forms

Question 1

Form 3

Answer 1

Form 3 is required to be filed by directors, officers, or beneficial owners of a class of equity securities of a registered company and would not contain financial statements. This form contains information regarding the filer’s ownership of the entity’s securities.

Question 2

10k

Answer 2

rm 10-K is the annual report of a U.S. registered company and would contain financial statements.