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CISI UK Financial Regulation 2024 > Exam Questions > Flashcards

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CISI UK Financial Regulation 2024 (8 decks)

Chapter 1: The Regulatory Environment

Chapter 2: • The Financial Services and Markets Act 2000 and Financial Services Act 2012

Chapter 3: Associated Legislation and Regulation

Chapter 4: The FCA Conduct of Business and Client Assets Sourcebooks

Chapter 5: Complaints and Redress

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