Exam Review Flashcards
Jean Bodin
- Introduced the concept of sovereignty
- Argued that the sovereign was responsible for maintaining order and protecting the people
- Argued that the sovereign was the most high, absolute, perpetual power over the citizens and subjects in a Republique
- The King has power because he is acting on behalf of God (i.e., no social contract as the majesty is sovereign because God said so)
- Believed in absolute sovereignty in which the sovereign is the absolute power that allows you make and repeal law, and as sovereign you are above the law
What led to Jean Bodin’s view of sovereignty?
He witnessed the Protestant Reformation and the uprisings against the King and the subsequent bloodshed and conflict that had engulfed France. As a way of dealing with this factional/sectarian violence, Bodin argued that absolute power should be vested in the sovereign. If there is one, absolute, perpetual sovereign, then they will be able to maintain law and order in the country. Jean Bodin also argued that if you share powers between the King and his subject, then neither would be bound by the law, and this would result in anarchy. Hence, sovereignty must be absolute, and this absolute sovereignty must be held by the King.
Thomas Hobbes
- Created the social contract theory
- He argued that humans are in a horrible state of nature and anything besides purely surviving in this state of nature is useless
- Thus, if we want to escape this state of nature, we need to transfer our power and submit to a higher authority to protect us
- Believed that sovereignty comes from the people, and we transfer this sovereignty to the higher authority in the form of a social contract
- However, to protect us, the sovereign needs absolute power
- Subjects are not allowed to change a tyrannical government
John Locke
- Less pessimistic about the state of nature
- Believed that there is indeed a social contract between subjects and authority, but we do not transfer all of our powers
- Against absolute sovereignty
- There must be the ability to have freedom of religion and freedom of speech
- Must have safeguards on the King’s powers in the form of separation of powers
- Executive, federative, legislative
- Argued for two social contracts: 1) between citizens, 2) between citizens and government
Rousseau
- In Rousseau’s idea of popular sovereignty, you do not give away power to the state but rather you have the power
- People become the government by becoming citizens, and therefore by having citizenry, they have the sovereignty to rule their own country
- The purpose of the government is to support the general will
- We can be free in a society as long as our rules express the general will
- Thus, the social contract is solved through the general will. The general will exists in every citizen as a moral compass that guides their answers.
The legislative process under the general will
- population must be well-informed
- no negotiations
- voting must be led by ways of argument and not what is beneficial for you
- legislation must apply to everyone equally
- everyone participates
Sieyes
- Believed that the sovereign people are unlimited
- There are no rules for the sovereign as they precede the legal order
- sovereignty is a source of the legal order
- thus, the sovereign cannot be subject to the legal order
- Backed popular sovereignty and representation
- Sovereign acts through their representation
- Described the people as the legal order and are outside the legal order since they created it
- Thus, the legal order binds everybody but the people
- Obviously, what is ‘the people’
Jean Bodin developed his concept of sovereignty during the great political crisis of the 16th century caused by the Reformation. Discuss the relationship between the coming of the Reformation and Bodin’s development of the idea of sovereignty.
Jean Bodin saw lots of bloodshed and war during the Protestant Reformation. He saw the factional strife issues that France was plagued in, and said to solve this, we need to have a central authority that has absolute power – i.e, the Monarch. As such, the Monarch is responsible only to God, has absolute sovereignty in this respect, and thus, the sovereign is the most high, absolute, and perpetual power in the Republique. This absolute power would help repeal the factional strife and make the citizens of France subject to the absolute power of the monarch who was above the law and could create and repeal law as he wished. Having sovereignty, according to Bodin, means that you are able to make and repeal law, and as having absolute power, you are above the law. In this line, Bodin argued that if you share power between the King and his subjects, neither would be bound by the law, thus resulting in anarchy (what was happening during the reformation).
Hobbes’ concept of citizenship
Citizenship essentially means entering into the social contract whereby you transfer power to the King making him an absolute sovereign, thus subjecting yourself to the almost unlimited power of the sovereign that you and your fellow citizens have elected to govern. Citizens begin with power of the state, but then they give all this power away to the King in the form of a social contract
Rousseau’s concept of citizenship
By becoming a citizen, you have the power of the state. As such, people become government by becoming citizens, and therefore by having citizenship, they have the sovereignty to rule their own country. Their decision-making and rule is guided by the general will that all citizens have and must awaken when ruling the country.
John Locke and Madison on the separation of powers and checks and balances
Both Locke and Madison agreed that the ruler/sovereign should not have unlimited power, but rather there must be a system of checks and balances in the form of separation of powers. Locke came up with the separation of powers in which he argued that there should be federative, legislative, and executive wings that check on the King’s powers. Locke believed that subjects should still have freedom of religion and freedom of speech and was against absolute, unlimited, sovereign power - a concept that Madison (and the Founding Fathers of the US) agreed with and built upon.
Relationship between social contract and the Constitution
The Constitution is a written form of the social contract. It codifies the social contract and builds the state and its entities, organs, institutions, and functions. In essence, the social contract is the foundation of political order of the state as it structures and organizes relationship between states and the people and amongst the people themselves and thereby recognizes popular sovereignty, and the Constitution codifies this idea.
