exam 1 Flashcards

comparative politics exam 1 review.

1
Q

what are the definitions of politics?

A
  1. the authoritative allocation of values
  2. who gets what, when and how?
  3. The struggle in any group for the power to make decisions for the entire group.
  4. Political science is the field that studies the consent and conflict over the distribution of power and public goods.
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2
Q

What are the TWO definitions of comparative politics?

A
  1. comparative politics is simply studying politics outside of the united states.
  2. Using evidence from many cases to make a general statement about politics and political life.
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3
Q

What is generalization and the importance of comparison?

A

Generalization requires comparison (and “systematic” comparison). AND localizing similarities on charts and graphs.

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4
Q

What is a state? (definitions, features, and durability)

A

in comparative politics: “states” almost always mean “countries” (sometimes called “nation-states”.
Institutions of centralized political authority

What roles do the states play?
- central actors in international politics
- shape economic development, experiences of citizens’ day to day life.
- Contain the institutions we think of as “democratic” (or not).
- most bedrock principles: states create order.

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5
Q

Legitimacy vs. sovereignty?

A
  • legitimacy:
    legitimacy captures the idea of importance.
  • this is accepted and appropriate
  • authority is viewed as a rightful and valid by population (domestically and internationally).
  • There are many paths to legitimacy.
  • Sovereignty:
    sovereignty: the ability to carry out actions independently, not subject to external control.
  • sovereignty can be violated in many different ways.
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6
Q

What are the 2 metaphors on “states”?

A

STATES ARE MOBSTERS
- states provide protection, but for a cost
- protection from outsiders, insiders who would “threaten” monopoly.
- extortion rackets.

STATES AS MOTHER BUNNY
- States are like the mother bunny, all consuming and coercive instruments of power.
- You can try run away but you wil always come home.
- This does NOT mean all states are bad!
- Effective states provide protection, and enforce the rules of law.

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7
Q

What is state capacity or state- ness?

A

this is described as the ability for states to achieve their core objectives.

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8
Q

What are the features of modern states? (bureaucratic character; impersonal)

A
  • defense, policing, extraction/taxation, order and legibility.
  • yet varying in their capacity to accomplish these goals.

Modern states are bureaucratic:
-bureaucracies: a rational, universally applicable system for operating.
- they are effective, in term of organizing collective action.

Impersonal: authority rooted in the institutions and offices, not people.

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9
Q

Theories on state formation (bellicist, economic, cultural, and diffusion)?

A

Bellicist theory: (chaotic, violent, and aggressive)
- states emerge as a solution to Hobbes’ state of nature.
“war made states, and made war” (charles tilly). A revenue, mobilization, and Weberian capacity.

Economic: modern state represents interests of economic elites (marx, beard, but other elite/coalitional perspectives)

Cultural: states require lots of obedience from citizens. How does this emerge?
- emphasis on national identity and nationalism.

Diffusion theory: how did states become the central unit of political identification?
- skill in war; colonialism; avenue for extending economic power.

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10
Q

what are regimes? (definitions, features, durability)

A

political regimes: are a durable set of formal and informal rules…
- allocating political authority at the national level (at their broadest).
- describing how society and politics operate; rules of the political game.
- democratic and non-democratic regimes (i.e., different ways to solve conflict, allocate resources, etc…)
- typically “institutionalized” but not as durable as states.

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11
Q

what are the difference between states and regimes?

A

A state is a sovereign political entity with a defined territory and government, while a regime refers to the system of rules and institutions that determine how that state is governed.

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12
Q

what is “the government” for political scientists?

A

the leadership of elite in charge of running the state.
- weakly institutionalized
- we do not think of them as irreplaceable
- we can easily imagine life with a different set of leaders (and may even prefer is).

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13
Q

what is the difference between normative vs. empirical statements?

A

Empirical: drawn from the real world, based on observation, focused on understanding relationships.

Normative: what “should” be, (or ought to be).

Example:

Normative question: what major is the best?

Empirical: which major has the highest job placement, after graduation?

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14
Q

what is a concept and operationalist?

A

This is a clearly defined concepts, which lend themselves to clear “operationalization” this is particularly challenging for the social sciences.

Theories that answer “how” and “why” questions
link cause to effect outcome, through detailed mechanism.

