Ethics Flashcards
1
Q
Number of code of conduct for CISI
A
8
2
Q
1) conduct for CISI
A
Client
3
Q
2) conduct for CISI
A
Firm/industry
4
Q
3) conduct for CISI
A
Firm/industry/regulator
5
Q
4) conduct for CISI
A
Market/participant
6
Q
5) conduct for CISI
A
Client - relevant conflicts of interest
7
Q
6) conduct for CISI
A
Client/colleagues and self
8
Q
7) conduct for CISI
A
Client/self
9
Q
8) conduct for CISI
A
industry /self
10
Q
Self interest
A
Putting yourself before the client
11
Q
Fiduciary responsibilities
A
Puts client before yourself
agents
Legal and ethical responsibility
12
Q
Corporate Social responsibility
A
incorporates publics interest in to corporate decision making
people, planet , profit
