Functional Analysis I Flashcards

1
Q

Define dense and nowhere dense

A

pg. 6, Beispiel 1.2.1 vi)

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2
Q

Prove Satz: M metric space. U open in M, A=M\U. TFAE:

i) U is open and dense
ii) A is closed and nowhere dense

A

Satz 1.2.1 , pg. 6

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3
Q

Characterize closure in metric space

A

closure(A)={x limit point of xn in A}

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4
Q

Define Cauchy sequence

A

(xk)k Cauchy in metric space M if d(xk,xl)–>0.

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5
Q

Define completeness

A

A metric space M is complete if every Cauchy sequence in M converges in M.

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6
Q

Define meager, non-meager, residual sets and the Baire categories.
Give an example of a meager set.
What are subsets and/or unions of meager sets?

A

Def 1.3.1, pg. 9

Beispiel 1.3.2

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7
Q

State Baire’s theorem,

Prove for 3+

A

Satz 1.3.2, pg. 9

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8
Q

Can Lebesgue-Nullsets and meager sets be characterized?

A

No, there is example of either not being the other. For an example of a non-meager nullset give Beispiel 1.3.3, pg 10

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9
Q

State the “principle of uniform boundedness”.

For 5. give its proof

A

Satz 1.4.3, pg 13

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10
Q

Define Banach space

Define Hilbert space

A

A Banach space is a normed space, which is complete w.r.t. the metric induced by the norm.
A Hilbert space is an inner product space, which is also a complete metric space w.r.t. the metric induced by the norm induced by the inner product.

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11
Q

What is B(M,X) and when is it complete? Prove it

A

Bsp. 2.1.1 i), pg. 15

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12
Q

Define isometry.

A

(M,d),(M,d) metric spaces. T:M–>M* is an isometry if d*(T(x),T(y))=d(x,y) for all x,y in M.

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13
Q

Define equivalence of norms.

A

|.|_1 and |.|_2 are equivalent iff there is a constant C>0 s.t. for every x in X: |x|_1 / C =< |x|_2 =< C * |x|_1.

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14
Q

Give a sufficient condition for two norms to be equivalent?

5: Prove it

A

The two norms are defined on a finite dimensional R(/or C)-vector space.
Satz 2.1.2, pg. 18

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15
Q

What can we say about finite dimensional subspaces of normed vector spaces?
5: Prove it

A

They are complete, closed and all norms are equivalent. (satz 2.1.3, pg 18)

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16
Q

Give an example of a subspace of a complete subspace, which is neither closed nor Cauchy.

A

Consider C^0([0,2]) as a subspace of L^1([0,2]) with the L^1 norm. Then (fn)n where fn(t):=t^n for t in [0,1) and else fn(t):=1 is Cauchy in L^1 but its limit is not in the subspace C^0. (beispiel 2.1.3, pg 19)

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17
Q

Characterize compact (metric spaces) in metric spaces.

A

K s.s.o. M is (sequentially) compact if every sequence has a convergent subsequence.

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18
Q
Characterize finite dimensional normed vector spaces.
For 5 (one direction): prove
A

A normed vector space is finite dimensional iff its unit sphere is compact. (satz 2.1.4, pg 19)

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19
Q

Characterize linear continuous functions:

Prove: 4+

A

i) A is continuous in 0 in X.
ii) A is continuous everywhere.
iii) A is uniformly continuous.
iv) A is Lipschitz continuous.
v) A’s operator norm is finite (well-defined).
satz 2.2.1, pg 21

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20
Q

What is a sufficient condition for a linear function to be continuous?
Give an example of a linear non-contin function
Prove for 3

A

X finite-dimensional. Prove Lipschitz contin, Satz 2.2.2, pg. 21
Counter example: X=Y=C^0([0,1]), A=id, where we equip X with L^1 norm and Y with C^0 norm

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21
Q

When is L(X,Y) a Banach space?

Proof: 5+

A

L(X,Y) is a Banach space, if Y is. Satz 2.2.4, pg 22.

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22
Q

Define the Spektralradius. Set it in relation to the operator norm.
Prove for 5+

A

Satz 2.2.6, pg 24

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23
Q

What is the Neumann series of an operator and when is it well-defined, what is is equal to then?

A

Satz 2.2.7, pg 24

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24
Q

What can we say about Gl(X) topologically when a certain ?

condition (which?) is fulfilled? Prove for 4

A

When X is Banach, Gl(X) is open in L(X).

Satz 2.2.8, pg 25

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25
Q

Given X,Y can we define a normed space (X/Y,||..||_X/Y)? Is it Banach`?