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15
Q

what is a variable? (independent and dependent, cause and effect)

A

hypotheses connect the independent and dependent variables, THAT CAN BE FALSIFIED!

The casual impact of variable require comparing the observed state of the world to a counterfactual state of the world that doesn’t exist!

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16
Q

What is the difference between laws and theories?

A

Theories answer the question “how” and “why”.

A law describes a consistent natural phenomenon, while a theory explains why and how that phenomenon occurs.

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17
Q

Deterministic vs. probabilistic laws?

A

Hypotheses connection independent and dependent variables that can be falsified.

Shared Values:
- evaluating evidence.
- Comparing across cases (a unit of analysis in comparative politics) systematically.

Deterministic laws predict outcomes with certainty, while probabilistic laws describe outcomes in terms of likelihood.

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18
Q

Hypotheses?

A

connecting independent and dependent variables that can be falsified (inductive vs. deductive).

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19
Q

induction vs. deduction?

A

In social science, inductive reasoning develops theories from observed patterns, while deductive reasoning tests hypotheses using existing theories.

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20
Q

Falsifiability vs. testability of a hypothesis?

A

In social science and comparative politics, falsifiability means a hypothesis can be proven wrong, while testability means it can be examined through empirical observation.

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21
Q

a “case” in comparative politics?

A

This case illustrates that a much wider and common issue,

saying that “X” causes “Y” implies that…

there is also the reverse way that “y” causes “X” implies…

Compare multiple observations
We simply cannot learn about the effect of any “X” without comparing those people with “X” to those without “X”

22
Q

Quantitative vs. Qualitative:

A

In social sciences, quantitative research uses numerical data to identify patterns, while qualitative research explores meanings and experiences through non-numerical data.

23
Q

most similar and different approaches?

A

The most similar approach to the quantitative vs. qualitative distinction is the mixed-methods approach, which combines both numerical analysis and in-depth exploration to provide a more comprehensive understanding.

The most different approach would be critical theory, which rejects purely empirical or statistical analysis and instead focuses on subjective meanings, power structures, and social constructs.

24
Q

what is confounders?

A

Variables that are happening at the same time (why were physicians so wrong about the effectiveness of the certain drug for covid-19).

In social sciences, confounders are variables that affect both the independent and dependent variables, potentially leading to a false or misleading relationship between them. They can mask or distort the true effect of one variable on another.

