Federalism & Dormant Commerce Clause Flashcards
privileges and immunities clause
each state must grant to the citizens of every other state the same treatment that the state gives to its own citizens with regard to those matters that are privileges and immunities
Dormant Commerce Clause
the existence of the commerce clause imposes certain restraints on what states can regulate and how they can regulate it
full faith and credit clause
a state must give effect to the public acts, records, and judicial proceedings of another state
Pike balancing test
regulation is valid if:
(1) the effects on commerce are incidental and
(2) the burden on commerce is not clearly excessive in relation to the putative local benefits
facially discriminatory
the language of the statute on its face treats out of state interests differently than in state interests because of their out of state character
affirmative commerce clause rules
(1) congress can regulate the use of channels of interstate commerce
(2) congress can regulate and protect the instrumentalities of interstate commerce
(3) congress can regulate those economic activities that substantially affect interstate commerce
affirmative commerce clause limitations
(1) can’t regulate manufacturing or production
(2) can’t regulate items before they enter the stream or after they enter the stream
(3) can’t regulate traditional government functions
(4) can’t compel individuals to engage in the commercial activities that Congress uses as the basis for regulation
self executing treaty
a treaty that upon ratification by the senate will have immediate domestic effect (will change the laws of the US)
non-self executing treaty
a treaty that will have no effect on US law unless Congress passes legislation that changes US law to be in accord with the treaty
limitations to conditional spending
(1) the exercise of spending power must be in pursuit of general welfare
(2) conditional grant of federal funds must be done unambiguously (states need to be aware of conditions and consequences)
(3) conditions must be related to the federal interest in spending (national projects, programs, concerns)
(4) spending cannot have an independent constitutional bar (can’t ask the states to do anything that’s unconstitutional)
(5) the condition can’t be coercive (states must have a choice)
tax
- for it to be constitutional if outside commerce power scope it must not be a penalty
- once you decide it’s a tax, you have to determine whether it’s direct or indirect
- congress can tax omissions/inactivity
penalty
punishment for an unlawful act or omission
factor test for penalty
(1) it is a heavy financial burden
(2) the payment is triggered by scienter
(3) the payment is enforced by a regulatory department
(4) the payment arises because of unlawful act
constitutional limitations to taxation power
(1) it must always be for the general welfare
(2) if the tax is direct, it must be apportioned among the states
(3) if the tax is indirect it must be uniform throughout the states
(4) if it’s an income tax it does not have to be apportioned but it does have to be uniform