Extra Terms Flashcards
1
Q
Fundamental analysis
A
financial ratios, info about companies
2
Q
Technical analysis
A
charts price & volume over time
3
Q
Investment Companies
A
- face amount certificates
- unit investment trusts
- management companies
- not holding companies
- investment limit on another IC shares = 3%
- semi annual reports to share holders
- annual filing w/ SEC
4
Q
discretion
A
requires: Action, Asset, Amount
Time or price is not discretion, it is a limit order