Rousseau’s general will idea
The people have general will and the state must be guided by this general will. As such, the general will informs the decisions that the people make in their state, and it is part of every citizens of the state as a moral compass and influences their choices. Citizens guided by the general will can make decisions for the betterment of society without self-interest. As such, Rousseau believed that people can be free in a society as long as they are guided by, and make decision on, the general will
General will in the legislative process
Everyone participates
Population must be well-informed
No negotiation
Voting is guided by points of argument, not what is just beneficial for you
Legislation must apply to everyone equally
‘C’onstitution vs ‘c’onstitution
Constitution: refers to the apex, legal document of the state. Usually, the central written document that is often referred to as the country’s “Constitution”
constitution: refers to the combination of legislation, custom, court decisions, scholarly writing, and customary law that serves as legitimizing and limiting government authority and functions. Basically gives effect to the Constitution, but is of lesser relevance. Can consist of constitutional review, constitutional preview, customs, international law and treaties, etc.
Purpose of the constitution
Basically establishes and codifies the social contract: symbolize and legitimize the relationship between citizens and government, between the organs of government, between citizens themselves, establishes and guides the organization of the state, attributes power to public authorities, and must be superior and bind all state organs to it
Constitutive constitution
Also known as a descriptive constitution: reserves itself to the outline of the functioning of the different organs of the state and the codification of the power structure. Usually consisted of shorter articles in a bare-boned description and structure, and typical of older constitutions such as the Dutch, Belgian, Norwegian, etc.
Programmatic constitution
Also known as a prescriptive constitution: these constitutions are more forward-looking and normative and, while they do outline the structure and functionings of the state, they also contain ideas and promise for the future, advising on how a model society should look, and provides aims and what the nations people and government’s should strive for while also giving more context for solving political and societal issues. These are typical of newer, post-World War II constitutions such as Nigeria’s or Germany’s.
Entrenchment and super-entrenchment
Entrenched articles and provisions are those that typically require more steps, more approval, and more consensus to amend than regular articles and provisions in a Constitution. An entrenched article will usually require something like two-thirds of both houses in the national parliament, a referendum, etc.
Super-entrenched articles and provisions are more difficult to amend than entrenched articles. Such articles will usually require a mammoth effort of the country as they typically will require something like 3/4 of both houses + a referendum, passing by the federal national parliament and a certain threshold must be met in the state/sub-unit parliaments, etc.
Rigidity vs flexibility
Rigidity and flexibility are terms that refer to how much a constitution has changed historically. A rigid constitution typically has many entrenched and super-entrenched articles and has proven to be incredibly difficult to amend with very few amendments having happened.
A flexible constitution typically has fewer, if any, entrenched and super-entrenched articles, and has proven to be easy(ier) to change.
‘Total constitution’ and the rule of law
Total constitution: resolve, address, and strongly influence virtual all legal, moral, and political conflicts in a society.
Rule of law: the concept that the law precedes and is above everyone and everything in the country - all state institutions, subjects, organs, etc. are bound by the law.
The notion of total constitution is in line with the rule of law, as the constitution is the highest law of the land, and a total constitution means that everything is subject to the constitutional rule of law.
Constitutions regulate…
…relationship between citizens and the state; between state organs
Montesquieu’s central idea
For different eras, different cultures, and different groups of people - different solutions are needed. This was opposite the thinking of the time that said that antiquity knowledge (Ancient Greece and Rome) was superior to all else
Montesquieu’s ‘three methods of ruling’
Monarchy: driven by ‘glory’
Aristocracy: driven by ‘virtue/inner nobility’
Democracy: driven by ‘equality’
Presidential system
- Independent executive from the legislative
- Two sources of legitimacy: the legislature and the President
- The President is independent of the legislature, has his own mandate and separate powers, and is superior to his ministers
- The President is both Head of State and Head of Government
- The government is executed by the President and his ministers, who operate separately from the legislature
Parliamentarian system
- The executive is dependent on the legislative
- One source of legitimacy: Parliament
- Ministers must be responsible to parliament, and since parliament is elected by the people, they are thereby responsible to the people
- PM is usually the leader of the largest party in Parliament
- PM is head of government while a ceremonial figure (monarch, AG, President, etc.) is head of state
Marbury v Madison
- Established principle of judicial review
- The Judiciary is now able to review bills passed by Congress for constitutionality, and has the ability to strike down laws they find that violate the Constitution
- Also established that the US Constitution is not just a set of political ideals, but rather actual law that must always be followed
- Judge Marshall reasoned that the Constitution places limits on the US governments’ powers and functions, and this purpose would be meaningless without some form of judicial review
Majoritarian electoral system
- UK, Canada electoral system
- The seats in parliament are distributed amongst districts in the country, and the amount of districts a party wins across the country is translated into the number of seats in Parliament
- The candidate that wins the most votes in a district becomes the MP for that district in national parliament
- Issues with this system: it is not an accurate representation of the political ideology as a candidate can win a district with just 35% of the vote; people may engage in strategic voting where they will vote for a candidate of a party just to make sure that the opposition party does not get elected; can often lead to a ‘two-party’ system;
- Advantages of this system: election results are very clear and government formation is quick and problems by the party in power can be quickly addressed, thus very good at legitimizing strong, clear governments.
