Exam Flashcards
Week 5: Civil (tort) law and forensic psychology
- Duty of Care: this is a legal obligation imposed on an individual requiring that they adhere to a standard of reasonable care while performing any acts that could foreseeably harm others.
- Breach of Duty: the conduct falls short of the expected standard under the circumstances.
- Cause: separated into cause in fact, i.e. but/for test, and proximate cause, i.e. an event that is sufficiently related to the harm.
- Harm and/or damage: This relates to the proof that the plaintiff has suffered a loss, e.g. costs, reputation.
How to read an appellate court opinion
- Issue: What is the specific and concise issue at hand in this case (often framed as a question)?
- Facts: What are the relevant facts of the case?
- Case History: What was the judicial route that brought the case to the attention of this court (including grounds for appeal)?
- Holding: What is the decision of the court (upheld, reversed, remanded)?
- Rationale: What is the reason for the court’s decision (including persuasive evidence)?
What is a survey?
A survey is a research method used for collecting data from a predefined group of respondents to gain information and insights into various topics of interest. It can have multiple purposes, and researchers can conduct it in many ways depending on the methodology chosen and the study’s goal.
When creating a survey and designing the questions you’ll use, it is important to keep in mind that each survey question should have a specific goal that is directly related to the report. A useful and constructive survey avoids questions that are complex, confusing or overly long. It also avoids using double negatives, and the social psychology trap of circuitous questioning without a valid reason, e.g. attitudes related to political issues, sensitive issues, sexuality, etc.
What is the expert witness?
Common definitions of an expert describe someone who holds specialised knowledge in an area, who has attained a high level of ability or performance in their field, or who is recognised as a leader in the field. As you can see, one of the key problems here is that there are very few objective measures to define who is and who isn’t an expert.
The legal definition of an expert witness, however, is different. In order for a witness to be qualified as an expert for the purposes of testifying in Australia, they must be assessed as meeting the following criteria:
Expertise rule: this includes an assessment of qualifications, research and peer recognition.
Relevant field of expertise rule: this involves demonstrating that the expert is knowledgeable in the specific area at hand.
What are the four different policing models?
1) zero-tolerance policing, i.e. the strict responsive model:
It focuses on taking a hard-line approach to disorder and minor crime, or so-called quality-of-life offences. This strategy is usually employed when a community is defined as out of control, in fear and high in crime. Characterised by interventions that aggressively enforce criminal and civil laws and that are conducted for the purpose of restoring order to communities. The idea is that through aggressive enforcement, residents will be more inclined to care for their community, which will increase order. This will, in turn, lead to a reduction in the fear of crime and ultimately signal to potential criminals that law-breaking will not be tolerated. Strategy steps: Strict enforcement, Community ownership and pride, Increased order, Less fear of crime & Message to offenders.
The top three challenges to this strict responsive model include that is has a negative impact on police relations due to its aggressive enforcement. It also has the potential to increase crime in the long run, due to the increased records of arrest for individuals and finally, it has been widely criticised for its disproportionate impact on poor and culturally diverse communities.
2) problem-oriented policing, i.e. the proactive model:
It follows the belief that separate criminal incidents are a result of a common problem and that this is, in turn, due to an underlying condition. The proactive model argues that the police are best positioned to identify when a variety of incidents are related to a common problem. Once identified, the underlying cause of the problem is also identified and a strategy is put in place to positively impact said cause.
Problem-oriented policing works on the assumption of incorporating problem-solving as a normal part of a police officer’s day-to-day activity. It also assumes that this problem-solving activity can identify underlying conditions, fashion effective responses and eliminate the underlying causes. It is, in some ways, analogous to GPs and medical conditions.
The SARA model: Problem-oriented policing is normally pursued by employing the SARA model:
=Scanning: in which officers pay particular attention to a variety of incident calls in order to try to identify a common thread across them.
=Analysis: in which officers are tasked with gathering additional information about the series of incidents from a variety of sources, e.g. other police data, probation, housing authority, to identify the core underlying condition. This is the most important step, and often on the ‘crime triangle’ framework, which suggests that crime events should be analysed according to victims, offenders, and problem areas, e.g. opportunity.
=Response: police officers are encouraged to develop a strategic response to positively impact the underlying condition and to include other ‘partners’ in their efforts.
=Assessment: this involves police officers evaluating whether the strategy was successful.
3) community-oriented policing, i.e. the partnership model:
The community-oriented policing model is all about partnerships. This model is based on the realisation that police cannot deal with crime by themselves, and that therefore, the community must play a role. There is a belief that there is a direct link between physical disorder, social disorder, and crime, known as the ‘broken window’ theory. For example, this is often the basis for graffiti response initiatives. Given these notions, police should focus their attention on disorder and quality-of-life crimes.
There are four core features to community policing:
=Police–community partnership: this is about the need to forge formal ties between the police and communities. It has been suggested that the success of this feature is based on the success of consultation and mobilisation. The main difficulty here revolves around defining ‘police’, as personnel change constantly, and ‘community’.