A

Satz 2.3.1, pg. 25

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26
Q

Define scalar product

A

def 2.4.1 pg 27

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27
Q

Prove Cauchy Schwarz

A

WLOG |x|=|y|=1. Let t=conj(x,y) and note (x,y-tx)=0.

Now 1=|y|^2=|tx+(y-tx)|^2=|t|^2*|x|^2+|y-tx|^2>=|t|^2=|(x,y)|^2.

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28
Q

What can we say about orth(Y)=Y^? Prove it.

A
lemma 2.4.2, pg. 28,
And more or less:
lemma 2.4.3, pg. 28,
Korollar 2.4.1, pg 29,
satz 2.4.1, pg. 29: X=Y⊕Y^⊥
\+ inclusions and Lemma 2.4.4, pg 29
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29
Q

State the Banach-Steinhaus Theorem.

Prove for 3.

A

Satz 3.1.1, pg. 31

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30
Q

Show L(X,Y) is closed if X is complete.

A

Anwendung 3.1.1, pg. 32, (von Banach Steinhaus)

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31
Q

Define open operator and state the Open Mapping Theorem.

A

Def 3.2.1, Satz 3.2.1 pg. 32

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32
Q

Define closed operator.

A

(Not definition from topology!)
X,Y normed spaces. D(A) s.s.o. X lin subspace.
A:D(A)–>Y linear is a closed if its graph Gamma_A={(x,Ax); x in D(A)} is closed in XxY
(for example w.r.t. the norm: |(x,y)|:=|x|+|y|)
(Def 3.3.1, pg. 35)
(Note if D(A)=X and A in L(X,Y), then A is a closed operator. Pf: (xk,yk), then xk->x => yk=Axk->y=Ax since A contin and (x,y)=(x,Ax) in graph)

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33
Q

Show harder direction of Closed Graph Theorem.

Reformulate following bem.

A

X,Y Banach, A:X–>Y linear. Then: A in L(X,Y) if and only if A is a closed operator.
(Note: D(A)=X. Counter example when fails due to this X=C^0([0,1]), A=d/dt on C^1([0,1]))
Satz 3.3.1, pg. 35

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34
Q

State the Theorem of the Continuous Inverse

Which proof is its proof analogous to?

A

Satz 3.3.2, pg 37

anal to satz 3.3.1 closed mapping thm

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35
Q

Define linear graph.

A

Let X,Y be normed vector spaces and Gamma a linear subspace of XxY.
Gamma is called a linear graph, if (x,y1),(x,y2) in Gamma implies that y1=y2.
Or equivalently if (0,y) in Gamma implies y=0.
See Bem. 3.4.1 for the relation between the graph and linear operator.

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36
Q

Define extension and closable operator.

A

Def 3.4.2, pg 38

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37
Q

Prove A is closable iff ((xk,yk)) s.s.o. Gamma_A:

If xk–>0 and yk=Axk, then y=0.

A

A is closable iff clos(Gamma_A) is a linear graph and that is the case iff (0,y) in clos(Gamma_A) implies y=0.
Satz 3.4.1, pg 38

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38
Q

Prove that a linear and contin operator is closable

A

(xk,yk=A=xk) in Graph_A s.t. xk–>0. Since A contin, |Axk|=0

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39
Q

Is A=d/dt closable?

Prove for 5+

A

We showed that any differential operator:

A: C^inf_c(Omega) s.s.o. L^p(Omega)–>L^p(Omega) is closable for any p in [1,inf].

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40
Q

State the Lemma for the Calculus of Variations (“Fundamentallemma der Variationsrechnung”).
For 4: prove it

A

Satz 3.4.3, pg. 40

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41
Q

Define sublinear.

A

X R-VS. p:X–>R sublinear if 1) p(ax)=ap(x) for all x in X and a \geq 0,
2) p(x+y) \leq p(x) + p(y)
Def 4.1.1, pg 43

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42
Q

State Hellinger-Töplitz

Prove for 4+

A

Beispiel 3.3.2, pg. 36

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43
Q

State the Hahn-Banach thm.

Sketch its proof for 3+

A

Satz 4.1.1, pg 43

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44
Q

Define C-sublinear

Additional property that R-sublin doesnt have? (that follows)

A

def. 4.1.2, pg 45, p>=0

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45
Q

Reformulate Hahn-Banach for C-vector spaces

A

Satz 4.1.2, pg 45

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46
Q

State and prove the theorem of “dominated extension” (“Dominierte Fortsetzung”)

A

Satz 4.1.3, pg 46

47
Q

Define dualspace

A

(X,||.||) normed VS. X*:=L(X,R) dualspace of X.

48
Q

For every x in X there is an x* in X*, s.t. ???