Proportional representation electoral system
- Netherlands electoral system: 150 seats divided over 20 political parties
- The country is seen as one big electoral district and everyone casts their votes, and the percentage of votes for a party nation-wide is translated into the percentage of seats won by the party in the national parliament
- Government usually has to rule through coalition agreements (must have a simple majority of seats in parliament to rule)
- Many countries include minimum threshold rules to enter parliament - such as getting at least 5% of the vote
- Advantage: parliament usually reflects the political ideologies and divisions of the country
- Disadvantage: forming government is often a difficult and lengthy task
Constitutional mechanisms used to ensure parliamentary protection and effective functions
- Immunity of MP from civil liability/prosecution during their tenure
- Balance between parliament’s power to oust the executive and the executive’s power to dissolve parliament (rule of no confidence balanced out by dissolution of parliament)
- Elections with reasonable intervals so no government stays on too long
- Parliamentary sovereignty: parliament has the right to make or unmake law, and no person or body has a sole right to override or set aside the legislation of parliament
- In the UK and NL, Courts are not allowed to review or change parliamentary legislation
- No parliament can pass laws that future parliaments cannot change
- Parliament allowed to create laws about anything
Separation of powers within government
Institutional, functional, personal
E.g., cannot be minister and part of the House of Parliament at the same time (NL, US)
Cannot be part of two houses at the same time
Why should the legislative branch dominate?
- As the legislative is directly elected by the people, thereby representatives of and responsible to the people, it is imperative that they are the dominant branch in a republican state. The legislature is also the body that creates and passes laws affecting not only the entire country, but also each organ in the state. Hence, their dominance is key in this respect.
Declaration of incompatibility
- Declaration of incompatibility: In UK constitutional law, this is a declaration issued by a United Kingdom judge that a statute is incompatible with the European Convention of Human Rights under the Human Rights Act 1998 section 4. This ensures that the legislative must still be cognizant of its role as representative of the people and does not engage in or pass laws that are counter to human rights. Furthermore, declaration of incompatibility by a court against a legislation that runs counter to a key fundamental right maintains that parliament, while supreme and sovereign, still has a responsibility to its people and cannot engage in tyrannical actions.
Non-delegation doctrine (advanced by Judge Rehnquist)
- The non-delegation doctrine is a principle in administrative law that Congress cannot delegate its legislative powers to other entities.
- Rehnquist is arguing that the legislature should not be delegating their legislative powers to other bodies to review, create, or supplement laws. Hence, Rehnquist is criticizing the process of legislative delegation that is common in many constitutional systems.
Federalism
- System of government in which sub-units have considerably more power than sub-units in unitary states
- Sub-units derive their power from the constitution
- A decentralized and deconcentrated form of governance
Unitarianism
- The power of sub-units is derived from the central authority
- The central government will usually delegate certain powers to the sub-units
- The existence of the sub-units still depend on the power of the legislator
- Unitary states are often characterized either by the fact that all powers of local authorities are granted by the central legislator, or the constitution may provide some form of local authority but it is up to the central legislator to decide what those limits, powers, and functions are
How does the Constitution detail power structure in federalist states
- Constitution normally will declare about the actual division of powers and functions between the federal authority and sub-units
- Constitution may say that all powers rest with the sub-units except for designated powers mentioned in the constitution that rest with the federal authority
- Constitution can also have a list of designated powers for each level of authority
- Constitutional guarantee that sub-unit powers will not be taken away from them
Symmetrical federation
- Federal states can also be classified as symmetrical federations where all the sub-units enjoy the same powers and have the same say in the federal framework
- The norm is equality between all the units
Asymmetrical federation
- In systems of asymmetrical federalism, some sub-units have greater autonomy than others even though they have the same constitutional status
- E.g., Catalonia, Quebec, Kingdom of NL in which Netherlands has greater autonomy and decision-making than Aruba
- Asymmetrical federalism can be divided into two types of agreements or arrangements:
- The first type resolves differences in legislative powers, representation in central institutions, and rights and obligations that are set in the constitution. This type of asymmetry can be called de jure asymmetry - essentially, asymmetry derived from the constitution
- The second type reflects agreements which come out of national policy, opting out, and bilateral and ad hoc deals with specific provinces, none of which are entrenched in the constitution, with this type of asymmetry known as de facto asymmetry - essentially, asymmetry derived from political agreements and acts determined by the central legislator with the sub-unit
Centripetal federalism
- Also known as integrative federalism: refers to states who used to be independent and then decided to pool their powers together to create a new federal system
- Power goes to the centre, while the independent states (now united) still have quite a bit of power styll (still federalism)
- E.g., US, Switzerland, UK