FLK 2 Part 3 Flashcards
A solicitor is acting for a woman who has been charged with causing death by dangerous driving. During a consultation with the solicitor, the woman admits that her brother was driving her car when the accident happened and that she lied to police and took the blame for him. Although the solicitor begs the woman to change her mind and tell the police, the woman refuses. The charges against the woman are eventually dropped. The solicitor now wants to contact the police with the information that the brother was driving the car.
Which of the following statements best describes what the solicitor should do with the information?
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She should do nothing because of her duty of confidentiality to the woman.(C) A solicitor must keep affairs of clients confidential unless the client consents or unless disclosure is required or permitted by law. (A) is incorrect because there is no exception that would allow disclosure in this circumstance. Although a solicitor may disclose confidential information to prevent commission of a criminal offence, revealing past crimes is generally not permitted. (B) is incorrect because even though the information concerns the brother’s role in the accident, disclosing the information would still be a breach of the solicitor’s duty of confidentiality to the woman. (D) is incorrect because having the secretary transmit the information would still constitute a breach by the solicitor. Additionally, a firm is responsible for breaches of confidentiality by any individual within the firm. (E) is incorrect because the duty of confidentiality continues despite the end of the retainer and even after the client’s death.QUESTION ID: ETH067
After a competitor pushed an opponent while playing hockey, the opponent became angry and hit the competitor with his stick, drawing a penalty. The opponent was not ejected because the penalty was not far outside the bounds of normal play. The competitor had to be taken to the hospital for stitches. Wanting to make an example of an athlete who plays sports too aggressively, local authorities charged the opponent with inflicting grievous bodily harm under Offences Against the Person Act 1861 section 20.
Which of the following is the opponent’s best defence?
Consent.(E) The competitor’s best defence is consent. Consent can be used as a defence against a charge of inflicting grievous bodily harm. In contact sports such as rugby and hockey, consent will be implied so long as the actions are not greatly outside the rules of the game. Since the competitor here was not ejected, we can assume his actions were within the bounds of consent. (A) is incorrect. Under the defence of self-defence, a person may use force only if he believes force was immediately required to protect himself or others and the amount of force used was reasonable under the circumstances as the person believed them to be. Here, there are no facts indicating the opponent feared that the competitor would continue pushing him or that hitting the competitor with a hockey stick was reasonable force under the circumstances (indeed, since it was a penalty, we can probably assume it was unreasonable force). (B) is incorrect because diminished responsibility is relevant only to a murder charge. It justifies lowering a murder charge to manslaughter when an abnormality of mental functioning arises from a medical condition that substantially impairs the defendant’s ability to form a rational judgment, exercise self-control, or understand the nature of their conduct. (C) is incorrect because it, too, is relevant only to murder. Loss of self-control due to a qualifying trigger can lower a murder to a manslaughter. (D) is incorrect because infliction of grievous bodily harm under section 20 does not require intent; recklessness is enough. Additionally, lack of mens rea technically is not a defence but rather is proof of that no offence was committed.QUESTION ID: CRL048
A woman died on 17 May 2023. At the date of her death, she owned the following assets:
- A house worth £390,000
- Chattels and cash with a value of £70,000
- Shares held in an individual savings account (ISA) worth £60,000
At the date of her death, the woman owed income tax of £25,000 in respect of the tax year 2022/23.
The woman left £100,000 of her estate to a registered charity and left the remainder of her estate to her daughter.
What is the woman’s chargeable estate for inheritance tax purposes?
£395,000(B) To calculate the chargeable estate, we add up all the assets the woman owned at death that are not exempt and subtract out her liabilities and gifts made to charities. None of the woman’s assets are exempt, so her gross estate is £520,000 (£390,000 house + £70,000 chattels and cash + £60,000 ISA). From that, we subtract the income tax owed (£520,000 - £25,000 = £495,000) and the gift to the charity (£495,000 - £100,000 = £395,000).QUESTION ID: TAX061
A man and his friend are arguing. As the argument intensifies, the man and the friend each start pushing each other. The friend falls over and hits his head, cracking his skull. The man did not intend for his friend to fall over or crack his skull. The friend is taken to hospital. In the ambulance, the friend dies of a heart attack completely unrelated to the fall.