Prove for 3+

A

s.t. x(x)==||x||^2=||x||^2 (satz 4.2.1, pg 46)

49
Q

For all x in X: sup{ |(x,x)| : ||x|| =< 1}=?

For all x* in X: sup{ |(x,x)| : ||x|| =< 1}=?

A

=||x||
=||x*||
i.e. takes the supremum
Satz 4.2.2, pg 47

50
Q

Let x != y in X then ?

Prove for 2+

A

there is an l in X* s.t. l(x) != l(y)

Satz 4.2.3, pg 47

51
Q

Satz: Let M s.s.o X be a closed linear subspace s.t. M != X, and let x0 in X\M with d=dist(x0,M):=…?
Then…?
Prove for 5+

A

Satz 4.2.4, pg 47

52
Q

Define annihilator

A

def 4.2.2, page 48

53
Q

Define j_y and J

What properties do they have?

A

pg 49, satz 4.3.1

54
Q

State Riesz representation theorem (Rieszscher Darstellungssatz)
State strategy of proof for 5+

A

satz 4.3.2, pg 49

55
Q

State the Lax-Milgram theorem,

its corollary for 5+

A

satz 4.3.3, pg 51

56
Q

What can we say about the dualspace of L^p under certain (which?) conditions of the measure space?

A

satz 4.4.1, lemma 4.4.1 and lemma 4.4.2 pg 53

57
Q

State the separation theorem for convex sets

A

satz 4.5.1, pg 56

58
Q

Define the Minkowski-Funktional

A

pg 57

59
Q

define extremal subsets and points

give two contrasting examples in R^2

A

def 4.5.1, pg 58

60
Q

What can we say about subsets of extremal subsets?
Prove for 3+
State a set which is extremal in every compact set
PRove for 4+

A

Lemma 4.5.1, pg 59

Lemma 4.5.2, pg 59

61
Q

State the Krein-Milman theorem (only pf for ii) for 5+)

A

satz 4.5.2 pg 59 and satz 4.5.3 pg 60

62
Q

Define convex hull

A

def 4.5.2, pg 60

63
Q

Define weakly convergent

A

definition 4.6.1, pg 60

64
Q

If (xk)k converges weakly, what can we say about (xk)k?
Prove for 5+

Hint: liminf |xk|?

A

satz 4.6.1, pg 61

65
Q

Define weak topology
How do the closed sets of the topology and the weak topology relate?
How do weak convergence and the weak topology relate?

A

definition 4.6.2, pg 61

lemma 4.6.1, pg 62

66
Q

Define weakly sequentially closed

A

definition 4.6.3, pg 62

67
Q

How do weakly closed, weakly sequentially closed and closed relate?
Prove for 4+

A

weakly closed => w.s.c => closed

Lemma 4.6.2, pg 62

68
Q

Give a counter example that disproves that closed does not imply weakly sequentially closed

A

the 1-sphere in l^2 is closed but according to beispiel 4.6.1 is not weakly sequentially closed
(beispiel 4.6.2, pg 62)

69
Q

What can we say about a convex set and the weak topology?

Pf for 4+

A

the weak closure is equal to the closure (satz 4.6.2, pg 62)

70
Q

State Mazur’s lemma

A

satz 4.6.3, pg 63

71
Q

When are the weak and strong topology equivalent?

What do the sets Omega_{l,U} (i.e. the basis sets of the weak topology) contain when the condition is not satisfied?

A

when dimX

72
Q

Define bidualspace

A
X**=(X*)*=L(X*,R) is the bidualspace of X.
def 5.1.1., pg 65
73
Q

Define the canonical embedding of the dual space of a space into the space
state the properties of this embedding

A

def 5.1.1., pg 65

74
Q
Define reflexivity of a normed space
State some examples and non examples
1 ex for 3,
3 ex for 4,
4 ex for 5
A

definition 5.1.2, pg 65

Another non example L^inf (beispiel 5.1.2, pg 67)

75
Q

If X is reflexiv then X is also…

Proof for 3+

A

complete (bemerkung 5.1.1, pg 66), reflexive (Satz 5.1.2.)

76
Q

Relate X and X* by reflexivity.

A

Satz 5.1.2, pg 66

i) X*
ii) complete, reflexiv

77
Q

Under what sufficient conditions is a subspace of a normed space reflexiv?

