FD1 1 Flashcards
What is excluded from patentability?
s1(2) and s1(3)
- Discovery, scientific theory, mathematical method
- LDMA
- Scheme, mental act, playing a game, doing business, computer program
- Presentation of information
- Immoral, contradicting public policy
What disclosures qualify for the 6 month grace period?
UK
Those resulting from the invention being obtained unlawfully or in breach of confidence
or officially recognised international exhibition
Requirements for a breach of confidence
An air of confidence at the time that the information is imparted/acquired that causes the recipient to understand that the information is confidential.
e.g. marked as confidential or password protected
Windsurfer/Pozzoli steps
- Identify the person skilled in the art and their common general knowledge
- Identify the inventive concept
- Identify differences between state of the art and the inventive concept
- Decide whether these difference constitute obvious steps
Can US provisional applications be prior art?
No, they never publish
What is citable as s2(3) prior art?
Patent/application (that can become a GB patent) having an earlier priority date but validly published after the priority date.
The abstract is not citable, however.
Withdrawn but still published is not validly published
Always EP, sometimes PCT
What constitutes an enabling disclosure?
Enough information is revealed to enable the skilled person to replicate the invention
Action(s) when there has been a disclosure in breach of confidence
Including non-enabling disclosure by 3rd party
File an application asap before a verifiable publication
Request return of your document and that no further publications are made
What is excluded from patentability?
s4A
- Method of treatment of the human/animal body by surgery or therapy
- Method of diagnosis on the human/animal
A treatment requiring/affecting the action/supervision of a physician
Is there any remedy for missing the priority deadline?
Priority deadline can be extended by 2 months if unintentional
How can a second filing be a basis for priority?
If there are no rights outstanding on the first filing
* Withdrawal/refusal before publication
* Not used to claim priority
* Same country as the first filing
Deadline for declaring priority (GB)
Including when filling late
Within 16 months of the priority date
or
When filing the application late
Unless early publication has been requested
Deadline for declaring priority late (PCT(GB))
1 month after the beginning of the national phase
Deadline for filing priority document
Within 16 months of the earliest priority date
No translation required
Requirements for valid priority document
Patent application or utility model of a WTO/WIPO/PCT member
+
First filing of the subject matter
+
All applicants of priority document must be applicants of the new document or their successor in title
Action for using CIP as priority document
Claim priority to both the parent and the CIP if possible
Otherwise, the parent is at least s2(3) prior art
Who is excluded from applying for a patent?
Unincorporated firms, bodies, or partnerships
Applicant must be a natural or legal person
Who can be granted a patent?
- The inventor
- An entitled person (by agreement/law)
- A successor in title
Which sections are relevant for entitlement disputes
- UK applications - s8
- UK patents - s37
- Foreign applications - s12
What actions can the Comptroller carry out in accordance with s8?
- Replace some/all applicant names with new party(s)
- Refuse the patent or excise contested elements
- Order a licence or transfer of a right in the application to the new party(s)
Requirements for filing a new application after entitlement proceedings
- The original application is refused or withdrawn or the new party’s elements are excised
- New application filed within 3 months of the decision
Deadline for declaring inventorship and filing priority documents for new applications resulting from a dispute
s8(3), s12(6), s37(4) applications
2 months from filing or 16 months from priority
or
At filing if within six months of the R30 compliance period
Alternatives to official s8 entitlement proceedings
- Amicable agreement (assignment)
- Early settlement (other party bears court costs if they reject the offer)
Recommendation when prosecuting a patent post-entitlement dispute
Accelerated prosecution as the other party are likely infringing
What happens to existing licenses after entitlement proceedings?
If at least one original applicant remains - license is treated as being granted by the remaining applicant(s)
If no original applicant remains - license lapses
Who is entitled to a license after entitlement proceedings?
An original applicant or licensee that was working, or making serious and effective preparations to work, the invention in good faith in the UK prior to entitlement proceedings.
License must be requested within two months of the order to transfer
Requirements regarding declaring inventorship
Deadline + information
16 months from priority
* Identity of the inventor(s)
* Derivation of rights to the applicant(s)
Do divisionals and applications resulting from entitlement disputes require inventorship to be declared?
Yes, because not all inventors necessarily contributed to the new subject matter
Can an inventor stay anonymous?