Which of the following is the most appropriate charge that the prosecution could bring against the man?
Grievous bodily harm under section 20.(E) Section 20 grievous bodily harm is the most appropriate charge. It applies when the defendant causes a wound or serious bodily harm, intending to cause or being reckless about causing some harm. Here, the pushing was unlawful as it caused the friend to crack his skull. (D) is incorrect because section 18 requires causing harm with intent, and the facts make it clear the man did not intend to cause the injury. (A), (B), and (C) are incorrect because the question makes it clear that the man did not cause the death of his friend, so the man cannot be guilty of any offence that links his actions to his friend’s death; the requisite factual causation of death is missing.QUESTION ID: CRL002
A husband discovers his wife is having an affair. He is so furious he cannot contain himself and decides to kill her. The husband gets the shotgun and ammunition he keeps in the shed. He drinks a bottle of whiskey to get up the courage to go ahead with it. He lies in wait for his wife at their marital home. After two hours, the wife returns home. The husband shoots her once in the back. The wife sustains serious injury but eventually recovers. The husband is charged with attempted murder. The husband is subsequently diagnosed with severe depression.
What defence, if any, is available to the husband?
None of the above.(E) None of these defences is available to the husband. Loss of control and diminished responsibility are both partial defences to murder, reducing the conviction to voluntary manslaughter. They are not available to attempted murder, and so (A) and (B) are incorrect. (C) is incorrect because self-defence is available when reasonable force is used to defend oneself, another, or property, which clearly does not apply here. Intoxication can offer a defence to a specific intent offence like attempted murder if the defendant is so intoxicated that they cannot form the necessary mens rea. Here, we are told that the husband intended to kill his wife, so this defence does not apply and (D) is incorrect.QUESTION ID: CRL147
A solicitor is representing a defendant at court for first appearance. The defendant is charged with theft. The evidence against the defendant is overwhelmingly strong, and the solicitor believes the defendant should plead guilty.
Should the solicitor tell the defendant to plead guilty?
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No, because the decision on plea is for the defendant only and a solicitor must never tell their client how to plead.(A) The solicitor should not tell the defendant to plead guilty. The decision on plea is for the defendant only, and a solicitor must never tell their client how to plead. A defence solicitor should advise on the strength of the evidence, which includes warning the defendant when the evidence is strong. A solicitor should also advise on the credit defendants are entitled to for an early guilty plea compared to conviction following trial. However, the decision on plea remains the defendant’s alone. (B) and (E) are incorrect as a solicitor should never tell their client how to plead. (B) is incorrect because the solicitor should not tell the defendant to plead guilty or not guilty. (C), (D), and (E) are incorrect, because, although all three statements are true, the solicitor should not tell the defendant how to plead. QUESTION ID: CRP049
A woman took up archery as a hobby. To hone her skills, she placed three cans atop her wooden fence and began shooting arrows at the cans. A large group of children were playing in the yard next door. The woman knew that an arrow was likely to strike a child and cause serious injury or death, but she continued shooting. An arrow did, in fact, catch a child who died as a result.
Which of the following best describes the likely result if the woman is charged with murder?
The woman will be found guilty because striking a child was a virtual certainty, and the woman recognised this.(E) Murder is committed when a defendant unlawfully kills a human being with intent to kill or cause grievous bodily harm. The woman had no direct intent to kill here. However, when the defendant realises that death or grievous bodily harm is a virtual certainty of the defendant’s conduct, this is sufficient for indirect intent. (A) is incorrect because the woman did not have to have actual intent to cause death. Intent to cause grievous bodily harm would suffice, and this can be implied here under the doctrine of indirect intent. (B) is incorrect because the intent will be implied through the doctrine of indirect intent. (C) is incorrect because reckless conduct does not give rise to murder, although it can give rise to a charge of involuntary manslaughter. (D) is incorrect because the woman can be found guilty of murder if grievous bodily harm, rather than death, was a virtual certainty of her actions.QUESTION ID: CRL076
A woman made a will leaving a gift of “£50,000 to the children of my sister who reach the age of 18”. The woman died three months ago and was survived by her sister who has two children, aged 20 and 14. The sister now discovers that she is pregnant with a third child, conceived after the woman’s death.