A

X is reflexiv, Y closed subspace of Y, then Y is also reflexiv.
Satz 5.1.3, pg 67

78
Q

Define separability (+characterization)

A

Note M is metric space: definition 5.2.1/bemerkung 5.2.1, pg 68

79
Q

Under which conditions are subsets of _____ spaces are separable?
Prove

A

Subsets of separable metric spaces are separable w.r.t. the induced metric
Satz 5.2.1. pg 68

80
Q

Relate dual spaces and separability

Prove 1 for 3, both for 4

A

Satz 5.2.2 (pg 68): X normed R vector space:

i) X* separable, then X is separable
ii) X separable and reflexiv, then X* is also separable

81
Q

Define weakly convergent*

A

definition 5.3.1, pg 69

82
Q

State the Banach-Alaoglu theorem

Proof for 4+

A

satz 5.3.1, pg 70

83
Q

State the Eberlein-ˇSmulyan theorem

Prove for 3+

A

satz 5.3.2, pg 72

84
Q

State the approximation theorem

Prove for 3+

A

Satz 5.3.3, pg 72

85
Q

Define w.s.l.s.c. (weakly sequentially lower semi-continuous) “schwach folgen-unterhalb-stetig”

A

definition 5.4.1, pg 73

86
Q

Define coercive

A

def 5.4.2, pg 74

87
Q

State the variation principle (“Variationsprinzip”)

Prove for 3+

A

satz 5.4.1, page 74

88
Q

Define dual operator

A

definition 6.1.1., pg 77

89
Q

Relate an operator and its dual with an equation

Prove for 5+

A

||A||=||A*||

Satz 6.1.1, page 77

90
Q

What holds for densely defined dual operator’s dual and “any” “extensions”?
Pf for 5+

A

Satz: If A:D_A s.s.o. X –> Y densely defined. Then:
i) A:D_A s.s.o. Y* –> X* is closed
ii) A “s.s.o.” B then B* “s.s.o.” A*
Satz 6.1.2, page 78

91
Q

State Banach’s closed range theorem

A

Satz 6.2.1, pg 79

Wonder if I should add the next Satz and lemma?

92
Q

Define compact operator

A

Definition 6.2.1, pg 80

93
Q

What holds for cpt operators and weakly convergent sequences?
Pf for 5?

A

T cpt in L(X) and xk-w->x in X, then Txk–>Tx (i.e. converges strongly in X)
Lem 6.2.2, pg 80

94
Q

State Arzéla-Ascoli

A

satz 6.3.1, pg 81

95
Q

State the Fréchet-Kolmogorov theorem (if manageable)

A

satz 6.3.2, pg 82

96
Q

Define adjoint operator

A

definition 6.4.1, pg 84

97
Q

How to the dual operator and adjoint operator relate?

A

Bemerkung 6.4.1, pg 85

98
Q

Define symmetric and self adjoint

A

definition 6.4.2, pg 85

99
Q

Define resolvent set and spectrum

A

definition 6.5.1, pg 86

100
Q

Define resolvent and describe how the resolvent and resolvent set relate. And give the topological properties of resolvent set and spectrum that it implies.

A

definition 6.5.2, pg 87

satz 6.5.1

101
Q

Do two resolvents commute (w.r.t. the same operator)?

A

Yes (satz 6.5.2, pg 87)

102
Q

Define eigenvalue, eigenspace, point spectrum, continuous spectrum and restspectrum

A

definition 6.5.3, pg 88

103
Q

How do the spectral radius, the spectrum and the resolvent set relate?

A

Satz 6.5.3, pg 89

104
Q

Define umrundet, i.e. surrounds and “schar”

A

definition 6.5.4, pg 90

105
Q

State the spectral (mapping) theorem,
Pf for 4+,
(Lemma 6.5.2 may be used)

A

Satz 6.5.4, pg 91

106
Q

What hold for the point spectrum when A is symmetric?

Pf for 4+

A

The eigenvalues are real, i.e. the point spectrum is a subset of R (satz 6.6.1, pg 92)

107
Q

Define weak derivative

A

definition 6.6.1, pg 92

108
Q

Give characterizations of selfadjointness

A

Satz 6.6.2, pg 95

109
Q

Define normal and unitary

A

definition 6.7.1, pg 96

110
Q

What follows for the spectral radius of a normal operator on a Hilbert space?

A

satz 6.7.1, pg 98

111
Q

State Baire’s theorem on functions (long proof)

A

satz 1.4.1, pg 10

112
Q

Prove that for K cpt in X, l in X*, lambda=min{ l(x) : x i n K}. Then K_lambda = {x in K : l(x)=lambda} is extremal in K

A

lemma 4.5.2, pg 59

113
Q

Prove: a:H^2–>R bilin, cont. and f in H*. Then there is precisely one x in H s.t. a(x,y)=f(y) for all y in H and |x|=< || f ||/lambda.

A

korollar 4.3.1, page 52

114
Q

Define and characterize topologically complemented subspaces V s.s.o. X.
Prove why they are closed.

A

Exercise 3, sheet 4