Ethics

Question 1

Standard VII: Responsibility of CFAI Member or Candidate

What are main points and guidance for each?

VII(A)

VII(B)

Answer 1

Question 2

Standard VI: Conflicts of Interest

What are main points and guidance for each?

VI(A)

VI(B)

VI(C)

Answer 2

Question 3

[Standard V: Investment Analysis, Recommendations, and Actions

What are main points and guidance for each?

V(A)

V(B)

V(C)

Answer 3

Question 4

Standard IV: Duties to Employer

What are main points and guidance for each?

IV(A)

IV(B)

IV(C)

Answer 4

Question 5

Standard III: Duties to Clients

What are main points and guidance for each?

III(A)

III(B)

III(C)

III(D)

III(E)

Answer 5

Question 6

Standard II: Integrity of Capital Markets

What are main points and guidance for each?

II(A)

II(B)

Answer 6

Question 7

Standard I: Professionalism

What are main points and guidance for each?

I(A)

I(B)

I(C)

I(D)

Answer 7

Question 8

What are main points in Code of Ethics?

What are the Standards of Professional Conduct?

Answer 8