Which of the following best describes how this gift will be distributed?
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The gift of £50,000 may pass to both the 20-year-old and the 14-year-old.(B) The gift of £50,000 may pass to both the 20-year-old and the 14-year-old. A class gift is a gift of property to be divided among beneficiaries who fulfil a general description. Here, the class gift is to be divided among the children of the sister who reach the age of 18. Class closing rules apply to determine how and when a class gift should be distributed. Generally, a class closes – to the exclusion of any potential beneficiary not then living-when at least one beneficiary has a vested interest. When there is a contingent gift, with a condition that needs to be satisfied, the class closes at the date of the testator’s death if there is any living beneficiary who has met the condition. The class then includes any other living beneficiary who later meets the condition. Here, the class closes at the date of the woman’s death because the sister already has one child who has reached the age of 18 and has therefore fulfilled the condition. Any future children of the sister who are ‘living’ at this time may also claim a share of the £50,000 when they reach the age of 18. This includes the 14-year-old only. The baby has no future entitlement as it had not been conceived before the class closed on the woman’s death. (A) is incorrect. Whilst the 20-year-old has fulfilled the contingency and so can claim a share of the £50,000 now, the 14-year-old can also claim a share when they reach the age of 18. (C) is incorrect. The baby was not conceived when the class closed on the woman’s death and so is not entitled to a share. (D) is incorrect. The class closed on the woman’s death, and any future children of the sister will have no entitlement to share in the £50,000. (E) is incorrect. A class gift such as this is valid.QUESTION ID: WEA040
A man has owned 7,500 shares in an unlisted trading company since January 2001. On 1 July 2023, he gave 3,000 shares to his son. The company has an issued share capital of 10,000 shares.
The values of different shareholdings in the shares on 1 July 2023 are as follows:
Up to 25%: £5
26% to 50%: £8
51% to 74%: £13
75% or more: £20
What is the transfer of value for inheritance tax purposes on the gift of the shares to his son?
£114,000(E) £114,000. The transfer of value is always the loss to the donor. With unquoted shares the value by which the estate has diminished is used. The value of the man’s shares before the gift was £150,000 (since he owned 75% of the shares, we calculate value at £20 per share). After the gift, the man held 45% of the shares (4,500) which were worth £8 per share (£36,000). £150,000 - £36,000 = £114,000.QUESTION ID: TAX172
A settlor transfers property to three trustees to hold on trust for her grandchildren. The trust deed contains no express powers dealing with the appointment of trustees. One of the trustees wishes to retire.
Which of the following most accurately describes the trustee’s power to retire?
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The trustee may retire without replacement provided his co-trustees consent by deed.(D) A trustee may retire without replacement provided: (1) he obtains the consent by deed of all his co-trustees and the person, if any, given power to appoint new trustees by the trust instrument, and (2) he leaves in office at least two trustees or a trust corporation. The facts state that the trust deed contains no powers dealing with the appointment of trustees, so the trustee requires only the consent of his co-trustees. (A) and (C) are incorrect because the co-trustees must consent by deed. (B) is incorrect because the settlor made no express provision in the trust deed reserving power to appoint new trustees. (E) is incorrect because there are three trustees so two trustees will remain in office after the third trustee’s retirement.QUESTION ID: TRU04
A man is buying a house which is 20 years old. The survey he commissioned includes the following information:
‘Internal works have been recently carried out to the property. A wall was erected in the large dining space to create an office room in the rear of the original room. From my inspection, the internal works were minor in nature and did not involve alteration to any load bearing walls.’
