Ethics Flashcards
1
Q
Items that ALWAYS deny from becoming a CFP
A
Felony of financially cases crimes, tax-related crimes, revocation of financial industry license (ex. missing to pay fees), murder, rape, violent crimes into the past 5 years
2
Q
Items that PRESUMED that are Unacceptable to become a CFP
A
2 or more personal bankruptcies, revocation or suspension of nonfinancial license, suspension of financial license, felony of nonviolent crimes in the last 5 years, felony conviction for violent crimes other than murder and rape that occurred more than 5 years