=Organisational change: this suggests that there is a need for a change to both the organisational structure and culture. Structural changes include a decentralisation of the department, with fewer levels of management and less specialisation, greater discretion for patrol officers, and less frequent re-assignment of officers to allow for stable relationships with the community. This last point encourages ownership of a beat. Cultural changes, on the other hand, include a change from a reactive to a proactive orientation and getting rid of the ‘us versus them’ mentality.
=Problem-solving: this takes place through the identification and strategic response to underlying conditions.
=Programmatic elements: these are common elements across initiatives, including the philosophical dimension (the central ideas behind the philosophy); the strategic dimension (operational concepts that translate philosophy into action); the tactical dimension (programs, practices and behaviours); and the organisational dimension (changes in administration, management and supervision to support community policing).
4) CompStat, i.e. the technology model:
The final strategy is CompStat, or computer statistics policing, i.e. a technology-based model. This is a scientific approach, based on the belief that the police have the ability to both prevent and reduce crime. This happens primarily through the use of computer-generated statistics to analyse crime problems and develop appropriate responses, with a heavy emphasis on data mining. The key to this model is the understanding that timely analysis of data is central to the success of the initiative.
Policing Principles: Identification of specific objectives: For example, reducing the number of guns on the street, reducing auto-theft
Timely and accurate intelligence: Such as GIS, hot spot analysis, crime patterns
Effective strategies and tactics: Developed across various units and patrol-based
Rapid deployment: For example, of personnel and resources
Relentless follow-up: This includes both follow-up and assessment
Week 7: Courts and psychology, part 1. Jury selection:
Jury selection revolves around the issue of ensuring that the members of the jury are not likely to employ extra-evidential factors in their decisions. Juries are instructed not to take these factors into account, but sometimes it’s difficult to do.
Evidential examples:
- defendant’s alibi
- statements made by witnesses.
Extra-evidential: factors relating to the defendants:
- culture
- race
- religious background
- tattoos
- gender.
What is the Process of jury selection?
- Identification of eligible jurors
In order to get a statistically representative sample of the population, eligible jurors are identified from a defined source (e.g., medical card, national number, electoral roll). This provides a complete list of all possible people who could potentially serve on a jury. - Confirmation of eligibility
Selected people complete an online questionnaire that includes questions to determine someone’s eligibility for jury service. Factors that might exclude someone from jury service include: age, citizenship, language comprehension, etc.
Note: excluded from service is not the same as excused from service (more on ‘excused’ in step 5). - Summons
Randomly selected eligible potential jurors recieve a directive to appear at a specific courthouse on a specific date. Those summoned form the jury pool. 200 people might be summonsed and appear at the courthouse. - Selection of the venire
A random selection is made of a group of individuals from the jury pool. The ‘venire’ is is the group that the jury will be selected from. From the jury pool of 200, 50 might be selected to form the venire, which proceeds to a courtroom. A 12-person jury will be chosen from the venire of 50. - Excuses from service
Any individual who believes that they are unable to serve due to either undue hardship or potential bias can ask the judge to be excused (serves as the challenge for cause component and is based on self-identification). From the venire of 50, perhaps 10 might be excused.
Undue hardship
Most claims relate to undue hardship. Examples include:
time for trial clashes with scheduled surgery
single parent
business operator
Potential bias
Potential jurors can be excused because:
they’re aquainted with people in the case (i.e. victim, lawyers)
they have an identified bias. The judge will ask if they can put it aside and consider evidence only.
- Empanelment & peremptory challenges
The names of the remaining people in the venire are called randomly. They walk in front of the accused and toward the jury box. If they do not hear ‘challenge’ or ‘stand-aside’, they are seated. If they are ‘challenged’ then they leave the courtroom. Different jurisdictions use different approaches to empanelment. From 40 remaining in venire, 12 jurors will be selected.
7. Affirmation Once 12 (or in some cases 15) jurors are selected they take an oath to carry out their task faithfully, impartially, and to decide on a verdict according to the evidence.
Alternative Models: US
In the United States, the main difference revolves around the assumption that potential jurors cannot or will not identify their biases and that this may result in an inability to impartially assess the evidence. As such, there is greater emphasis on information-gathering through:
*challenge for cause—removal of a juror based on proof or demonstration of a bias that would impede their ability to be objective (attitude-behaviour question)
peremptory challenges—removal of a juror with no basis for dismissal required (limited number).
*This expansive model is the reason why most psychological research comes from the United States, and why most of the forensic psychology consulting (psychological profiling) about selection of jurors is in the United States.
Sources of information (in the US)
Because trial lawyers can take so much more information about potential jurors into account, they will source background information about jurors from many various sources, such as the following.
Pre-trial
- Pre-trial questionnaires
- Investigative reports
- Public information
- Social media
Trial
- Judge’s questions
- Attorney questions
- Observation (inside the courtroom and outside)
Attitude components
Knowledge of jurors’ attitudes is very important in trying to predict the likelihood that the juror will decide guilty or not guilty in a trial. Jury experts are sometimes engaged to assess different components of jurors’ attitudes.
- Attitude strength (potency): suggests that the stronger an attitude the more resistant it will be to change.
- Attitude accessibility: suggests that some attitudes are more easily accessed (and subsequently employed) than other attitudes.