The seller did not obtain permission from the local authority to undertake the work. Though the surveyor’s report confirmed the works were minor internal works, the man is still concerned and discusses the matter with his solicitor.
What advice is the solicitor likely to give regarding this issue?
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That the work is not considered to be development and thus planning permission was not required.(C) The solicitor should advise the client that the work is not considered to be development and thus planning permission was not required. Under the Town and Country Planning Act 1990, planning permission is required for any development of land. Development includes building and making a material change of use. However, minor internal work is not considered to be development and so planning permission is not required. The survey confirms that the work was minor in nature. Therefore, (B) is incorrect. (A) is incorrect because while any alterations to a listed building (that is, one listed as historical or otherwise significant) usually need planning permission, there is no suggestion in the facts that the property here is a listed building. Additionally, the facts indicate the property is a house that is only 20 years old. It is highly unlikely to be on the list. (D) is incorrect because merely creating two rooms from one internally would not constitute a material change of use. Change of use contemplates changes such as conversion of one house to two flats or a house to a shop and a flat. (E) is incorrect because if work is not considered to be development in the first place, then deemed permission under the permitted development regime is irrelevant (because no permission is required).QUESTION ID: PRP220
An executor is administering the estate of a woman who died recently. The woman’s assets pass to her daughter under her will. The assets comprise a house (worth £100,000 but subject to a £80,000 mortgage) and £20,000 of other assets. As well as the mortgage, the woman has £60,000 of unsecured debts. Her funeral expenses total £2,000.
Which of the following is true with respect to payment of the woman’s debts and funeral expenses?
The mortgage lender will be paid in full.(A) The mortgage lender will be paid in full. This is an insolvent estate, as there are insufficient assets to pay all expenses and debts in full. Secured creditors have priority over unsecured creditors, so the secured mortgage lender must be paid first and will receive repayment of the mortgage in full. Once this secured debt is paid, the remaining assets are used to pay the unsecured creditors. These creditors must be paid in the prescribed order. The order is funeral and administration expenses, preferred debts, ordinary debts, interest on preferred and ordinary debts, and deferred debts. Each creditor ranks equally in a category, and their payments abate proportionally. Here, the funeral expenses will be paid first, and there are sufficient funds to pay the £2,000 in full. Next, the remaining £60,000 of ordinary debts should be paid. However, there are only £38,000 in assets remaining (£20,000 from the house sale plus £20,000 in other assets, minus the funeral expenses). As there are insufficient assets to cover these fully, the creditors will receive the same proportion of the sum owed to them. (B) is incorrect. As the mortgage lender is a secured creditor, it will receive payment in priority to the unsecured creditors. (C) is incorrect. The remaining £20,000 from the sale of the house will be used to pay the estate’s debts. If the estate were solvent, the daughter would likely receive the £20,000. (D) is incorrect. The funeral expenses are paid in priority to ordinary debts, and there are sufficient assets to fully cover the funeral expenses. (E) is incorrect. The mortgage lender is a secured creditor, not a preferred creditor. Employees are the only group of preferred creditors.QUESTION ID: WEA143
Question
A woman died intestate, survived by her husband and her daughter from a previous relationship. The assets in her sole name totalled £700,000, comprising the family home (£450,000), personal belongings (£50,000), and £200,000 in shares.
Which of the following best describes how the woman’s estate will be distributed?