25
What is a fundamental problem or causal inference?
- We only observe the state of one world. - The causal impact of a variable requires comparing the observed state of the world to counterfactual state of the world that does NOT exist!
26
What are correlation / associations vs. causation (especially in observational data).
Understanding cause and effect requires comparing what we did observe to what we would have observed if things were different. "experimental" evidence (randomized) gets us closest, but this is challenging (impossible?) for many social questions. We are then left with "observational" evidence, which presents a special challenge to distinguish correlation from cause to effect. Correlation/association indicates a relationship between two variables, while causation means one variable directly influences the other; in observational data, it's harder to establish causation because other factors might be at play.
27
what is reverse causation/endogeneity?
Reverse causality in social sciences, particularly in comparative politics, occurs when the presumed effect of one variable actually influences the supposed cause, creating a bidirectional relationship that complicates the interpretation of data. we assume that X comes first, and then causes y. reverse causality assumes that y comes first, and then causes x.
28
What is inverting process?
In social science and comparative politics, the inverting process refers to reversing the direction of causal relationships or assumptions, where what was initially considered the cause is instead treated as the effect, often to test alternative explanations or challenge existing theories.
29
What is omitted variable bias?
Omitted variables: some factors explain the original correlation. Omitted variable bias in social science, particularly in comparative politics, occurs when a relevant variable that influences both the independent and dependent variables is left out of the analysis, leading to inaccurate or biased results about the relationship between the variables.
30
What is process/procedural/minimal versus outcome/liberal/substantive definitions?
process/procedural/minimal definitions focus on the methods, rules, and procedures by which something operates, while outcome/liberal/substantive definitions emphasize the end results or substantive conditions, such as the achievements or goals that a system or process produces. Process/Procedural/Minimal: Focuses on the procedures and mechanisms (e.g., democracy defined by regular, fair elections). Outcome/Liberal/Substantive: Focuses on the substantive effects or outcomes (e.g., democracy defined by individual freedoms, political participation, and equality).
31
What is Schumpeter's focus on the "competitive struggle" ?
Schumpeter's focus on the "competitive struggle" highlights how entrepreneurship and innovation drive economic progress by disrupting established industries through creative destruction.
32
What are problems with simple "process" definitions?
The problem with simple "process" definitions in social science, especially in comparative politics, is that they can be too narrow, focusing only on procedures or mechanisms without considering the substantive outcomes, such as political rights or social justice, which are also crucial to understanding political systems.
33
What is the fallacy of electoralism?
the fallacy of electoralism: is the idea that there are lots of cases about an election, and we have to make sure that they sit into the democracy. he fallacy of electoralism is the belief that free and fair elections alone are sufficient to guarantee democracy, overlooking the importance of other democratic elements like political freedoms, rule of law, and civil rights. It suggests that simply having elections does not ensure a fully functioning, just, or inclusive democratic system.
34
What is electoral democracy / procedural minimal definitions?
Electoral democracy or procedural minimal definitions focus on the basic procedures of democracy, such as regular, free, and fair elections, without necessarily considering broader democratic values like political freedoms or social equality. It emphasizes the process over the substance.
35
What is liberal democracy?
Liberal democracy adds... - classically liberal ideas regarding individual rights and freedoms - constitutional liberalism / "inalienable" rights - rule of law / independent judiciary. - effective checks and balances that limit scope of executive power.
36
What are classically liberal ideas?
individual rights & freedoms
37
What is rule of law?
it is the independent judiciary. An independent judiciary is a legal system where judges make decisions free from external influence or pressure, ensuring fair and impartial rulings based on the law.
38
Representative vs. Direct democracy?
Modern democracies are all "representative" democracies. That is, they all tend to rely on some process where voters empower leaders to act on their behalf. Direct democracy is a system where citizens directly participate in decision-making, rather than electing representatives to make decisions on their behalf.
39
Democratic transition vs. consolidation.
Democracy occurs across the modernization spectrum, for many different reasons. But poor democracies tend not to last about consolidation not transition. Democratic transition refers to the process of a country moving from an authoritarian regime to a democratic system, while democratic consolidation is the phase where democracy becomes deeply entrenched, stable, and widely accepted by both elites and the public.
40
What are the waves and the reverse waves of democracy?
First Wave (1820s-1920s): Expansion of democracy in Europe and the Americas. Second Wave (1940s-1960s): Post-World War II democratization, particularly in Europe and Japan. Third Wave (1970s-2000s): Widespread democratization, especially in Latin America, Eastern Europe, and parts of Africa and Asia. Reverse waves are periods when democracy declines, and countries revert to authoritarian regimes. Notable reverse waves occurred after the First World War (early 20th century) and following the collapse of the third wave in the early 2000s, where some countries experienced democratic backsliding.
41
Explanations about the 3rd wave?
The Third Wave of democracy, starting in the mid-1970s, was a period of widespread democratic transitions, especially in Southern Europe, Latin America, Eastern Europe, and parts of Africa and Asia. It was triggered by the fall of authoritarian regimes, the collapse of communism in Eastern Europe, and the rise of popular movements calling for democracy. This wave significantly expanded global democracy, though its consolidation varied across regions.
42
Has there been a third reverse wave?
