Fasea examples Flashcards by Christopher Young | Brainscape

Q

Providing execution only - but really advice

A

Standard 1 - Circumventing law

Standard 2 - Best interest and Integrity

How well did you know this?

1

Not at all

2

3

4

5

Perfectly

Q

Receiving Kickback from property developer

A

3 - Conflict

7 - Third party payments

How well did you know this?

1

Not at all

2

3

4

5

Perfectly

Q

Wholesale client with no investment experience

A

1 - Circumventing intent of law

How well did you know this?

1

Not at all

2

3

4

5

Perfectly

Q

Advice not based on relevant circumstances

A

2 - BID

Consider - 1 - fails corps act BID

How well did you know this?

1

Not at all

2

3

4

5

Perfectly