The daughter will be entitled to the sum of £164,000 from the estate
.(D) The daughter will be entitled to the sum of £164,000 from the estate. The rules of intestate succession apply when a person dies without a will. Under these rules, when the deceased is survived by a spouse or civil partner and issue, the spouse or civil partner will receive personal chattels, £322,000, and one-half of the residue. The deceased’s issue will take the other half of the residue. The intestacy rules classify children born to unmarried parents as issue, and so the daughter is entitled to share in the estate. The husband will receive the personal belongings (worth £50,000), a statutory legacy of £322,000, and half of the remaining assets. Once the personal belongings and statutory legacy are received by the husband, this leaves £328,000 of the £700,000 estate remaining. This sum is split equally between the husband and daughter, and so the daughter receives £164,000 under the intestacy rules. (A) is incorrect. It is the spouse, not the daughter, who is entitled to the statutory legacy. (B) is incorrect. Under the intestacy rules, the daughter is entitled to share in the estate. It does not matter that her parents were unmarried. (C) and (E) are incorrect as they do not accurately describe how the estate will be shared in this intestacy situation.QUESTION ID: WEA070
A man approached the cashier at a local petrol station and offered to exchange a pair of sunglasses for some petrol. The cashier refused. The man then pulled a knife out of his pocket and told the cashier he wanted to fill up. The cashier, who was quite a bit older than the man, gave him some ‘fatherly advice’ that crime does not pay. In response to the advice, the man put the knife away. Feeling sorry for the man, the cashier then agreed to give the man some petrol for the sunglasses. The man then left. The cashier then discovered the man had taken the sunglasses from a display case in the store and clipped the tag off before offering them to the cashier. The man was arrested shortly thereafter.
With which offences should the prosecution charge the man?
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The man should be charged with fraud by false representation and attempted robbery.(C) The man should be charged with fraud by false representation and attempted robbery. Fraud by false representation requires that the defendant dishonestly make a false representation intending to make a gain for himself or a loss for another. Here the man dishonestly represented that the glasses were his, intending to make a gain for himself (the petrol). The man can also be convicted of attempted robbery because he attempted a taking of the property of another in the presence of the victim by force and with the intent to permanently deprive the victim of it. The fact that the man was persuaded not to carry out the robbery does not affect his liability for attempt; that crime was completed as soon as he pulled out a knife and demanded the petrol. He did an act that was more than merely preparatory. However, he did not actually obtain the petrol by use of force. Therefore, he did not commit robbery, so (B) is incorrect. (A) and (D) are incorrect because theft occurs when the man intends to deprive the cashier of the glasses permanently. Here, the man just wanted to use the glasses as a way to convince the cashier to give him petrol. It is arguable that the man’s actions were analogous to acting as the owner by clipping off the tag. However, fraud by misrepresentation is more clearly made out and, therefore, a far more preferable charge to theft. (E) is incorrect because the rule is that abandonment is not a defence to attempt. As discussed above, the crime of attempted robbery was completed as soon as the man pulled the knife out of his pocket and demanded petrol.QUESTION ID: CRL028
QUESTION ID: CRL028
A defendant is charged with theft of a case of wine worth £100 from a grocery store. The defendant plans to plead not guilty.
Where will the case be heard?
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Magistrates’ Court or Crown Court, depending on where the defendant elects trial.(B) The case can be heard in the Magistrates’ Court or Crown Court, depending on where the defendant elects trial. Whilst theft is ordinarily an either way offence, theft under the value of £200 is treated as summary only in that the Magistrates’ Court cannot decline jurisdiction. However, the defendant is able to elect Crown Court trial. (A) is incorrect, as the defendant is still able to elect Crown Court trial. (C) and (D) are incorrect, as the Magistrates’ Court cannot decline jurisdiction. (E) is incorrect, as the matter will stay in the Magistrates’ Court if the defendant accepts. QUESTION ID: CRP120
The managing director of a law firm’s client disputes a bill the firm recently issued for professional services. The firm agrees to reduce the professional fees by £500 to £3,500.
How should this reduction be reflected in the client ledger?
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In the client ledger account, credit the business side with £500 and £100 to reflect the reduction in VAT.(D) The reduction will be shown as a credit on the business side of the client account (and a debit in the profit cost and HMRC ledgers) to reflect the reduction in costs actually billed. Thus (D) is correct. (A) is incorrect because it should be a credit on the business side. (B) is incorrect because the question specifically asked about the client ledger account rather than the cash account. (C) is incorrect because the reduction should be shown as a credit to the client and not as a debit. (E) is incorrect because the accounts must accurately track the sequence of events, including the issuing of the original invoice and the subsequent reduction in fees.QUESTION ID: ACC028