Yes, there has been a third reverse wave of democracy, which began in the early 2000s. This wave refers to a period of democratic backsliding, where several countries experienced a decline in democratic practices and the rise of authoritarianism or hybrid regimes. Factors contributing to this include economic crises, political instability, and weakening institutions, as seen in countries like Russia, Turkey, and parts of Latin America and Eastern Europe.
43
Legitimacy and spread of democracy?
In comparative politics, legitimacy refers to the belief that a political system or government is rightfully in power and has the consent of the governed. It is crucial for the stability and functioning of democratic systems. The spread of democracy refers to the global expansion of democratic governance, often driven by factors like economic development, international pressure, civil society movements, and democratic diffusion (where democratic practices spread through influence or example). The legitimacy of democracy plays a key role in its success and sustainability, as it encourages active participation and acceptance among citizens.
44
What is the Demonstration Effect?
The Demonstration Effect in comparative politics refers to the phenomenon where the success of a democratic movement or reform in one country inspires or encourages similar movements in neighboring or nearby countries. This effect occurs when people see the positive outcomes of democratization, such as improved political freedoms or economic benefits, and strive to replicate those successes in their own societies. EX: The Arab Spring (2010–2012) is a strong example of the demonstration effect. The uprisings began in Tunisia, where protests against government corruption and repression led to the ousting of President Zine El Abidine Ben Ali. The success of this movement inspired similar protests in Egypt, Libya, Syria, Yemen, and Bahrain, as citizens in these countries saw that political change was possible through mass mobilization.
45
What is modernization theory?
Modernization theory suggests that as societies develop, they will inevitably progress through a series of stages that lead to democracy, economic growth, and social change. It argues that economic development, urbanization, education, and technological progress will drive political modernization and democratization. Examples: Post-WWII Europe: The theory was applied to explain the transformation of Western European countries, where economic growth and modernization led to stable democracies. Latin America in the 20th century: It was used to understand why countries that developed economically (like Chile and Costa Rica) were more likely to become democratic, while those that didn’t (like Argentina or Brazil) often faced instability or authoritarianism. Critics argue that the theory oversimplifies the process and doesn't account for historical, cultural, or political factors influencing democratization.
46
What is the lipset hypothesis? (endogenous vs. exogenous distinctions).
"The more well we do in a nation, the larger the chances that it will sustain democracy." endogenous: economic development, through a set of intermediate factors, increases the odds of democratization/democratic transition. exogenous: democracy occurs across the modernization spectrum, for many different reasons.
47
Selection Bias/Survivorship bias?
Selection bias and survivorship bias are types of biases that can distort conclusions in social science, especially in comparative politics. Selection bias occurs when the individuals or cases selected for a study are not representative of the broader population, leading to skewed results. For example, analyzing only stable democracies to understand democratization may overlook countries that failed in their democratic transitions. Survivorship bias happens when only the "surviving" cases (those that have succeeded or persisted) are considered, while failed cases are ignored. This leads to overly optimistic conclusions, such as assuming all democratic transitions are likely to succeed because we focus only on the countries where democracy has lasted. Both biases can undermine the validity of comparative political studies by failing to account for the full range of experiences and outcomes.
48
What is the median voter theorem?
this is the redistributive policies (like taxes) are set by the median voter in a democracy. - This is also the degree of inequality that determines where the median voter is, and how far away from the dictator that they are. The median voter theorem states that in a majority-rule election, candidates or parties will converge toward the policy preferences of the median voter to maximize their chances of winning.
49
Fiscal Bargain / Natural resources and modernization theory of democracy?
The fiscal bargain and natural resources play significant roles in the context of modernization theory of democracy: Fiscal bargain: This concept refers to the arrangement between the state and its citizens where the state provides public goods and services in exchange for taxes or resources from the population. In modernizing societies, this relationship is crucial for building state legitimacy and promoting social stability, which can help create conditions favorable for democratization. Modernization theory suggests that as a country develops economically, the fiscal bargain becomes more complex, and citizens demand greater accountability, potentially leading to more democratic governance. Natural resources: Modernization theory also suggests that countries rich in natural resources (like oil or minerals) often face challenges in democratizing. Resource wealth can fuel authoritarian regimes because the state can finance itself without relying on citizens for taxation, reducing the pressure for democratization. This phenomenon is often referred to as the "resource curse." In contrast, countries without such resources may be more likely to develop a fiscal bargain, where the government is more accountable to its citizens, promoting democratic governance. Together, these factors suggest that economic development and the relationship between citizens and the state are central to understanding the trajectory toward democracy, though natural resource wealth can complicate the process.
50
Cultural theories of democratization, democratic performance, and democratic survival?
Cultural theories of democratization argue that societal values and cultural factors shape the transition to democracy, its performance, and survival. Societies with a culture that values democracy, civic participation, and tolerance are more likely to successfully democratize and sustain democratic practices. Democratization: Countries with a history of political engagement (e.g., Western Europe after WWII) are more likely to transition to democracy. Democratic performance: Societies with strong democratic cultures (e.g., Scandinavian countries) perform well in sustaining democracy. Democratic survival: Democracies are more stable in cultures that value democratic principles (e.g., post-WWII Germany), while a lack of democratic culture can lead to authoritarianism (e.g., Russia).