- Attitude relevance: suggests that an attitude is only ‘triggered’ if it is perceived as relevant to the current situation.
Trait theory
Trait theory revolves around the belief that, like everyone, jurors have certain personality traits and that these traits have a connection to the decisions the juror might make.
Traits include the following.
**Authoritarianism: this is defined as one’s level of belief in obedience to authority and is correlated with conservatism. It is important with regard to the degree to which they will ‘follow’ the instructions of the judge. It is generally assessed by the -F-scale:
-low on F-scale = questioning, high on F-scale = non-questioning authority
lawyers might want jurors who follow instruction rather than give F-scale test, assessment is based on observation, response to questions.
- *Introversion/extroversion: it is suggested that introverted jurors are more likely to conform with the majority during deliberations and that extroverted jurors are more likely to have an impact during deliberations (including selection of foreperson) important for lawyers to know who’s going in to the jury room
- introverted = likely to follow, extroverted = likely to lead the discussion.
- *Need for cognition: this suggests that those with a need to analyse information may be better suited to a cognitive trial strategy:
- low need—don’t need to know, give me story
- high need—want to dissect every piece of information.
- *16 PF: it is suggested that information regarding 16 PF traits may be employed to select jurors (see the following table):
- 16 personality factors makes a personality profile can’t give personality test in –juror selection—make guesses (60% science, 40% art/guesswork).
Watch the the We the jury (Links to an external site.) (Everyday-Law, 2014) video about the process of jury selection in Victoria. Pay close attention to the section on jury empanelment (12:45 - 17:00) (Links to an external site.) (Everyday-Law, 2014).
Step 2: Post your opinion about either the benefit to the accused or about the limitations of the empanelment and challenge procedures. Especially consider the impact upon the fairness of trials.
I believe the benefit to the accused of the empanelment process to be:
consistency of practice among jury trials.
attempts to eliminate prejudice or bias/i.e. racial, religious, gender etc.
attempts to eliminate people from the jury who have a negative perspective of the defendant or knows the defendant.
The limitations of the empanelment process:
I use the word attempt in the above as bias is part of our cognitive makeup following tabula rasa and is sometimes unconcious to us. Research studies have shown that we still make decisions involving bias being completely unaware.
The outside effect of the media can sometimes interfere in jury judgement.
Jury selection itself, while it is recommended to be diverse, targets particular people who the legal team will be most or least likely to find the defendant guilty (dependant on the legal team side - prosecution or defendant) - therefore they are dependant on these biases to win cases.
*Impact on fairness of the trial:
The impact of bias in fairness of the trial is huge, especially when the jury can be too emotionally charged and not utilise objective rational thinking. There have been cases where there have been very little differences in evidence and the outcome very clear, yet many different opinions of the jurors results in the verdict being delayed. For example if a black person was placed on trial for murder and half the jury was white the likelihood of the defendant being found guilty substantially increases - whereas if a black person was placed on trial and half the jury was black, and the other half mixed race the likelihood of pleading guilty is substantially lower (dependant on evidence). This weeks reading pays particular attention to the case of R v Williams, where an aboriginal appealed a guilty verdict of robbery on two separate occasions as a result of media and racial bias. The first appeal was denied stating a “cost/benefit” ratio and the impingement on the rights of jurors, while the second was confirmed, stating the only cost was a small increase in the length of a trial - no cost to the prospective juror and that the prospective juror should not be embarrassed by the question if considering the trial in a fair, just and unbiased manner.
Week 8: Courts and psychology, part 2. What is the Head versus heart strategy?
One of the first tactical decisions made by an attorney revolves around whether the presentation of evidence should be aimed at the cognitive level (head) or emotional level (heart). The decision is based on a number of variables, including:
- who is the trier of fact—cognitive approach is most often selected when the judge is the trier of fact. In cases of a jury, either approach may be effective
- what is the level of emotional content in trial - the higher the level of emotional content (e.g. children, vulnerable individuals, vivid impact), the more likely an emotional presentation will be successful
- the jury demographic - the composition of the jury may dictate the approach, e.g. business professionals, front-line human service providers = cognitive; social work, teachers = emotional
- the appeal of the defendant/victim—less appealing individuals may indicate that a cognitive approach is better suited.
What are the Attributions of causality?
Attribution—the process of assigning cause to our own behaviour (as well as related cognitions, feelings, etc.) and that of others, e.g. actor/observer bias.
- Human tendency for attribution is based on:
- the tendency to be naïve psychologists, i.e. the need to know why
- a psychological need for organisation and meaning, e.g. grouping principles—perception
- an understanding of attribution biases.
- Primary attribution (Heider)
- Fundamental attribution error
- Actor/observer bias
- When deciding on the cause for the behaviour of others who we do not know very well, we have a tendency to make an immediate dispositional or situational judgement
- When deciding on the cause for the negative behaviour of others (especially those we do not know well), we have a tendency to over-emphasise dispositional factors and under-emphasise situational factors.
- When deciding on the cause for the behaviour of ourselves and others, we have a tendency to view our negative behaviours as situational and our positive behaviours as dispositional, while doing the opposite for others.