They can waive their right by requesting before publication preparations are complete
They must give reasoning for not being named, but can anonymise their address without reasons
Typically 16 months + 3 weeks from priority
2 month extension as of right
Deadline for paying the application fee
12 months from priority or 2 months after filing
How can a withdrawal be reversed
The Comptroller can correct an error or mistake in the withdrawal under s117(1)
Requirement for an error to be corrected
Immediately clear that there is an obvious error and immeditely evident that nothing else could have been intended
Requirement for multiple inventions to have unity
They have matching or complementary special technical features that define a contribution over the prior when considered together as a whole
Deadline for translation of the specification
2 months from the request for translation
Requirements for a filing date
- Indication that a patent is sought
- Identify or enable contact with the applicant
- Something that appears to be a description or reference to an earlier application
When can missing parts be filed?
Between filing and preliminary examination, or within 2 months of notification
When does preliminary examination start?
When:
* The application has a date of filing
* The application has not been withdrawn AND
* The application fee has been paid
When do missing parts not change the date of filing?
- The application claimed priority on filing
- The priority document contains the missing parts
- The applicant requests (within the deadline for filing missing parts) that the application is not re-dated
Deadline for filing claims
12 months from priority or 2 months from filing
2 month extension as of right
Deadline for filing abstract
12 months from priority or 2 months from filing
2 month extension as of right
Relevant deadlines when filing an application by reference
Filing a description - 12 months from priority or 2 months from filing
Filing a certified copy of the referenced application - 4 months from filing
Translation must also be filed if required
Only the description deadline has a 2 month extension as of right
Deadline for requesting and paying for search
12 months from priority or 2 months from filing
2 month extension as of right
Deadline for filing the priority document when filing missing parts with a request to retain the original filing date
16 months from priority or 4 months from request
Deadline for filing a divisional
Before the last 3 months of the compliance period
Before the date of grant of the parent
Typically 4 years and 3 months from priority
How do s15(10) deadlines apply to divisionals/ applications resulting from a dispute
They are given the later of those deadlines and 2 months from filing
Unless they are within the last 6 months of the compliance period - then it is on filing
Deadline for search fee for PCT(GB)
Usual deadline or 2 months from start of the national phase
Deadline for filing formal drawings
15 months from priority
Publication date
18 months from priority
Deadline for avoiding publication
5 weeks before publication is due
Requirements for a search
- Preliminary examination completed
- Application not refused/withdrawn
- Search request and search fee on time
- Application has a description and one or more claims
- Correct language
Deadline and threshold for excess claims fees
(+ cost)
Due with the search fee
Over 25 claims
£20pc
Deadline for requesting further search
3 months before the end of the compliance period
When can the search fee be refunded?
Application withdrawn before the search starts
Subject matter already searched in the parent
When is voluntary amendment possible?
After the search report and before grant
One amendment per examination report
Deadline for voluntary amendment after positive first examination report
2 months
Deadline for requesting examination (normal)
+ Secrecy
6 months from publication
Or 2 years (18 months + 6 months) if under secrecy
2 month extension as of right
Deadline for requesting examination (divisional)
Parent’s deadline or 2 months from filing
OR
On filing if within 6 months of the compliance period
Deadline for requesting examination (PCT(GB))
33 months from priority or 2 months from entry
Deadline and threshold for excess page fees
(+ cost)
Due with the examination fee
Description has >35 pages
£10pp
Compliance period (normal)
4 years + 6 months from priority
OR
12 months from first examination report
Compliance period (dispute)
4 years + 6 months from priority
OR
18 months from the new filing date
Compliance period (divisionals)
Same as parent
Deadline and cause for paying grant fee
2 months from the intent to grant
Excess claims or pages that occurred after search/examination requested (repsectively)
When is the earliest a patent can grant?
3 months from publication
(therefore request early publication)
Time between allowance and grant
1 month, or 2 months if the allowance is the first Communication
Can the compliance period be extended?
- 2 months as of right
- Potentially further using R108(3)
- During a pending appeal
- To the appeal deadline
- Due to third-party observations
Deadline for reinstatement
12 months after the termination of the application
Requirements for reinstation
- Evidence that the failure was unintentional
- Failure remedied within a specified period (> 2 months)
What happens to those who infringed between loss and reinstatement
If infringement was in good faith - may continue
If in bad faith - infringing acts treated as such
Only applies if the application was already published
Who can file third-party observations and what for?
Any person
Questioning the application’s patentability
What can happen if third-party observations are filed close to the end of the compliance period?
If filed within the last 3 months, and result in an examination report the Applicant is given 3 months to put the application in order
What are the requirements for filing military applications overseas?
The application must have been filed in the UK 6+ weeks ago and no prevention order has been issued
What can delay publication of an application?
(no withdrawal)
Publication of applications that are prejudicial to national security or public safety are delayed by up to 3 months
Secretary of State can extend this delay