, it is sufficient to preserve an issue for appeal.

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9
Q

Overruling in the absence of an objection

A

Will be given only in extraordinary circumstances (when error is obvious & amounts to a miscarriage of justice)

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10
Q

Preserving an Objection for Appeal (Judicial Reservation)

A

If a judge reserves ruling on a specific objection to a later point in the trial, counsel must raise the objection at that later point (or it is waived).

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11
Q

Objecting to Jury Instructions

A

A party who objects to a jury instruction must do so before the challenged instruction is given to the jury.

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12
Q

Offer of Proof (Proffer)

A
  • For rulings that exclude evidence, a party should submit a proffer that informs the court of the substance of the evidence, unless it is apparent from the context.
  • The proffer must address relevancy and admissibility.
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13
Q

When a Proffer Is Not Required

A

When the substance of evidence is apparent from the context.

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14
Q

Overruling Decisions to Exclude Evidence

A

Are only permitted when:

  • No valid grounds for objection
  • Prejudicial error results
  • Proffer was made to establish relevancy of excluded evidence.
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15
Q

Shielding the Jury

A

Jury trial proceedings should be conducted in any way to prevent inadmissible evidence from being suggested to jury by any means necessary (e.g. asking for a sidebar or excusing the jury)

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16
Q

Preliminary Qs (BOP)

A

The proponent of evidence has burden of establishing preliminary facts such as competency, expert qualification, unavailability, etc.

17
Q

Preliminary Qs (Application of FRE)

A

When making a preliminary fact determination on admissibility, a judge is not bound by FRE except those addressing privilege.

18
Q

Contingent Relevancy (Necessary Facts)

A
  • If the relevance of a particular piece of evidence depends on a particular finding of fact by the jury, the court will admit evidence if the judge determines that a reasonably jury could find the necessary fact to be true.
  • The judge should also instruct the jury to only consider the evidence if they believe that the necessary fact is true.
19
Q

Excusing the Jury During Preliminary Determinations

A

The trial judge is given discretion to excuse the jury while determining the admissibility of a preliminary fact whenever evidence may have a prejudicial impact.

20
Q

Preliminary Qs: Mandatory Exclusion of the Jury

A

The court must conduct any hearing on a preliminary Q so that the jury cannot hear it if:

  • the hearing involves the admissibility of a confession
  • a D in a criminal case is a W and so requests; or
  • justice so requires
21
Q

Testimony of a D on a Preliminary Issue

A

Does not waive the 5th amendment privilege against self-incrimination as to other issues in the case.

22
Q

Limited Admissibility

A

-If evidence is admissible for one purpose but inadmissible for another purpose, the court can upon request restrict the evidence to its proper scope and instruct the jury (FRE 105).

23
Q

Limiting Instructions

A

Will only be required if requested by counsel.

24
Q

Completeness

A

If one party introduces a writing or recorded statement or party thereof, the adverse party may require the introduction, at that time, of any part or any other writing or recorded statement that in fairness should be considered at same time (does not apply to unrecorded oral conversations).

25
Q

Evidentiary Standards

A

Include preponderance, clear and convincing, and beyond a reasonable doubt.

26
Q

Preponderance of Evidence

A

Applies to most civil cases, preliminary fact determinations, and some criminal issues (venue, SOL, and voluntariness of confession)

27
Q

Clear & Convincing

A

When evidence shows there is a high probability of truth. Used in instances of fraud, disbarment, and the validity of a deed or will.

28
Q

Beyond a Reasonable Doubt (BRD)

A

Any doubt that exists would not affect a reasonable person’s belief that the fact is true. Used to prove guilt in criminal trial.

29
Q

Presumptions: Permissive v. Conclusive

A

Keep in mind that presumptions in a criminal trial are permissive (mandatory presumptions in a criminal trial will likely be held to be unconstitutional, because it is the Ps burden to prove each element BRD).

30
Q

Bursting Bubble Approach

A

For a rebuttable presumption, once a party introduces credible contradictory evidence, the presumption “bursts.” If one party produced a scintilla of evidence that is credible which contradicts a presumption, the judge shall not instruct the jury on the presumption.

31
Q

Substantive Evidence

A

Evidence that is admissible for any purpose (as opposed to limited use evidence).

32
Q

Extrinsic Evidence

A

Evidence that needs other evidence to be admissible/relevant/understood (any evidence other than W on the stand)

33
Q

Four major types of evidence

A
  • Direct
  • Circumstantial
  • Real (“Stuff”)
  • Demonstrative
34
Q

Demonstrative Evidence

A

Evidence that resembles real evidence. Is used for illustrative purposes, not for substantive purposes.

35
Q

Plain Error Doctrine

A

Plain error is a highly prejudicial error affecting “substantial” rights. A reversal can occur even if an objection was not raised.